Published ahead of print on April 10, 2008, doi:10.1164/rccm.200710-1599OC
© 2008 American Thoracic Society doi: 10.1164/rccm.200710-1599OC
Lung Function from Infancy to the Preschool Years after Clinical Diagnosis of Cystic Fibrosis![]() 1 Portex Anaesthesia, Intensive Therapy and Respiratory Medicine Unit, University College London Institute of Child Health, London, United Kingdom; 2 Department of Paediatric Respiratory Medicine, Royal Brompton Hospital, London, United Kingdom; 3 Centre for Paediatric Epidemiology and Biostatistics, University College London Institute of Child Health, London, United Kingdom; 4 Department of Paediatric Respiratory Medicine, Great Ormond Street Hospital for Children NHS Trust, London, United Kingdom; 5 Department of Respiratory Paediatrics, Barts and The London Children's Hospital, London, United Kingdom; 6 Department of Child Health, Kings College Hospital, London, United Kingdom; 7 Department of Paediatrics, Royal Children's Hospital Melbourne, Murdoch Children's Research Institute, and Department of Paediatrics, University of Melbourne, Melbourne, Australia; and 8 Department of Child Health, University Hospital Lewisham, London, United Kingdom Correspondence and requests for reprints should be addressed to Wanda Kozlowska, M.B.B.S., M.R.C.P.C.H., Portex Anaesthesia, Intensive Therapy and Respiratory Medicine Unit, UCL Institute of Child Health, 30 Guilford Street, London WC1N 1EH, UK. E-mail: w.kozlowska{at}ich.ucl.ac.uk
Rationale: After recent standardization of forced expiratory maneuvers for both infants and preschool children, longitudinal measurements are now possible from birth. Objectives: The aim of this study was to investigate the evolution of lung function during the first 6 years of life after a clinical diagnosis of cystic fibrosis (CF) in infancy in children with CF and in healthy control subjects. Methods: The raised volume technique was used during infancy and incentive spirometry during the preschool years. Measurements and Main Results: Forty-eight children with CF and 33 healthy control subjects had up to seven (median, 3) measurements. Over these early years, the diagnosis of CF itself accounted for a significant mean reduction of 7.5% (95% confidence interval, 0.9 – 13.6%) in FEV0.75 and 15.1% (95% confidence interval, 3.6 – 25.3%) in FEF25–75. Wheeze on auscultation, recent cough, and Pseudomonas aeruginosa (PsA) infection (even if apparently effectively treated) were all independently associated with further reductions in lung function. Premorbid lung function did not predict infection with PsA. Conclusions: This is the first study to describe physiologic measurements from infancy through the preschool years in subjects with CF and healthy control subjects, the understanding of which is critical for future intervention trials. Airflow obstruction in uncomplicated CF persists through the preschool years despite treatment, with PsA acquisition being associated with further deterioration in lung function, even when apparently eradicated. This suggests that new therapies are needed to treat the airflow obstruction of uncomplicated CF, and rigorous strategies to prevent PsA acquisition.
Key Words: spirometry Pseudomonas aeruginosa infant preschool child
Airway inflammation and infection in patients with cystic fibrosis (CF) cause considerable morbidity, and respiratory failure accounts for more than 90% of deaths. It has been shown that the infection–inflammation cycle starts in early childhood (1–3). The London CF Collaboration (LCFC) has previously shown that infants with CF have evidence of airflow obstruction shortly after diagnosis, independent of previous respiratory illness, positive bacterial airway cultures, administration of antibiotics, or the presence of respiratory symptoms or signs at time of testing (4, 5). This obstructive defect persisted over the next 6 months, despite treatment in specialist CF centers (6). The raised volume technique (RVT), which produces forced expiratory curves similar to the expiratory flow–volume curve of standard spirometry, has been standardized (7) and has been shown to be a sensitive method of identifying reduced lung function in infants with CF (5, 6, 8, 9). Recent modifications of spirometric techniques to facilitate their application in the preschool age group mean that it is now possible to undertake continuous measurements of forced expiratory flows and volumes (FEFV) from infancy through to school age (10–13). However, little is known about the evolution of lung function in young children with CF. One group has reported a correlation between FEFV variables in infancy and preschool age in 14 children with CF, but serial measurements were not available in healthy control subjects (14). Others have shown a persistent elevation of specific airway resistance from the preschool years into early school age, but did not obtain such measurements in infancy (15). Changes of lung function over time are clearly important; if the CF-related airway defect cannot be reversed or further deterioration prevented with current treatment, new therapeutic strategies must be sought. We hypothesized that airflow obstruction, determined by FEFV shortly after clinical diagnosis in children with CF, would persist into the preschool years, despite treatment. Furthermore, we hypothesized that complications of CF, such as Pseudomonas aeruginosa (PsA) infection and other clinical factors predictive of poor lung function would additively impact on airflow obstruction. Some of the results of these studies have been previously reported in abstract form (16–18).
