Published ahead of print on August 28, 2008, doi:10.1164/rccm.200806-858OC
© 2008 American Thoracic Society doi: 10.1164/rccm.200806-858OC
Type 1 Helper T Cells and FoxP3-positive T Cells in HIV–Tuberculosis-associated Immune Reconstitution Inflammatory Syndrome1 Institute of Infectious Diseases and Molecular Medicine and Department of Medicine, University of Cape Town, Cape Town, South Africa; 2 GF Jooste Hospital, Manenberg, South Africa; 3 National Institute for Medical Research, London, United Kingdom; 4 Division of Medicine, Imperial College London, London, United Kingdom; 5 Provincial Administration of the Western Cape, Khayelitsha, South Africa; 6 Médicins sans Frontiéres, Khayelitsha, South Africa; and 7 Division of Clinical Pharmacology, Department of Medicine, University of Cape Town, Cape Town, South Africa Correspondence and requests for reprints should be addressed to Robert J. Wilkinson, F.R.C.P., Institute of Infectious Diseases and Molecular Medicine, University of Cape Town, Observatory 7925, South Africa. E-mail: r.j.wilkinson{at}imperial.ac.uk
Rationale: Tuberculosis-associated immune reconstitution inflammatory syndrome (TB–IRIS) induced by combination antiretroviral therapy (cART) has been attributed to dysregulated expansion of tuberculin PPD–specific IFN- –secreting CD4+ T cells. Objectives: To investigate the role of type 1 helper T cell expansions and regulatory T cells in HIV–TB IRIS.
Methods: Longitudinal and cross-sectional studies of Mycobacterium tuberculosis–specific IFN-
Measurements and Main Results: In cross-sectional analysis the frequency of IFN- Conclusions: There is an association between helper T-cell type 1 expansions and TB–IRIS, but the occurrence of similar expansions in non-IRIS brings into question whether these are causal. The defect in immune regulation responsible for TB–IRIS remains to be fully elucidated.
Key Words: tuberculosis HIV immune reconstitution inflammatory syndrome FoxP3 type 1 helper T cells
HIV-1–associated tuberculosis is a major cause of mortality in sub-Saharan Africa (1). The widespread introduction of combination antiretroviral therapy (cART) has, however, been associated with a decrease of between 50 and 80% in the annual risk of tuberculosis in HIV-1–infected persons (2–4). cART partially and beneficially restores pathogen-specific immunity (5), but is also associated under some circumstances with paradoxical deterioration of existing, or unmasking of, unapparent infection (6, 7). This phenomenon is presumed to reflect the simultaneous restoration of immunopathological as well as protective immunity during antitubercular and cART. Deterioration of mycobacterial disease was recognized early as one of the forms of aberrant immune restoration or immune reconstitution inflammatory syndrome (IRIS) (8, 9). A number of case series of tuberculosis–IRIS (TB–IRIS) have been reported (reviewed by Dhasmana and coworkers [10]) with recognized risk factors being disseminated tuberculosis, a low nadir CD4+ cell count, high viral load, and short interval between starting antituberculosis chemotherapy and cART. Initially reported from specialized centers (11, 12), TB–IRIS is now a frequent diagnosis in areas of the world where tuberculosis and HIV frequently coexist (13, 14).
