Published ahead of print on September 11, 2008, doi:10.1164/rccm.200708-1200OC
© 2008 American Thoracic Society doi: 10.1164/rccm.200708-1200OC
Daclizumab Improves Asthma Control in Patients with Moderate to Severe Persistent AsthmaA Randomized, Controlled Trial1 Section of Allergy, Pulmonary, and Critical Care Medicine, Department of Medicine, University of Wisconsin School of Medicine and Public Health, Madison, Wisconsin; 2 Brigham and Women's Hospital, Boston, Massachusetts; 3 National Jewish Medical and Research Center, Denver, Colorado; 4 Allergy, Asthma, and Dermatology Research Center, Lake Oswego, Oregon; 5 Cough and Sinus Center, Aurora Advanced Healthcare, Inc., Milwaukee, Wisconsin; 6 PDL BioPharma, Inc., Redwood City, California Correspondence and requests for reprints should be addressed to William W. Busse, M.D., University of Wisconsin School of Medicine and Public Health, J5/219 CSC, Box 2454, 600 Highland Ave., Madison, WI 53792. E-mail wwb{at}medicine.wisc.edu
Rationale: Airway inflammation in asthma is associated with increased activated CD25+ T cells, IL-2, and soluble IL-2 receptors (IL-2Rs).
Objectives: A randomized, double-blinded, placebo-controlled study was used to evaluate the safety and efficacy of daclizumab, a humanized IgG1 monoclonal antibody against the IL-2R Methods: Patients with obstructive pulmonary functions, despite inhaled corticosteroids (ICS), were switched to equivalent dose inhaled triamcinolone acetate acetonide (TAA). Patients dependent on ICS were randomized (3:1) to daclizumab (intravenous loading dose, 2 mg/kg, then 1 mg/kg) or placebo every 2 weeks, added to stable-dose TAA through Week 12 (Treatment Period 1). Over Weeks 12–20 (Treatment Period 2), patients tapered TAA while on the study drug, and were followed for 16 weeks off the study drug. Measurements and Main Results: Among 115 evaluable patients (88 daclizumab, 27 placebo), groups had similar age, disease duration, and length of ICS use. During Treatment Period 1, daclizumab improved FEV1 (daclizumab, 4.4 ± 1.80% vs. placebo, 1.5 ± 2.39%; P = 0.05), and reduced daytime asthma symptoms (P = 0.018) and short-acting inhaled β2-agonist use (P = 0.009). Daclizumab treatment prolonged time to exacerbation (P = 0.024). Adverse events were evenly distributed between groups, although there were more serious adverse events in the patients treated with daclizumab. Conclusions: Daclizumab improved pulmonary function and asthma control in patients with moderate to severe chronic asthma inadequately controlled on ICS. The mechanism of action likely involves inhibition of proinflammatory cytokine generation by IL-2R blockade in activated T cells. Clinical trial registered with www.clinicaltrials.gov (NCT00028288).
Key Words: pulmonary function asthma daclizumab airway inflammation
Airway inflammation in asthma involves T-cell activation, with increased numbers of activated CD25+ T cells and increased levels of IL-2 and soluble IL-2 receptor (IL-2R) chain (sCD25) found in airways of patients with severe asthma (1–9). After T-cell activation, cytokine generation and secretion may contribute to the initiation and potentiation of inflammation, along with development of repair leading to airway remodeling in asthma (6).
Daclizumab (Zenapax; F. Hoffmann-La Roche [Roche]; Nutley, NJ) is a humanized monoclonal antibody that binds specifically to the The objectives of this study were to address the hypothesis that a novel T-cell–targeted therapy might improve asthma control in patients who still have reversible airflow obstruction despite inhaled corticosteroid (ICS) treatment. Current guidelines advise that clinicians classify asthma severity by using the domains of current impairment (e.g., assessment of asthma symptoms and lung function) and future risk of adverse events (e.g., exacerbations) (16). For clinical research studies, asthma severity can be inferred after optimal therapy is established by correlating levels of severity with the lowest level of treatment required to maintain control. Achieving asthma control by therapeutic intervention is aimed at reducing both impairment and risk. Specifically, the study was designed to determine if there was a signal of clinical activity that would warrant further development of daclizumab in asthma. Some of the results of this study have been previously reported in abstract form (17–20).
