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American Journal of Respiratory and Critical Care Medicine Vol 178. pp. 889-891, (2008)
© 2008 American Thoracic Society
doi: 10.1164/rccm.200808-1223ED


Editorials

Etanercept for Idiopathic Pulmonary Fibrosis

Lessons on Clinical Trial Design

Robert M. Jackson, M.D. and Charlene D. Fell, M.D., M.Sc.

University of Miami,
Miami, Florida
and
University of Calgary
Calgary, Alberta, Canada

The search for an effective agent to treat idiopathic pulmonary fibrosis (IPF) continues. In this issue of the Journal (pp. 948–955) Raghu and colleagues report an important, albeit negative, result in a well-designed randomized controlled trial (RCT) of tumor necrosis factor (TNF)-{alpha} antagonist therapy in patients with IPF (1). The negative findings are consistent with recent well-designed trials in patients meeting contemporary definitions of IPF (24).

The conclusions from the present RCT speak for themselves. The design raises interesting questions regarding the biology of TNF, the classical bleomycin model of pulmonary fibrosis, placebo controlled trials, endpoints that use surrogates for mortality, and classification of disease by phenotype in the postgenomic era.

The basic science underlying the hypothesis that TNF-{alpha} plays a role in pulmonary fibrosis is sound and well established in both human (5) and murine (6) models. The finding of bleomycin-induced TNF-{alpha} expression in lung macrophages concomitant with lung fibrosis in mice was also seminal in developing the rationale for this trial (7). However, the bleomycin model of postinflammatory fibrosis differs greatly from human IPF (8). When bleomycin is delivered intratracheally, florid lung inflammation is followed by rapid development of fibrosis and eventual healing. That sequence does not resemble the typical chronic course of IPF. A more usual pattern of fibrosis develops if bleomycin is administered by subcutaneous osmotic pump or repeated injections. The findings in this mouse model, and their difference compared with findings in human disease, remind us of the obvious: despite genomic similarity, mice are not human, and postinflammatory fibrosis is not IPF.

The negative result of the etanercept study is unequivocal because the trialists used a placebo-controlled design, which is ethically acceptable when no known effective therapy exists. It would be less appropriate to conduct a trial in which both groups receive therapy of unknown efficacy (even though standard of care). Such a design makes results regarding the experimental intervention impossible to interpret; for example, it remains unclear whether N-acetylcysteine has a beneficial effect in patients with IPF because both groups received prednisone and azathioprine (9). The placebo-controlled design of the present trial is an important benchmark for future IPF studies.

Apart from mortality, the appropriate primary endpoints for IPF trials are arguable and undecided. The use of surrogate markers for mortality in clinical trials is attractive because it allows investigators to design trials of shorter duration, thus lowering costs and improving patient retention. There has been much interest in identifying physiologic variables that may be used as surrogates for mortality in IPF (1012). This study used two measures of pulmonary function (FVC and diffusing capacity) and a measure of gas exchange, rather than mortality, as primary endpoints. Other IPF trials have used similar surrogate measures as primary outcomes (24). All have failed to show the efficacy of the treatment arm. These negative results may be because surrogate markers of mortality are insensitive to the effects of the experimental treatments. Another possibility is that the treatment outcomes used in murine model studies for IPF (prevention or resolution of scar tissue) vary greatly from those used in human trials (prevention of disease progression or decreased mortality). When investigators of the negative trial, who explored treatment of IPF with interferon-{gamma}1b, examined the efficacy of the study endpoints (all surrogate markers for mortality), they concluded that mortality was the best endpoint for therapeutic studies in IPF (13). Although the study of IPF requires large numbers of subjects, the power of such studies to find differences in mortality is critical for effective drug development, and mortality should be the primary endpoint for phase 3 clinical trials in IPF.

The hazards of subgroup and retrospective analyses have been demonstrated to adversely affect patient care and business prospects. Authors of the present study assessed the effect of etanercept on death and disease progression (≥10% decrease in FVC). Although composite results in Raghu and colleagues' Figure 2 suggest that fewer such "events" occurred in the etanercept group, data in Table 6 show that mortality in etanercept subjects was in fact twice that of placebo-treated subjects. The investigators probably correctly assert that no deaths were due to the study drug. Predictable correlations were found among questionnaire responses and both FVC and six-minute-walk test data. Not surprisingly, patients whose FVC worsened experienced a greater decrease in quality of life.

The case definition used in this and other IPF clinical trials, based on the scheme proposed by the American Thoracic Society/European Respiratory Society in 2000 (14), is essentially a description of phenotype, requiring neither demonstration of usual interstitial pneumonia nor genetic analysis of known mutations that could lead to pulmonary fibrosis. Important recent work has demonstrated differences in gene expression between usual interstitial pneumonia and other interstitial pneumonias (15), genes that contribute to disease development in familial pulmonary fibrosis (16) and several potential candidate genes that may have a disease-modifying effect (16). As our knowledge of the genetic markers contributing to the development of IPF evolves, the current phenotypic definition should be refined to include specific genotypes. Hopefully, this knowledge will guide future trials testing specific molecular targets, such as etanercept, in the treatment of IPF.

Patients and physicians will be disappointed by the negative results of this trial. However, the authors have established an important benchmark by demonstrating that a true placebo-controlled RCT is feasible and safe in IPF. An integrated exploration of the cellular pathways involved in the development of pulmonary fibrosis and the genes that regulate this process will provide us with new potential therapeutic targets and will further our understanding of the IPF phenotype. Until an effective therapy for IPF is found, placebo-controlled RCT designs should be used when investigating new drugs. Phase 3 trials of new drugs should use mortality as a primary outcome until surrogates, which are known to be adequate markers of mortality and which are affected by the pathway targeted by the investigational drug, are found.