The diverse clinical presentations of TB–IRIS have been characterized (10), but little is known of its immunopathogenesis. It has been related to expansion of tuberculin purified protein derivative (PPD)–specific interferon-
Subjects The University of Cape Town (Cape Town, South Africa) Research Ethics Committee approved the study (REC references 337/2004 and 173/2005). In a cross-sectional analysis 35 cases of paradoxical TB–IRIS (see Table E1 in the online supplement for the case definition and also Meintjes and coworkers [21] for the consensus definition) were compared with 29 persons treated for HIV-associated tuberculosis with similar baseline CD4+ cell count and duration of combination antiretroviral treatment (cART) who did not develop IRIS (non-IRIS). A third group consisted of 31 HIV-infected persons with tuberculosis sampled before antitubercular treatment and who were not receiving cART (untreated HIV+TB). Tuberculosis was diagnosed primarily on the basis of smear or culture positivity. Where this was negative or unavailable, diagnosis was in line with guidelines for smear-negative or extrapulmonary tuberculosis in HIV-infected persons (22, 23). TB–IRIS was diagnosed according to case definitions shown in Table E1. New TB cases were treated with 6 months duration of first-line therapy (isoniazid, rifampin, pyrazinamide, and ethambutol [HRZE] for 2 months followed by HR for 4 months [2HRZE/4HR]). The retreatment regimen added streptomycin (S) as follows: 2HRZES/1HRZE/5HRE. All non-IRIS patients and 28 of 35 patients with TB–IRIS were prescribed the cART combination of stavudine (d4T), lamivudine (3TC), and efavirenz (EFZ). Six patients with TB–IRIS were prescribed zidovudine (AZT), 3TC, and EFZ and one was prescribed AZT, 3TC, and nevirapine (NVP). No patient had received prior cART. Longitudinal analysis was of a prospective cohort of 63 adults who started cART in primary care while undergoing TB treatment between January 2006 and September 2007. Participants were monitored four times for a period of 2 months after initiation of cART. The main outcome was TB–IRIS, with suspected cases being referred to secondary care for investigation and further management.
Immunological Analysis
Statistical Analysis
We first compared the frequency of M. tuberculosis antigen–specific IFN- spot-forming cells (SFCs) cross-sectionally in TB–IRIS at presentation, non-IRIS after 2 weeks of cART, and untreated HIV+TB groups (Table 1). The TB–IRIS and non-IRIS groups were similar in age, tuberculosis disease form, duration of cART at sampling, baseline CD4+ cell count, and sex (see Table 1). They did, however, differ in the median interval between starting TB treatment and cART, which was shorter in the TB–IRIS group (55 d, IQR 30–82 vs. 80 d, IQR 44–141; P = 0.011). In the untreated HIV+TB group more TB diagnoses were microbiologically confirmed and the baseline CD4+ cell count was higher than for the both TB–IRIS and non-IRIS groups (see Table 1). In addition the median age of the untreated HIV+TB group was lower than that of the non-IRIS group (28 yr, IQR 25–36 vs. 35.6 yr, IQR 30–41; P = 0.018). In 25 of 30 (83%) patients with TB–IRIS for whom a result was available the convalescent (i.e., post-IRIS episode) viral load was below the detection limit. In the patients with a detectable load, no value exceeded 1,000 copies/ml. In addition, an increase in CD4+ cell count occurred in 31 of 33 (94%) patients, with a median increase of 130 cells/µl (IQR 63–209).
The antigens assayed included the secreted and species-specific ESAT-6 molecule (26, 27); a 38-kD cell wall antigen (28, 29); two small cytoplasmic heat shock proteins, Acr1 and Acr2 (25, 30); and PPD. The response to the 38-kD antigen was not assayed in the untreated HIV+TB group. Overall responses were highly heterogeneous with strong positive responses to some antigens in some non-IRIS patients and a lack of response to some antigens in some patients with TB–IRIS (Figure 1). However, the median frequency of IFN- SFCs was higher in the TB–IRIS group than in the non-IRIS group, with the exception of the response to the 38-kD antigen (ESAT-6: 1,312, IQR 322–1,908 vs. 624, IQR 0–1,481 [P = 0.024]; Acr1: 1,080, IQR 432–1,363 vs. 228, IQR 7–1,037 [P = 0.019]; Acr2: 1,313, IQR 196–1,785 vs. 281, IQR 0–1,032 [P = 0.027]; 38-kD: 1,026, IQR 222–1,761 vs. 710, IQR 0–1,340 [P = 0.25]; PPD: 1,047, IQR 347–1,620 vs. 168, IQR 34–1,333 [P = 0.047]). When the TB–IRIS group was compared with the untreated HIV+TB group (median ESAT-6: 353, IQR 99–977 [P = 0.004]; Acr1: 57, IQR 0–139 [P = 0.0001]; Acr2: 58, IQR 22–189 [P = 0.0002]; PPD: 279, IQR 130–693 [P = 0.001]) the higher response of patients with TB–IRIS was even more pronounced. By contrast, there were no significant differences between the non-IRIS and untreated HIV+TB groups in response to any antigen. An alternative to effector T cells as a marker of immune activation is the serum C-reactive protein (CRP). We therefore determined CRP concentrations in the TB–IRIS and non-IRIS groups. The median CRP concentration was three times higher in the TB–IRIS group than in the non-IRIS group (99 mg/L, IQR 80–169 vs. 32 mg/L, IQR 9–83; P < 0.0001). Elevation of CRP above the reference laboratory range (10 mg/L) was invariable in the patients with TB–IRIS, but it was also elevated in 20 of 29 (69%) of the non-IRIS patients. Although this difference in proportions is significant (P = 0.0004) these data again reflect considerable immune activation in the non-IRIS group in the absence of reported symptoms or signs of TB–IRIS.