Study Design and Objectives This randomized, double-blinded, placebo-controlled, parallel-group study in patients with suboptimally controlled moderate to severe asthma was conducted at 24 U.S. sites (see Figure 1). Patients met requirements for moderate to severe persistent asthma despite optimal treatment with medium- to high-dose ICSs (16), or partly controlled/uncontrolled asthma despite the need for step-3 therapy (21). Patients with atopy were defined (post hoc) as having at least one class-3 allergen–specific IgE response to a panel of six common aeroallergens (22). Patients with an FEV1 of 50 to 80% predicted, despite 1,200 µg or more of inhaled triamcinolone acetate acetonide (TAA) (or equivalent ICS) for 3 months or longer before enrollment, were switched to equivalent-dose TAA (23). All patients were switched to TAA to eliminate confounding effects of the different ICSs and to facilitate graded steroid taper during run-in and treatment. During a 2- to 5-week run-in, patients were required to demonstrate a greater than 10% decrease in FEV1 after reducing TAA by 25% per week, up to 50% of baseline TAA dose to be randomized. Patients were restabilized to an FEV1 of at least 90% of baseline on the TAA dose before the demonstrated FEV1 reduction.
For the first 12 weeks of study (Study Day 0–83, Treatment Period 1, ICS–stable phase), patients received daclizumab (2 mg/kg intravenously followed by 1 mg/kg intravenously) or placebo intravenous infusion (3:1 randomization) every 2 weeks added to stable TAA. During Treatment Period 2 (ICS-taper phase, Study Day 84–140, Weeks 12–20), blinded study drug was continued, while ICS was tapered 25% every 2 weeks. Study drug was discontinued for the 16-week follow up. Occupancy of CD25 receptors on peripheral T cells was not assessed in this study, as prior data indicated that daclizumab fully saturates the CD25 receptor on peripheral T cells at the selected dose regimen. At the dose regimen approved in the renal transplantation indication (1 mg/kg every 2 wk), daclizumab saturates the CD25 subunit of the IL-2R for approximately 120 days after transplantation in adult patients (10). Patients were monitored for adverse events, laboratory abnormalities, concomitant medication use, pharmacokinetics, pharmacodynamics, and immunogenicity during treatment and follow up. Study visits occurred at screening, during the run-in period (up to four visits), every 2 weeks during Treatment Period 1 (six visits), every 2 weeks through Treatment Period 2 (four visits), and then every 2–4 weeks during the follow-up phase (five visits). The study was conducted in accordance with good clinical practice, the latest revisions to the Declaration of Helsinki, and appropriate regulatory guidelines. An independent institutional review board approved the protocol at each participating site. Patients gave written informed consent to participate in the study.
Inclusion Criteria
Exclusion Criteria
Efficacy and Safety Endpoints An asthma exacerbation was defined as a loss of asthma control that was associated with one or more of the following (26):
See online supplement for additional details regarding study procedures.
Statistical Methods Results are included for all valid paired measurements. Data were analyzed by biostatisticians at PDL BioPharma (more information available on online supplement).
Patient Characteristics and Disposition A total of 208 patients enrolled in the study; 92 patients were not randomized. Of the 92 patients who did not meet eligibility for randomization, 61 patients (66.3%) failed to demonstrate dependence on medium- to high-dose ICS ( 1,200 µg inhaled TAA or equivalent) during run-in. Of the remaining patients not randomized, 13 were withdrawn due to patient choice, three due to an asthma exacerbation, three due to noncompliance, three to investigator judgment, two to protocol violation, one to an adverse event that led to discontinuation, and six to withdrawal for no specified reason. Thus, 116 patients were randomized, and 115 patients met all requirements for intention-to-treat (ITT) analysis (one patient was randomized, but not dosed with study drug due to investigator judgment, and therefore was not included in the analysis). In total, 88 (77%) patients were randomized to daclizumab and 27 (23%) to placebo. White females comprised the majority of patients in both daclizumab treatment and placebo groups. There were no significant differences between these groups at baseline (Table 1). The mean prerandomization dose of TAA was 2,089 ± 769 µg/day (mean ± SD) for patients receiving daclizumab and 2,178 ± 622 µg/day for patients receiving placebo. Mean FEV1 values were 2.34 ± 0.07 L for patients treated with daclizumab and 2.25 ± 0.1 L for patients receiving placebo. Approximately two-thirds of patients were atopic based on assessment of serum-specific IgE to an allergen panel. Enrollment of patients with atopy was similar between the two groups (patients treated with daclizumab, 65%; patients receiving placebo, 61.5%).
