Published ahead of print on July 17, 2008, doi:10.1164/rccm.200801-076OC
© 2008 American Thoracic Society doi: 10.1164/rccm.200801-076OC
Body Mass and Glucocorticoid Response in Asthma1 Department of Medicine, National Jewish Medical and Research Center, Denver, Colorado; 2 Department of Medicine, University of Colorado, Denver, Colorado; 3 Department of Pediatrics, and 4 Division of Biostatistics, National Jewish Medical and Research Center, Denver, Colorado; and 5 Department of Preventive Medicine and Biometrics, and 6 Department of Pediatrics, University of Colorado, Denver, Colorado Correspondence and requests for reprints should be addressed to E. Rand Sutherland, M.D., M.P.H., National Jewish Health Center, 1400 Jackson Street, J-220 Denver, CO 80206. E-mail: sutherlande{at}njc.org
Rationale: Obesity may alter glucocorticoid response in asthma. Objectives: To evaluate the relationship between body mass index (BMI, kg/m2) and glucocorticoid response in subjects with and without asthma.
Methods: Nonsmoking adult subjects underwent characterization of lung function, BMI, and spirometric response to prednisone. Dexamethasone (DEX, 10–6 M)-induced mitogen-activated protein kinase phosphatase-1 (MKP-1) and baseline tumor necrosis factor (TNF)-
Measurements and Main Results: A total of 45 nonsmoking adults, 33 with asthma (mean [SD] FEV1% of 70.7 [9.8]%) and 12 without asthma were enrolled. DEX-induced PBMC MKP-1 expression was reduced in overweight/obese versus lean patients with asthma, with mean (± SEM) fold-induction of 3.11 (±0.46) versus 5.27 (±0.66), respectively (P = 0.01). In patients with asthma, regression analysis revealed a –0.16 (±0.08)-fold decrease in DEX-induced MKP-1 per unit BMI increase (P = 0.04). PBMC TNF- Conclusions: Elevated BMI is associated with blunted in vitro response to dexamethasone in overweight and obese patients with asthma.
Key Words: asthma therapy obesity
An increasing body of literature suggests an interaction between obesity and asthma (1). Epidemiologic studies have suggested that overweight (defined as a body mass index [BMI, kg/m2] of 25–29.9 kg/m2) and obesity (BMI 30 kg/m2) increase asthma incidence (2) and skew prevalent asthma toward a more difficult-to-control phenotype (3). Despite these observations, the mechanisms by which obesity modifies asthma risk or phenotype remain unclear, as do the clinical implications of this interaction (4).
In a subset of obese individuals, enhancement of normal adipose tissue immune function leads to a systemic inflammatory state (5), with elaboration of proinflammatory molecules, such as leptin, tumor necrosis factor (TNF)- In this regard, two recent reports (10, 11) indicate that overweight and obese patients with asthma may not respond as well as their lean counterparts to inhaled GCs, the most effective asthma controller therapy (12, 13). Peters-Golden and colleagues, in a post hoc analysis of clinical trials randomizing subjects to beclomethasone, montelukast, or placebo, reported that clinical response to beclomethasone (as reflected by asthma control days, a composite of rescue β-agonist use, nighttime awakenings, and concurrent asthma exacerbation) was reduced as BMI increased, a trend not observed with montelukast (11). A separate post hoc analysis of clinical trial data by Boulet and Franssen also demonstrated a reduction in asthma control achieved in response to fluticasone as BMI increased; their pooled analysis of 1,242 subjects with asthma allocated to either fluticasone, 100 µg twice daily, or fluticasone/salmeterol, 50 µg/100 µg twice daily, suggested that obese patients with asthma treated with GC-containing regimens were less likely to achieve asthma control than were their lean counterparts (10).