Study Population Infants with CF. Children diagnosed with CF by sweat test or CFTR mutation analysis before their second birthday were recruited into the LCFC study between January 1999 and December 2002 (4–6). The LCFC comprises five pediatric CF centers (Great Ormond Street Hospital for Children, Kings College Hospital, Lewisham University Hospital, The Royal Brompton Hospital, and Barts and The London Children's Hospital). Children were excluded if they had congenital cardiorespiratory or neurological abnormalities. Newborn screening did not become available in London and the southeast of England until July 2007. All children were treated according to national and European standards of care with regard to Staphylococcus prophylaxis, PsA infection treatment, and clinical follow-up (19–21). Staphylococcal prophylaxis consisted of an oral antistaphylococcal antibiotic that was discontinued by the age of 5 years unless the child had become chronically infected with this organism. PsA infection treatment was a combination of oral ciprofloxacin and a nebulized antibiotic, usually colistin, for 3 months, unless the child was clinically unwell and so received intravenous ceftazidime and an aminoglycoside for 2 weeks, followed by 3 months of nebulized colistin.
Healthy control subjects.
Follow-up at Preschool Age
Clinical Assessment of Children with CF Written, informed consent was obtained from the parents of all children. Ethical approval was obtained from the North Thames Multicentre Research Ethics Committee and the local research ethics committees of participating hospitals.
Measurement of Lung Function After sedation with chloral hydrate (50–100 mg/kg), measures of FEFV were obtained using the RVT, according to international guidelines, in sleeping, young children less than 2 years of age (hereafter referred to as "infant lung function tests"). In this technique, the lungs are passively inflated toward total lung capacity, before inflating a thoracoabdominal jacket to force expiration (5, 7). Preschool children performed multiple-breath inert gas washout, specific resistance measurement by plethysmography, and incentive spirometry (Jaeger MasterScope spirometer; VIASYS Healthcare, Hoechburg, Germany), in that order, according to internationally accepted guidelines (10, 12, 13). Longitudinal data from infancy were, however, limited to those from FEFV maneuvers and these form the basis of this report. FVC, forced expired volume in 0.5 second (FEV0.5), and FEF between 25 and 75% of FVC (FEF25–75) were reported if at least two technically acceptable curves were obtained (10). FEV0.75 and FEV1 were also calculated when possible (5, 10).
Repeated Visits
Statistical Analysis Multilevel multivariable linear regression modeling (MLwiN, version 2.12; Institute of Education, Bristol, UK) was used to compare changes in lung function in the first 6 years of life between healthy control subjects and children with CF while accounting for factors known or suspected to influence lung function, including sex, maternal smoking status (during pregnancy and current), birth weight, gestational age, height, weight, BMI, and age (27, 28). These highly flexible models adjust for the correlated nature of repeated measurements in individuals and allow inclusion of variable numbers of measurements per child to provide the most precise characterization of changes over time (27–29). FEFV variables, height, and weight were logged before modeling. Initially, the univariable relationship between each FEFV measure (FVC, FEV0.5, FEV0.75, FEV1, and FEF25–75) and potential explanatory variables was examined. In addition to age as a continuous variable, a factor was also included to denote whether infant (sedated) or preschool (awake) lung function tests were used. This variable quantified the extent to which differences in technique, equipment, or measurement conditions could account for differences over and above any general age trend. A multivariable model was used to quantify the extent to which the effects attributable to CF were independently associated after accounting for other factors. Each FEFV outcome measure was modeled separately. CF disease and prior growth of PsA were both included in the model, whereas other variables were only retained if they made a significant contribution (P < 0.05) to the multivariable model for each specific FEFV outcome measure. Potentially relevant, although previously nonsignificant, factors were also added to ensure these did not make a significant contribution once other factors had been adjusted for (30). A further model for each of the five FEFV outcome measures was created in an identical manner, after substituting PsA subgroups for CF disease and prior growth of PsA (24). This study was powered to identify clinically significant group differences between those with CF and healthy control subjects. Assuming factors known to influence lung function in health account for at least 40% of the variation in lung function (31), then 35 per group would be required to determine whether CF per se or PsA status independently account for a further 10% of variation in lung function with 90% power at the 5% significance level (32).
Study Participants During the study period, infant lung function was measured in 70 infants with CF, 52 (74%) of whom returned for at least one preschool visit (Figure 1). Four children could not produce technically acceptable FEFV loops at any preschool visit, leaving 48 children with CF with at least paired infant and preschool results. Forty-two healthy control subjects with technically acceptable infant data were invited for follow-up. Of the 35 (83%) who attended, 2 were unable to produce technically acceptable data, leaving 33 healthy control subjects with paired infant and preschool lung function data (Figure 1). Each group had a median of three visits (range, 2–7 children with CF; 2–6, healthy control subjects). FEFV data from 129 infant lung function visits (85 CF, 44 healthy control subjects) and 123 visits during the preschool years (79 children with CF, 44 healthy control subjects) were available for longitudinal analysis using multivariable modeling.