Efficacy Markers of current impairment Lung functions Daclizumab significantly improved pulmonary function (FEV1) from baseline to Day 84 of treatment compared with placebo (P = 0.05). The percent increase in FEV1 from baseline to Day 84 was 4.4 ± 1.80% (P = 0.02 within group) for daclizumab versus a decrease of 1.5 ± 2.39% (P = 0.53 within group) for placebo (represented as % of baseline in Figure 2). This difference corresponds to a placebo-corrected change of 5.9% for daclizumab. The maximum effects of daclizumab and placebo were seen by Day 28. Patients treated with daclizumab had an absolute increase in FEV1 (L) from 2.34 ± 0.07 (baseline) to 2.4 ± 0.08 (Day 84), whereas the patients receiving placebo had a decrease in FEV1 from 2.25 ± 0.1 to 2.2 ± 0.1 L. The relative change in FEV1 % predicted from baseline to Day 84 was 2.45 ± 1.06% (P = 0.02 within group) for daclizumab versus –0.97 ± 1.42% (P = 0.50 within group) for placebo (between group, P = 0.06) (Figure 3A). The change in the ratio of FEV1/FVC from baseline was 0.02 ± 0.01 (P = 0.001) for daclizumab versus –0.02 ± 0.01 (P = 0.12) for placebo (between group, P = 0.01) (Figure 3B). Change in mean forced expiratory flow during the middle half of the FVC (forced expiratory flow25–75%) from baseline to Day 84 was 0.16 ± 0.05 (P = 0.002) versus –0.10 ± 0.07 (P = 0.19) (between group, P = 0.005). Compared with placebo, daclizumab treatment significantly increased evening peak flow values (P = 0.029). Changes in morning peak flow rates did not differ significantly in patients treated with daclizumab compared with the placebo group (P = 0.217).
During the ICS taper in Treatment Period 2 (Days 84–140), FEV1 values decreased for patients in both treatment groups. The difference of percent change in FEV1 from Day 84 between daclizumab and placebo (daclizumab: –5.37%; placebo: –4.3%) was not significant (P = 0.61). No significant differences were observed between the two groups for changes in morning and evening PEF rates during Treatment Period 2.
Asthma symptoms
Markers of future risk Asthma exacerbations Patients treated with daclizumab experienced a prolonged time to a severe exacerbation requiring systemic corticosteroid rescue compared with patients receiving placebo during both the treatment and follow-up periods (Days 0–252) (P = 0.024) (see Figure 4). There was no significant difference between the two groups in the time to severe asthma exacerbation from baseline to the end of the treatment period (Days 0–140) (P = 0.25). Six of 76 (7.9%) patients receiving daclizumab and 4 of 26 (15.4%) patients receiving placebo experienced exacerbations by Day 84 (P = 0.27). Exacerbations requiring oral corticosteroid rescue therapy occurred in 5 of 75 (6.7%) patients receiving daclizumab and in 3 of 25 (12.0%) patients receiving placebo (P = 0.41). Exacerbations requiring treatment with systemic corticosteroids occurred in 8 of 69 (11.6%) patients treated with daclizumab and 6 of 21 (28.6%) patients receiving placebo from baseline through Day 140 (P = 0.08). Exacerbations requiring treatment with systematic corticosteroids occurred in 17 of 68 (25%) patients treated with daclizumab and 10 of 21 (47.6%) patients receiving placebo through Day 252 (P = 0.06). Approximately equal numbers of patients required treatment with ICS during the follow-up period (62.5% of patients receiving daclizumab compared with 59.3% of patients receiving placebo).
Biomarkers Eosinophils and serum eosinophil cationic protein Peripheral blood eosinophil values and serum eosinophil cationic protein (ECP) were measured as surrogate markers of airway inflammation. Daclizumab therapy was associated with a significant reduction in the mean peripheral blood eosinophil count from baseline to Day 84 (26% decrease) compared with placebo (9% increase) (P = 0.04), with a peak reduction by Day 28. During the first 56 days, patients treated with daclizumab with elevated baseline serum ECP of 20 ng/ml or greater had a significant reduction in serum ECP from baseline compared with patients receiving placebo (P < 0.01). Patients treated with daclizumab demonstrated reductions in peripheral eosinophils compared with placebo through Day 140 (P = 0.004).
Safety
Serious adverse events The following serious adverse events were considered unrelated to the study drug: exacerbation of ulcerative colitis (daclizumab); diabetic ketoacidosis and coronary artery disease (daclizumab); Stevens–Johnson syndrome due to metronidazole (daclizumab); and uterine prolapse (placebo).