FOOTNOTES

Conflict of Interest Statement: R.M.J. received $2,500 in 2005 for attendance at Intermune Advisory Board meetings. C.D.F. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript.

REFERENCES

  1. Raghu G, Brown KK, Costabel U, Cottin V, du Bois RM, Lasky J, Thomeer M, Utz JP, Khandker RK, McDermott L, et al. Treatment of idiopathic pulmonary fibrosis with etanercept: an exploratory, placebo-controlled trial. Am J Respir Crit Care Med 2008;178:948–955.
  2. Raghu G, Brown KK, Bradford WZ, Starko K, Noble PW, Schwartz DA, King TE Jr; Idiopathic Pulmonary Fibrosis Study Group. A placebo-controlled trial of interferon gamma-1b in patients with idiopathic pulmonary fibrosis. N Engl J Med 2004;350:125–133.[Abstract/Free Full Text]
  3. Azuma A, Nukiwa T, Tsuboi E, Suga M, Abe S, Nakata K, Taguchi Y, Nagai S, Itoh H, Ohi M, et al. Double-blind, placebo-controlled trial of pirfenidone in patients with idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2005;171:1040–1047.[Abstract/Free Full Text]
  4. King TE Jr, Behr J, Brown KK, du Bois RM, Lancaster L, de Andrade JA, Stahler G, Leconte I, Roux S, Raghu G. BUILD-1: a randomized placebo-controlled trial of bosentan in idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2008;177:75–81.[Abstract/Free Full Text]
  5. Kapanci Y, Desmouliere A, Pache JC, Redard M, Gabbiani G. Cytoskeletal protein modulation in pulmonary alveolar myofibroblasts during idiopathic pulmonary fibrosis: possible role of transforming growth factor beta and tumor necrosis factor alpha. Am J Respir Crit Care Med 1995;152:2163–2169.[Abstract]
  6. Thrall RS, Vogel SN, Evans R, Shultz LD. Role of tumor necrosis factor-alpha in the spontaneous development of pulmonary fibrosis in viable motheaten mutant mice. Am J Pathol 1997;151:1303–1310.[Abstract]
  7. Ortiz LA, Lasky J, Hamilton RF Jr, Holian A, Hoyle GW, Banks W, Peschon JJ, Brody AR, Lungarella G, Friedman M. Expression of TNF and the necessity of TNF receptors in bleomycin-induced lung injury in mice. Exp Lung Res 1998;24:721–743.[Medline]
  8. Moore BB, Hogaboam CM. Murine models of pulmonary fibrosis. Am J Physiol Lung Cell Mol Physiol 2008;294:L152–L160.[Abstract/Free Full Text]
  9. Demedts M, Behr J, Buhl R, Costabel U, Dekhuijzen R, Jansen HM, MacNee W, Thomeer M, Wallaert B, Laurent F, et al. High-dose acetylcysteine in idiopathic pulmonary fibrosis. N Engl J Med 2005;353:2229–2242.[Abstract/Free Full Text]
  10. Flaherty K, Mumford J, Murray S, Kazerooni E, Gross B, Colby T, Travis W, Flint A, Toews G, Lynch J, et al. Prognostic implications of physiologic and radiographic changes in idiopathic interstitial pneumonia. Am J Respir Crit Care Med 2003;168:543–548.[Abstract/Free Full Text]
  11. Latsi PI, du Bois RM, Nicholson AG, Colby TV, Bisirtzoglou D, Nikolakopoulou A, Veeraraghavan S, Hansell DM, Wells AU. Fibrotic idiopathic interstitial pneumonia: the prognostic value of longitudinal functional trends. Am J Respir Crit Care Med 2003;168:531–537.[Abstract/Free Full Text]
  12. Collard H, King T, Bartelson B, Vourlekis J, Schwarz M, Brown K. Changes in clinical and physiologic variables predict survival in idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2003;168:538–542.[Abstract/Free Full Text]
  13. King TE Jr, Safrin S, Starko KM, Brown KK, Noble PW, Raghu G, Schwartz DA. Analyses of efficacy end points in a controlled trial of interferon-gamma1b for idiopathic pulmonary fibrosis. Chest 2005;127:171–177.[CrossRef][Medline]
  14. American Thoracic Society. Idiopathic pulmonary fibrosis: diagnosis and treatment. International consensus statement. American Thoracic Society (ATS), and the European Respiratory Society (ERS). Am J Respir Crit Care Med 2000;161:646–664.[Free Full Text]
  15. Selman M, Pardo A, Barrera L, Estrada A, Watson SR, Wilson K, Aziz N, Kaminski N, Zlotnik A. Gene expression profiles distinguish idiopathic pulmonary fibrosis from hypersensitivity pneumonitis. Am J Respir Crit Care Med 2006;173:188–198.[Abstract/Free Full Text]
  16. Lawson WE, Loyd JE. The genetic approach in pulmonary fibrosis: can it provide clues to this complex disease? Proc Am Thorac Soc 2006;3:345–349.[Abstract/Free Full Text]

Related articles in AJRCCM:

Treatment of Idiopathic Pulmonary Fibrosis with Etanercept: An Exploratory, Placebo-controlled Trial
Ganesh Raghu, Kevin K. Brown, Ulrich Costabel, Vincent Cottin, Roland M. du Bois, Joseph A. Lasky, Michiel Thomeer, James P. Utz, Rezaul K. Khandker, Lawrence McDermott, and Saeed Fatenejad
AJRCCM 2008 178: 948-955. [Abstract] [Full Text]  




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