Baseline characteristics and infant lung function were compared in children with CF who were and who were not followed up (Table 1). All the children with CF who were followed up were pancreatic insufficient. Age at diagnosis and the proportion of boys were lower among those not attending for follow-up, but these differences were nonsignificant. There were no significant differences in genotype, mode of presentation, age, body size, or lung function at the time of the first infant lung function tests between the two groups. Similarly, there were no differences in either infant lung function or background characteristics for the healthy control subjects who were and were not followed up (data not shown).
Children with CF were similar to healthy control subjects with respect to gestational age, birth weight centiles, parental atopic status, prenatal smoke exposure, and parental occupation (Table E1 in the online data supplement). Among the mothers who smoked during pregnancy, five (4 healthy control subjects, 1 mother of a child with CF) had stopped by the time the child attended for preschool tests, whereas one mother of a child with CF who had not smoked in pregnancy was smoking by the time of follow-up. Four (8.3%) of the children with CF and three (9.0%) of the healthy control subjects were of non-Caucasian or mixed ethnic origin. At the time of the first visit, despite being slightly older, children with CF were shorter and lighter than the healthy control subjects (Table 2). The height and age at time of each visit for those with and without CF is shown in Figure E1. By the end of the study, there had been a significant improvement in weight and BMI z scores in the children with CF, but they remained shorter than the healthy control subjects (Table 2).
Twenty of the children with CF presented with respiratory symptoms. These children were similar in terms of height, weight, and FEFV z scores at the time of the first lung function test, but were older than the 28 children who did not present with respiratory symptoms (Table E2). Of the children with CF, 22 (46%) had had intravenous antibiotics for a respiratory exacerbation. The median number of courses was one (range, 1–9) per child. These 22 children had a total of 78 visits to the lung function laboratory, with a maximum of five courses of intravenous antibiotics for respiratory exacerbations between visits. Among the children with CF, six had wheeze on auscultation on a total of 11 (8 infant) lung function test visits. No parent reported wheezing in the week preceding testing, because under these circumstances testing would have been deferred. Six children had crackles on auscultation on a total of seven (2 infant) lung function test visits. Cough in the week before testing, ranging from an occasional dry cough with chest physiotherapy to a chronic wet cough, was reported by parents of 37 children on 79 test visits. By the end of the study, 32 (67%) children with CF had grown PsA on cough swabs, 3 of whom grew mucoid strains. The median age of the first PsA growth was 1.4 (range, 0.7–4.8) years. Eight (17%) children first grew PsA before their first lung function test. Twenty children (42%) had grown Staphylococcus aureus (1 sample of which was methicillin-resistant S. aureus) by the end of the study (median age of 1.5 [range, 0.2–4.6] yr at first isolation). Nineteen (39%) children had grown Haemophilus influenzae by the end of the study (median age when first isolated, 1.9 [range, 0.4–4.6] yr).
Lung Function When potential demographic and clinical predictors were inserted to the multivariable model (Table E3), logged height was the strongest predictor for all five lung function indices. The longitudinal association between each FEFV measure and height according to disease status is shown in Figure E3. Type of lung function test (infant vs. preschool) explained some of the variability in FEV0.5 but not in any other measure (Table E3). CF status and previous PsA infection were included in the model for all the FEFV measures (Table E3). After adjustment for height, a diagnosis of CF per se (Table 3) accounted for a significant mean reduction of 7.5% in FEV0.75 and 15.1% in FEF25–75, but not in FVC, FEV0.5, or FEV1 when compared with healthy control subjects studied over the 6 years. This can also be seen in Figure E2, where, despite considerable within-subject variability in the rate of increase in lung function with somatic growth, especially with respect to FEF25–75, results from many of the children with CF lie below those from the healthy control subjects.
Growth of PsA before any lung function test during the study independently accounted for a further reduction in all FEFV parameters, except FEF25–75 (Table 3). Due to the multiplicative effect of variables within the model, children with CF who had grown PsA before any specific test occasion had a total mean reduction of 13% in FVC, 11% in FEV0.5, 16% in FEV0.75, 17% in FEV1, and 19% in FEF25–75, compared with the healthy control subjects of similar height. Wheeze on auscultation was independently associated with a significant further reduction in all FEFV parameters except FVC after adjustment for the above factors (Table 3). Crackles on auscultation were not independently associated with a reduction in any of the FEFV parameters and were therefore not included in the model. Cough in the preceding week was associated with diminished FEV0.5 and FEF25–75 (Table 3). The total number of courses of intravenous antibiotics before each lung function test was not independently associated with any of the FEFV measures and so not included in the model. Presentation with chest symptoms did not account for any further significant reductions in any of the FEFV measures. Figure 2 illustrates the different predicted values for the children in the different diagnostic subgroups. The lines show predicted values of FEV0.75 and FEF25–75 (from the models given in Table E3) for each subgroup against height. Although the absolute difference increased with height, the percentage differences in FEFV measures remained constant with growth.
