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Published ahead of print on June 15, 2006, doi:10.1164/rccm.200604-517OC

Am. J. Respir. Crit. Care Med., Volume 174, Number 5, September 2006, 493-498

A more recent version of this article appeared on September 1, 2006
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Submitted on April 12, 2006
Accepted on June 14, 2006

Ethnic- and Sex-Free Formulae for Detection of Airway Obstruction

James E Hansen1*, Xing-Guo Sun1, and Karlman Wasserman1

1 Department of Medicine, Division of Respiratory and Critical Care Physiology and Medicine, Los Angeles Biomedical Institute at Harbor-UCLA Medical Center, Torrance, CA, United States

* To whom correspondence should be addressed. E-mail: jhansen{at}labiomed.org.

Rationale: Currently, spirometric detection of airway obstruction in adults requires separate predictive formulae for each ethnicity and sex for %FEV1/FVC and %FEV3/FVC, the major measurements for defining airway obstruction. Objectives: Eliminate the need for multiple formulae for black, Latin, and white men and women by developing single formulae with less variance than current formulae for %FEV1/FVC and %FEV3/FVC. Methods: Data from nearly 6,000 healthy never-smokers ages 20.0 to 79.9 years in the National Health and Nutrition Examination Survey-III were reevaluated mathematically and graphically, based on the preliminary hypothesis that predictive normal FEV1/FVC and FEV3/FVC ratios could be calculated from the age and FVC alone, without considering ethnicity, sex, or height. Current and new formulae were evaluated, first considering the population as consisting of 36 equally weighted subgroups (6 decades X 3 ethnicities X 2 sexes), and then weighting each individual equally. Measurements and Results: For each year of age the slope of %FEV1/FVC versus FVC approximated -1.8%/L/year; the slope of %FEV3/FVC versus FVC approximated -0.8%/L/year. After trial and error iterations, the optimal formulae were: %FEV1/FVC = 98.8 - 0.25 X years - 1.79 X FVC and %FEV3/FVC = 105.4 - 0.20 X years - 0.75 X FVC. Conclusions: These two new predicting formulae for % FEV1/FVC and %FEV3/FVC, which require only age and FVC as variables, approximate actual values closer than previously published separate formulae for each ethnicity and sex. With 95% confidence limits, they should allow better discrimination between normality and airway obstruction in adults of at least these three ethnicities.


Key words: spirometry, FEV 1, FEV3, FVC, reference values




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