Although these reports suggest a reduction in clinical response to GC-containing therapeutic regimens in overweight and obese patients with asthma, the mechanisms by which this insensitivity to GCs might occur have not been elucidated. One potential mechanism by which this could be hypothesized to occur is altered molecular response to GCs due to systemic inflammation. GCs inhibit proinflammatory gene expression, in part through negative regulation of mitogen-activated protein kinase (MAPK) signaling pathways by molecules such as MAPK phosphatase (MKP)-1 (14). Given that proinflammatory cytokines, such as IL-1, IL-6, and TNF-
We enrolled nonsmoking adults (age 18 yr) with asthma (12), defined by: (1) a clinical history of asthma; (2) airflow limitation (baseline FEV1 80% predicted); and either (3) airway hyperresponsiveness (PC20 methacholine < 8mg/ml); or (4) bronchodilator responsiveness (>12% and 200 ml improvement in FEV1 after 180 µg metered-dose inhaler albuterol). Control subjects without asthma (normal spirometry, no history of asthma) were also enrolled. Assessment of lung function and airway hyperresponsiveness were performed according to published guidelines and interpreted according to reference values (15–18). Subjects had not received systemic GCs for 1 month or longer before evaluation, and used less than the equivalent of 800 µg inhaled beclomethasone (CFC) on a daily basis. Spirometric GC response was determined by measuring percent change in prebronchodilator FEV1 after the administration of prednisone, 20 mg by mouth twice daily for 7 days, with adherence assessed by pill count. Subjects were categorized as GC insensitive if prebronchodilator FEV1 improved by less than 12% after oral GC challenge (19). Prednisone absorption and clearance were examined in GC-insensitive subjects as per Hill and colleagues (20). Subjects with impaired prednisone absorption or accelerated prednisolone clearance were excluded. BMI was calculated as kg/m2, and subjects were characterized as lean if BMI was less than 25 kg/m2 and overweight/obese if BMI was 25 kg/m2 or greater. All participants underwent skin prick testing to 13 aeroallergens and positive/negative controls, and were excluded if found to be skin test positive.
To evaluate in vitro GC sensitivity, peripheral blood mononuclear cells (PBMCs) were isolated from 45 ml heparinized blood by Ficoll-Hypaque (Pharmacia Biotech, Piscataway, NJ) gradient centrifugation (21), and (in a subset of subjects) airway cells were isolated from bronchoalveolar lavage (BAL) (19) obtained via fiberoptic bronchoscopy performed according to published guidelines (22). After isolation, 2 x 106 cells were treated with either culture medium or dexamethasone (DEX) 10–6 M for 4 hours. RNA was extracted, transcribed into cDNA, and analyzed by real-time polymerase chain reaction via the dual-labeled fluorigenic probe method (ABI Prism 7000; Applied Biosystems, Foster City, CA) (23) using primers and probes for human MKP-1. TNF- Unadjusted between-group comparisons were performed using Student's t or chi-square tests. Log transformation was used when data were not normally distributed. To determine the association between BMI and biomarkers of GC response, least-squares regression was used. To avoid overfitting the model, models were adjusted only for the potentially confounding effects of sex. Where appropriate, analyses were performed with and without inclusion of a single significant outlying value. All analyses were performed using JMP 7.0 (SAS Institute, Cary, NC). All research was approved by the National Jewish Institutional Review Board, with informed consent obtained from all subjects.
Subject Characteristics A total of 33 adult subjects with asthma and a mean (SD) age of 40.0 (10.9) years were recruited. Mean BMI was 28.7 (5.3) kg/m2, with a mean FEV1 % predicted of 70.7 (9.8)%. A total of 12 adult subjects without asthma were also recruited, with a mean age of 41.7 (7.7) years and mean BMI of 27.1 (6.6) kg/m2. Additional demographic features of the study population are reported in Table 1.
BMI and PBMC DEX-induced MKP-1 Expression In PBMCs from subjects with asthma, blunted induction of MKP-1 expression by DEX (10–6 M) was observed in overweight/obese versus lean patients with asthma, with mean (±SEM) fold-induction of 3.11 (±0.46) in overweight/obese subjects versus 5.27 (±0.66) in lean subjects (P = 0.01 for the comparison; Figure 1A). When BMI was evaluated continuously, induction of PBMC MKP-1 expression was reduced as BMI increased, with a mean 0.16 (±0.08)-fold (P = 0.04) reduction in MKP-1 expression observed for each one-unit increase in continuous BMI (Figure 1B). After exclusion of a single outlying subject from the regression model, the observed effect of BMI remained statistically significant in both the categorical and continuous BMI analysis, with a reduction in the mean value in the lean group to 4.32 (±0.39) (P = 0.02 for the comparison, categorical analysis) and a 0.10 (±0.04)-fold reduction (P = 0.03) per unit BMI (continuous analysis). Clinical GC insensitivity was related to blunted induction of PBMC MKP-1, with only a 3.04 (±0.53)-fold increase observed in GC-insensitive subjects versus a 4.77 (±0.58)-fold increase in GC-sensitive subjects (P = 0.04 for comparison), a finding not modified substantially by exclusion of the outlier data point (4.05 ± 0.34; P = 0.03).