The high response to several classes of M. tuberculosis antigens in the TB–IRIS group implies polyclonal, rather than oligoclonal, T-cell expansion. To further test this hypothesis we peptide-mapped responses to the two heat shock proteins Acr1 and Acr2, antigens that showed the greatest fold difference in recognition between the TB–IRIS and non-IRIS groups (see Figure 1). PBMCs from 13 patients with TB–IRIS known to respond to either Acr1, Acr2, or both were selected for this purpose. The median number of Acr1 peptides recognized per donor was 10 (IQR 3–14) and 6 (IQR 3–10) for Acr2. Immunodominant determinants (defined by a response exceeding 30 IFN- SFCs per 106 PBMCs) were distributed widely across both molecules (see Figure E1 in the online supplement). Taken together, these findings strongly suggest a polyclonal response. It has been suggested that defective restoration of regulatory T-cell function may contribute to the pathogenesis of TB–IRIS (10, 18). This was examined by flow cytometric analysis of PBMCs from a subset of TB–IRIS (n = 11) and non-IRIS (n = 8) patients for whom sufficient cells were available. The percentage of unstimulated CD4+ cells positive for the transcription factor FoxP3, although higher in the TB–IRIS group, did not significantly differ between the groups (TB–IRIS: mean, 5.3 ± 4.5; vs. non-IRIS: mean, 2.46 ± 2.46 [P = 0.13]; Figure 2). hkH37Rv restimulation of PBMCs for 24 hours did not appreciably change the detection frequency in the TB–IRIS group or make the difference between groups significant (TB–IRIS: mean, 5.6 ± 4.6; vs. non-IRIS: mean, 2.9 ± 2.3 [P = 0.15]; see Figure 2). In these subjects we also evaluated lymphocyte activation as determined by CD71 (transferrin receptor) and HLA-DR expression (see Figure 2). The percentage of activated CD4+ cells did not differ between groups (TB–IRIS: mean CD4+CD71+, 26.6 ± 17.2; vs. non-IRIS: mean CD4+CD71+, 29.9 ± 11.2 [P = 0.64]; TB–IRIS: mean CD4+ DR+, 45.2 ± 22.3 vs. non-IRIS: mean CD4+ DR+, 38.0 ± 15.0 [P = 0.44]). There was also evidence of a similar degree of CD8+ cell activation (TB–IRIS: mean CD4+ DR+, 28.8 ± 18.9 vs. non-IRIS: mean CD4+ DR+, 22.4 ± 9.6 [P = 0.40]; TB–IRIS: mean CD8+ DR+, 32.4 ± 8.6 vs. non-IRIS: mean CD8+ DR+, 37.0 ± 12.1 [P = 0.35]), but again this did not differentiate the TB–IRIS group from the non-IRIS group.