Pharmacokinetic Analysis
Average steady-state serum daclizumab concentrations were maintained at approximately 24 µg/ml. Serum levels were maintained at greater than 1 µg/ml for at least 2 months after the last infusion, the lowest level thought capable of maintaining saturation of IL-2R
Anti-Daclizumab Antibody Analysis
This was the first trial of a novel humanized antibody targeting the chain of the high-affinity IL-2R on activated T cells in patients with asthma. Daclizumab improved both markers of asthma impairment and future risk in patients with moderate to severe persistent asthma who were not optimally controlled on high-dose ICS at enrollment. Compared with patients receiving placebo, patients treated with daclizumab had significant improvements in measures of pulmonary function, as well as significant reductions in asthma symptoms and rescue β2-inhaler therapy when daclizumab was added to high-dose ICS. In addition, patients treated with daclizumab demonstrated increased time to asthma exacerbation after ICS taper compared with patients receiving placebo. No treatment differences in spirometry, asthma symptoms, rescue medication use, or PEF were observed during the ICS-taper phase of the study, most likely due to the dependence these patients had on high-dose ICS to maintain asthma control. However, differences in the frequency of exacerbations favoring patients treated with daclizumab did become apparent during the ICS-taper phase and continuing into the follow-up period (Figure 4), suggesting that daclizumab may offer protection against exacerbations while ICSs are being withdrawn. Asthma exacerbations represent an important clinical outcome, as these events may lead to hospitalization, increased cost, and poor quality of life. The mechanism of action of daclizumab has been recently reviewed (27). In vitro studies conducted with daclizumab and with a parent murine anti-Tac antibody demonstrate that this antibody inhibits various lymphocyte functions, including IL-2–dependent mitogen- and antigen-induced T-cell proliferation (28, 29), mixed lymphocyte reaction (28, 29), decreased secretion of Th1 and Th2 cytokines by activated lymphocytes (30, 31), blockade of CD28-dependent CD40L expression on activated T cells (31), and immunoglobulin production by activated B cells (32). Thus, it is hypothesized that daclizumab may act as an antiinflammatory agent in patients with immune-mediated diseases, such as asthma. Although daclizumab can also bind to CD25 expressed on the naturally occurring human regulatory CD4+CD25+ T cells, it does not alter the function of these cells in renal transplant recipients (33). The reduction of peripheral eosinophils and serum ECP observed in patients treated with daclizumab suggests a further antiinflammatory effect of this compound. Airway mucosal inflammation involving lymphocytes, mast cells, eosinophils, and neutrophils is a feature of patients with chronic, persistent asthma. The synthesis and release of cytokines, including IL-13, -9, -4, and -5 (6), predominantly from Th2 cells, is thought to initiate and sustain the inflammatory process (34). Based on previously well characterized pharmacodynamics of daclizumab (11), exposure to daclizumab in this study was sufficient to fully saturate peripheral CD25 receptors during the treatment and for at least 2 months after the last infusion. In addition, based on bronchoalveolar lavage fluid (BALF), biodistribution data obtained with humanized monoclonal antibodies, including anti–IL-4 (35) and anti-IgE (36), it is possible that, at steady-state levels, daclizumab can reach biologically active levels in BALF. Targeting CD25+ T cells with daclizumab may inhibit Th2 cytokine release in a subset of Th cells, and thus disrupt the cascade of immunological events causing airway inflammation in asthma. Elevated plasma concentrations of sCD25 have been observed in oral glucocorticoid–dependent patients with asthma compared with patients controlled without oral glucocorticosteroids (37). A significant association was observed between CD25+ T cells in BALF and asthma symptom scores, airway methacholine responsiveness, baseline FEV1, and eosinophils in BALF (9). In patients with chronic, severe asthma, treatment with cyclosporine resulted in clinical improvement associated with a decrease in serum concentrations of sCD25 (2). These findings further support CD25 on activated T cells as a potential therapeutic target (2, 3, 7–9). In fact, in vitro, daclizumab strongly inhibits production of Th2-associated cytokines by activated T cells (30, 31). In addition, in vitro investigations demonstrate a synergistic effect of daclizumab and dexamethasone in blocking T cell activation (11, 30), and suggests that low doses of daclizumab may enhance the immunosuppressive effects of dexamethasone and reduce the need for corticosteroid therapy in populations with immune-mediated inflammatory disease, such as asthma. Daclizumab may also have a direct effect on eosinophils that have been shown to express functional IL-2R (38, 39). Because this study was conducted as an early proof of clinical concept in patients with moderate to severe asthma, no specific assessments were conducted to define the role of the antibody in the airway compartment. In this study, the frequency and severity of nonserious adverse events were similar for daclizumab and placebo. Serious adverse events were observed with increased frequency in the patients treated with daclizumab. The acute allergic reaction after daclizumab administration was unlikely to have been IgE-mediated, as the event appeared on first-dose exposure. Similar reactions occurring in patients receiving intravenous immune globulin (IVIG) have been attributed to the rapid infusion of large–molecular weight protein. Anaphylactic-like reactions have occurred rarely with daclizumab (11). The patient with severe varicella zoster infection likely had an early varicella zoster syndrome existing at the time of study drug administration, which possibly was worsened by administration of the daclizumab. Prior studies of daclizumab in large numbers of transplantation patients and limited patients with autoimmune disease have not shown a tendency toward increased risk of severe viral infections. Further clinical trials are needed to better define the safety of long-term daclizumab administration in patients with asthma.