In contrast to subjects with asthma, subjects without asthma did not demonstrate a relationship between BMI and DEX-induced MKP-1 expression; comparison of MKP-1 expression between BMI categories revealed a mean 2.83 (±0.32)-fold induction in lean control subjects without asthma (n = 6) versus 3.03 (±0.32)-fold induction in overweight/obese control subjects without asthma (n = 6) (P = 0.7 for the comparison; Figure 2A). Regression modeling indicated only a 0.01 (±0.04)-fold reduction in MKP-1 expression per unit BMI increase, a finding that was not statistically significant (P = 0.8; Figure 2B).
BMI, TNF- , and MKP-1 Expression in PBMCsTNF- mRNA expression (ng/ml per ng/ml of GAPDH) was assayed in a subset of PBMCs from patients with asthma (n = 11) and control subjects without asthma (n = 11). Increasing BMI was associated with enhanced TNF- mRNA expression only in patients with asthma, and not in control subjects without asthma, with a 0.27 (±0.09) unit increase in log (TNF- [ng/ml]) for each unit increase in BMI (P = 0.01) in subjects with asthma (Figure 3A), and a 0.14 (±0.1) unit increase in log (TNF- [ng/ml]) per unit BMI (P = 0.3) in subjects without asthma (Figure 3B). To analyze the impact of this BMI-dependent increase in TNF- mRNA expression, the ratio of log (TNF- [ng/ml]) to DEX-induced MKP-1 expression was evaluated versus BMI, and subjects with asthma were found to manifest a significant increase in this ratio as BMI increased (Figure 4A), with a 0.09 (±0.02) increase in the ratio per unit BMI (P = 0.004), indicating that, in asthma, increasing BMI is associated with an increase in TNF- mRNA expression relative to DEX-induced MKP-1 expression. This effect of BMI on TNF- mRNA and DEX-induced MKP-1 expression was not observed in subjects without asthma (Figure 4B), in whom the unit increase in the ratio with increasing BMI was 0.06 (±0.04) per unit BMI (P = 0.2). Of note, the degree of DEX-induced suppression of TNF- mRNA expression was similar between subjects with and without asthma (5.41 ± 0.74-fold vs. 5.84 ± 0.71-fold suppression; P = 0.7), and did not differ within these groups according to BMI. This suggests that the differential relationship between baseline TNF- mRNA and the ability of DEX to induce MKP-1 expression in patients with asthma versus subjects without asthma was not due to a differential relationship effect of GCs on TNF- mRNA expression in these two groups.
MKP-1 and TNF- Expression in BAL Cells of Subjects with AsthmaTo explore whether similar alterations of DEX-induced MKP-1 expression were operative in the airways of patients with asthma, in addition to the peripheral blood, a subset of subjects with asthma (n = 11) underwent fiberoptic bronchoscopy with BAL, with analysis of MKP-1 and TNF- mRNA expression in BAL immune cells. No difference in BAL cell yield or differential was found between overweight/obese and lean patients with asthma (data not shown). As was observed in PBMCs, DEX-induced MKP-1 expression differed between BMI categories, with a 1.36 (± 0.09)-fold induction in overweight and obese subjects versus a 1.76 (± 0.15)-fold induction in lean subjects (P = 0.05 for comparison; Figure 5A). Furthermore, DEX-induced MKP-1 expression in BAL cells was reduced as BMI increased (Figure 5B), with a 0.04 (±0.01)-fold reduction (P = 0.03) in BAL cell MKP-1 expression observed for each unit increase in continuous BMI. A trend toward increased expression of TNF- by BAL cells was observed as BMI increased, with a 0.23 (±0.09)-unit increase (P = 0.03) in log (TNF- ) for every one-unit increase in BMI after exclusion of a single outlier (inclusion of the outlier yielded a similar estimate of effect [0.21 ± 0.12], but with P = 0.1).