Cross-sectional analyses only provide partial insight and we were therefore interested to determine whether our findings could be repeated in a prospective longitudinal analysis of patients with TB commencing cART. In the prospective analysis 8 of 62 participants had insufficient clinical follow-up to exclude IRIS, 1 was withdrawn because of drug-induced hepatitis, 1 declined further study involvement after Week 1, and 1 died of Escherichia coli septicemia 12 days after starting cART. Ten of 51 (19.6%) of those with sufficient follow-up developed TB–IRIS according to our case definitions (see Table E1 and Table 2). ELISpot data gathered at three or more time points was available for 39 participants, all patients with IRIS, and 29 of 41 non-IRIS patients. Responses showed marked dynamic changes within both groups (Figure 3). Within-category (non-IRIS and TB–IRIS) data in the longitudinal study were first assessed by repeated measures analysis (Friedman). The only significant trend was the increase in response to PPD in the TB–IRIS group over 8 weeks (P = 0.041). Within-category analysis by less stringent two–time point paired testing confirmed the increase in median PPD response in the TB–IRIS group, from 495 SFCs per 106 PBMCs (IQR 169–630) to 1,549 SFCs per 106 PBMCs (IQR 725–2432) between Weeks 0 and 8, to be significant (P = 0.008). In addition, the increase in PPD response in the non-IRIS group between Week 0 (66 SFCs per 106 PBMCs [IQR 10–358]) and both Week 2 (161 SFCs per 106 PBMCs [IQR 5–1414]; P = 0.04) and Week 4 (376 SFCs per 106 PBMCs [IQR 37–1140]; P = 0.01) was significant. Expansion of PPD-specific SFCs to more than twice baseline at any time was observed in 8 of 10 (80%) patients with TB–IRIS and in 18 of 29 (62%) non-IRIS patients (P = 0.45). No other significant intragroup changes occurred, despite the highly dynamic nature of these responses. When comparing IRIS and non-IRIS groups the only significant difference was between the 8-week response to PPD in the non-IRIS group (174 SFCs per 106 PBMCs; IQR 87–556) and the group that developed TB–IRIS (1,541 SFCs per 106 PBMCs; IQR 725–2432) (P = 0.001). Two or more CRP results were also available from all 10 TB–IRIS cases and 29 of 41 non-IRIS cases (see Figure 3). Repeated-measures tests did not confirm overall trends, partially because of data gaps at some time points that reduced the overall power of the analysis. Within-category analysis by two–time point paired testing showed the increase in median CRP response in the TB–IRIS group, from 10 mg/L (IQR 9–25) to 104 mg/L (IQR 56–175) between Weeks 0 and 2, to be significant (P = 0.031). In addition, the increase in CRP in the non-IRIS group between Week 0 (15 mg/L, IQR 7–20) and both Week 2 (39 mg/L, IQR 9–87; P = 0.004) and Week 4 (39 mg/L, IQR 12–78; P = 0.006) was significant. When comparing IRIS and non-IRIS groups significant differences were found between the 2-week response in the non-IRIS group (39 mg/L, IQR 9–87) and the group that developed TB–IRIS (104 mg/L, IQR 56–175) (P = 0.027). Of the 10 TB–IRIS patients shown in Figure 3, 4 were prescribed corticosteroid therapy and 2 were randomized to a double-blind trial of prednisone versus placebo for mild to moderate TB–IRIS. No obvious trend with respect to the effect of corticosteroid therapy on the Th1 expansions was observed.
Cape Town has a high tuberculosis case notification rate (>1,000/100,000 per annum in the area in which this study was conducted), rising adult HIV prevalence (antenatal seroprevalence exceeds 30% in some areas where the study was conducted), and rapidly increasing access to cART with roll-out to more than 20,000 people in the city so far. This triple coincidence has led to a substantial increase in cases of TB–IRIS presenting to our service: we have been referred nearly 400 cases in the last 3 years. This situation is mirrored in other large urban areas of sub-Saharan Africa. TB–IRIS is an opportunity to better understand aberrant immunopathological immunity in tuberculosis and thereby not only to treat TB–IRIS more effectively but also to reduce the tissue damage that is characteristic of tuberculosis in both HIV-infected and uninfected persons.