This proof-of-concept study demonstrates that daclizumab, a humanized monoclonal antibody that targets the
The authors acknowledge Bari Kowal, Jennifer Rito, Gregory Osgood, Les Meyers, and Paul Subacius for study management and monitoring, Meina T. Tang for pharmacologic analysis, and Deena Gruver, Min Wang, Kristi Mahadacon, and Mark Kelly for data management and analyses. The following were members of the Daclizumab Asthma Study Group: J. Baker, Lake Oswego, OR; G. Bensch, Stockton, CA; W. Berger, Mission Viejo, CA; R. Berkowitz, Woodstock, GA; S. Brazinsky, San Diego, CA; W. Busse, Madison, WI; B.L. Charous, Milwaukee, WI; P. Chervinsky, No. Dartmouth, MA; J. Corren, Los Angeles, CA; T. Craig, Hershey, PA; P. Goldberg, Indianapolis, IN; G. Gross, Dallas, TX; E. Israel, Boston, MA; H. Kaiser, Minneapolis, MN; K. Kirn, Long Beach, CA; P. Korenblat, St. Louis, MO; E. Lisberg, River Forest, IL; M. Liu, Baltimore, MD; A. Nayak, Normal, IL; H. Nelson, Denver, CO; A. Pedinoff, Princeton, NJ; S. Weakley, Houston, TX.
Supported by PDL BioPharma, Inc. (Redwood City, CA).
* Please see paragraph directly preceding the REFERENCE section for a list of members of the Daclizumab Asthma Study Group. This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org Originally Published in Press as DOI: 10.1164/rccm.200708-1200OC on September 11, 2008 Conflict of Interest Statement: W.W.B. has provided consultancy/advisory board services for Isis (2006–2008), Altana (2006–2007), Hoffman-LaRoche (2006), Ception (2006), Amgen (2006–2008), Centocor (2006–2008), Alza (2006), GlaxoSmithKline (2006–2008), Johnson & Johnson (2006–2007), Wyeth (2006–2008), Takeda (2006), CV Therapeutics (2006–2008), Genentech/Novartis (2006–2008), Dynavax (2007), Abbott Laboratories (2007–2008), Mellenium (2007), MAP Pharmaceuticals (2007), Merck (2006–2008), Asthmatic (2007), AstraZeneca (2007–2008), Pfizer (2006–2008), MedImmune (2007), Memory Pharmaceuticals (2007), Altair (2007–2008), PDL BioPharma (2007–2008), Schering Corporation (2008), and TEVA (2008); he has received lecture fees from Novartis (2007–2008), Merck, AstraZeneca (2006–2008), and GlaxoSmithKline (2006–2008); and has received industry-sponsored grants from Novartis (2006–2008), Centocor (2006–2008), GalxoSmithKline (2006–2008), Medicinova (2006), Dynavax (2006), Wyeth (2006), Pfizer (2006), Dey (2006), Astellas (2006), Inflazyme (2006), Biowa (2006), and Ception Therapeutics (2008). E.I. has received less than $10,000 as a consultant for PDL Biopharma. H.S.N. has consultant arrangements with Genentech/Novartis, GlaxoSmithKline, Schering-Plough, Johnson & Johnson, Dyson, AstraZeneca, Dynavax Technologies, Abbott Laboratories, MediciNova, Boehringer-Ingelheim, and TEVA from 2007–2008; he has active grant/research support from Schering-Plough, Novartis, Wyeth, Altana, Ception, Boehringer-Ingelheim, AstraZeneca, Sepracor, and Genentech; and is part of a speaker's bureau for GlaxoSmithKline and AstraZeneca. J.W.B. participated in an advisory group meeting for PDL in 2001 and was paid $2,000 for the meeting. B.L.C. has participated in a PDL scientific advisory board meeting in 2003 and 2008, and received research grants in 2002–2003 for participation in this Daclizumab trial. D.Y.Y. was a full-time employee of PDL Biopharma during the design, conduct, and analysis of this study; his relationship with the company and its stock terminated in March 2006. V.V. is an employee of PDL Biopharma. R.S.S. is an employee of PDL Biopharma, Inc. Received in original form August 14, 2007; accepted in final form September 3, 2008
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