These data indicate that in vitro biomarkers of GC insensitivity increase in both the lung and peripheral blood as body mass increases in individuals with asthma, but not in control subjects without asthma. This effect is manifested by reduced induction of MKP-1 expression in response to DEX in both PBMCs and BAL cells, and is related to enhanced expression of TNF- in both peripheral and lung immune cells as body mass increases, suggesting a scenario in which one or more molecular pathways governing GC responses are modified in both the airway and peripheral blood in overweight and obese patients with asthma.
These findings are statistically robust, particularly with regard to the findings in PBMCs. Although our BAL data are restricted to a smaller subset of the participants with asthma, the sample facilitated detection of differences in the BAL that mirrored our findings in the peripheral blood, suggesting that the mechanisms underlying altered MKP-1 and TNF- As noted previously, the mechanisms by which obesity exerts its effects on asthma remain unclear (4), although potential interactions other than an effect on response to therapy include an increased risk of developing asthma in the setting of obesity, or a skewing toward a more severe phenotype in the overweight or obese individual with asthma. A recent meta-analysis (2) of prospective epidemiologic studies of BMI and asthma incidence indicated that overweight and obesity increase asthma incidence, with a statistically significant increase in the overall odds ratio for incident asthma in overweight and obese subjects to approximately 1.5, along with the suggestion of dose dependency in asthma risk as BMI increased, a phenomenon echoed in the findings of this study with regard to GC response. Studies of the relationship between BMI and asthma in patients with prevalent asthma are less common, but a recent report from the National Heart, Lung, and Blood Institute–funded Severe Asthma Research Program (25) indicated that, in approximately 250 subjects with severe asthma (26), obesity was not more prevalent in severe versus moderate asthma, leading to questions about the role of obesity as a modifier of asthma severity. Most relevant to our data is the possibility that the inflammatory environment in obesity modifies either clinical or biologic response to GCs. In obesity, enhancement of normal adipose tissue immune function leads to a systemic inflammatory state (5), and many of the cytokines found to be elevated in obesity-related systemic inflammation are also associated with development of GC insensitivity in asthma (8), and may be critical components of the mechanisms by which this phenomenon occurs in overweight and obese patients with asthma. The mechanisms of GC insensitivity are complex, reflecting the multiple steps involved in GC action, but most important with regard to our findings are the effects of MAPK activation on GC receptor function. Phosphorylation modulates the function of the GC receptor (27, 28), and prior studies have demonstrated that cytokine-induced phosphorylation of the GC receptor, mediated by p38 MAPK or other pathways, is associated with loss of GCR nuclear translocation and reduced responsiveness of T cells to DEX (29, 30). GCs have also been reported to increase expression of a key regulator of MAPK inactivation, MKP-1 (14, 31, 32). The observed attenuation of MKP-1 expression in overweight and obese patients with asthma may allow persistent MAPK activation (14), thereby reducing molecular response to GCs and resulting in an associated reduced clinical response to these agents.
Research over the last decade has demonstrated that TNF- Additional clinical and basic research is necessary to elucidate the mechanisms by which overweight and obesity modify response to GC therapy in asthma, and we suggest that our research has identified but one potential mechanism by which obesity could alter response to controller therapy in asthma. Recognition of this phenomenon may help identify asthma patients at risk for suboptimal response to controller therapy over the long term, and lead to the development of alternative effective strategies for this prevalent subgroup of patients with asthma.
Supported by National Institutes of Health grants HL090982 (E.R.S.), AI070140 and HL36577 (D.Y.M.L.), and M01RR000051. Originally Published in Press as DOI: 10.1164/rccm.200801-076OC on July 17, 2008 Conflict of Interest Statement: E.R.S. served as an advisor or consultant to Dey, GlaxoSmithKline, and Schering-Plough, and received grant funding from Dey, GlaxoSmithKline, and Novartis between 2005 and 2008. E.G. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. M.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. D.A.B. has received $25,000 in investigator-initiated grant support from Merck & Co. D.Y.M.L. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form January 11, 2008; accepted in final form July 11, 2008
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