Cross-sectional analysis clearly confirmed that TB–IRIS is associated with high frequencies of M. tuberculosis antigen–specific IFN- Our flow cytometric analysis (see Figure 2) indicated that both CD4+ and CD8+ cells from patients with TB–IRIS (and non-IRIS patients) are activated, with a high percentage of cells expressing HLA-DR or CD71. We attribute the CD8+ cell activation to the restoration of effector responses to HIV-1 itself. Expression of the transcription factor FoxP3 has been associated with depression of M. tuberculosis antigen–specific effector T-cell responses (36–38), leading to the hypothesis that delayed cART-mediated restoration of such presumed regulatory T-cell responses underlies TB–IRIS (18). We found only low levels of FoxP3-expressing CD4+ T cells, perhaps in keeping with this idea but, if anything, their level was actually higher in patients with TB–IRIS than in non-IRIS patients. Flow cytometry was performed on a relatively small subset of 11 patients with TB–IRIS and 8 non-IRIS subjects; this, given the heterogeneous responses, limits power. However, we cannot readily ascribe the difference between clinical groups to CD4+ T cells that express FoxP3. In the longitudinal analysis 10 patients developed TB–IRIS (see Figure 3). These data, however, illustrate an important point that was partially apparent from the cross-sectional analysis (see Figure 1). Dynamic expansion (and reductions) of M. tuberculosis antigen–specific T cells also occurred in the majority of non-IRIS patients, as did elevation of CRP. This had the consequence that stringent tests for trend (with the exception of the response to PPD in the TB–IRIS group) did not yield significant results. Overall, the highly variable patterns of fluctuation observed did not differ between persons who did and did not develop TB–IRIS. Although an association between dynamic T-cell expansions and TB–IRIS therefore exists, these data bring into question whether an explosion of tuberculin-specific Th1 responses is the cause of this syndrome (16). Our data favor the interpretation that during early cART in HIV-1–infected patients with tuberculosis, effector responses are highly dynamic, most likely reflecting a complex mixture of recirculation, immune restoration, and a variably falling mycobacterial antigen and HIV-1 viral load. The clinical heterogeneity of the syndrome (see Table 2) also cautions against drawing conclusions from limited numbers of patients. In additional to clinical heterogeneity, a limitation of all studies of TB–IRIS is the selection of control subjects. We chose to study similar HIV-1–infected patients with tuberculosis sampled after a similar duration of cART (14 d, the characteristic time to onset of TB–IRIS) (see Table 1), but who did not develop the condition during 2 months of follow-up. However, the median duration of antituberculosis treatment was longer in the non-IRIS group (see Table 1). It is recognized that a risk factor for TB–IRIS is a short interval between the initiation of antituberculosis therapy and cART. As prescribing practice trends toward the earlier initiation of cART in patients with tuberculosis because of likely mortality benefits (7), we can expect the incidence and thus clinical importance of TB–IRIS to increase. Another limitation is that the study was conducted under program conditions and thus World Health Organization clinical case definitions of HIV-1–associated tuberculosis (23) and a clinical case definition of TB–IRIS (see Table E1) that excluded documentation of increased CD4+ cell count and a fall in HIV-1 viral load were in use. However, in patients with TB–IRIS for whom results were available 83% had complete HIV suppression in samples taken after the IRIS episode and 94% showed an increase in CD4+ cell count: highly consistent with general program conditions in which the HIV-1 viral load was undetectable in 88.1% persons at 3 months and the median increase in CD4+ cell count was 134 cells/µl at 6 months (39). A final limitation is that, in keeping with many studies of the immunology of tuberculosis, we studied blood cells as a readily accessible compartment. It would be of interest to conduct similar analyses on cells from disease sites.
TB–IRIS is associated with high frequencies of M. tuberculosis antigen–specific IFN-
Willem Hanekom is thanked for advice on flow cytometry.
* These authors contributed equally to this work. Supported by the Wellcome Trust of Great Britain, which provided personal awards to R.J.W., M.P.N., G.M., K.v.V., and M.X.R. (072070, 072065, 081667, 083226, and 084670). K.A.W. and R.J.W. are supported by the Medical Research Council (UK). M.X.R. is a European and Developing Countries Clinical Trials Partnership (EDCTP) Intermediate Fellow. The Medical Research Council of South Africa provided additional support in the form of a self-initiated project grant to G.M., G.M., and R.J.W. This article has an online supplement, which is available from this issue's table of contents at www.atsjournals.org Originally Published in Press as DOI: 10.1164/rccm.200806-858OC on August 28, 2008 Conflict of Interest Statement: None of the authors has a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form June 9, 2008; accepted in final form August 26, 2008
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