PsA Subgroups Low lung function at the time of first infant test was not associated with subsequent PsA infection as shown by the similar results between the 16 children with CF who never grew PsA and the 24 children who grew it after their first infant visit (Figure E3). Post hoc analysis showed that, of the 32 children with CF who had ever grown PsA, 19 had grown PsA but had ceased to isolate this organism by the end of the study, whereas 13 continued to grow PsA (9 intermittently and 4 chronically) (24). Five children had grown a mucoid strain of PsA—one chronically, two intermittently, and two were "free" of mucoid PsA at the end of the study. Substitution of CF disease and PsA status before the lung function test with PsA subgroups (Table E4) showed that the 19 children who had grown PsA but had ceased to isolate this organism by the end of the study had a mean reduction of 9% (95% confidence interval [CI], 1–16%) in FVC, 11% (95% CI, 3–18%) in FEV0.5, 14% (95% CI, 7–21%) in FEV0.75, 16% (95% CI, 8–24%) in FEV1, and 19% (95% CI, 6–30%) in FEF25–75, compared with the healthy control subjects. Although these changes were greater than those seen in children who had never grown PsA, they were similar to those observed in the 13 children who still grew PsA at the end of the study, in whom mean reductions of 9% (95% CI, 1–17%) in FVC, 8% (95% CI, 1–16%) in FEV0.5, 13% (95% CI, 5–20%) in FEV0.75, 13% (95% CI, 4–21%) in FEV1, and 12% (95% CI, 3–25%) in FEF25–75, were observed when compared with the healthy control subjects.
To our knowledge, this is the first prospective longitudinal study using objective physiologic outcome measures from forced expiratory maneuvers through the so-called silent period of infancy and the preschool years in both healthy control subjects and children with CF. Over the first 6 years of life, CF per se accounts for a significant reduction in FEV0.75 and FEF25–75. Growth of PsA, wheeze on auscultation, and recent cough are all independently associated with further reductions in lung function. Children who isolated PsA had similar lung function before isolation to those who did not, so any PsA isolation was associated with deterioration, rather than just being a marker of prior poor respiratory status. The negative impact of PsA on lung function was evident whether or not it was still isolated on upper airway cultures before the last preschool lung function test.
Strengths and Limitations of the Study Considerable care was taken to ensure that all children with CF were measured during a stable period. There were no parental reports of current wheezing at the time of testing, although six children were found to be wheezy on examination on 11 occasions. Despite this finding, the children were tested, because they were otherwise well and parents had taken time off work to travel into central London and consequently appointments were difficult to rearrange. Although the use of bronchodilators in this population is controversial, there is evidence that some infants and young children with CF may experience acutely improved lung function after bronchodilator use (35–37). It is therefore possible that the observed decrease in flows could be at least partially attributed to alterations in airway tone. This was not assessed in this study due to time constraints. Although the children were recruited from the five different pediatric CF centers in London, all lung function measurements were undertaken in the same center, by the same personnel, using identical equipment and protocols. Sample size restricted statistical comparisons between centers, but tabulation and graphical display did not reveal any apparent bias in results according to referral center. Many of these children were followed up on a shared care basis between the LCFC centers and peripheral hospitals, and all centers followed standard published guidelines for staphylococcal prophylaxis and PsA eradication treatment (19–21). A potential weakness of this study was the lack of regular, protocol-driven bacteriology studies. This meant that cough swabs were not necessarily taken at regular intervals and laboratory processing may not have always used the most appropriate selective media. More frequent cultures may have increased identification of PsA infection among asymptomatic children. In addition, there was no policy of routine, timed bronchoscopy and lavage at the time this study was conducted, which could have resulted in increased identification of organisms. The effect of either scenario would, however, have been to allocate children incorrectly to the noninfected group, making it more difficult to detect any adverse effects of PsA. The fact that such effects were nonetheless detected makes it more, not less, likely that the findings are indeed genuine. We cannot exclude the possibility that bronchoscopy would have shown that PsA was still present in some of those in whom it was not isolated from upper airway cultures, but upper airway cultures are currently the standard clinical tool, and a negative culture for PsA in this age group has a good predictive value for a negative bronchoalveolar lavage culture (38). Subdivision into PsA subgroups was performed post hoc because the criteria (based on cough swab and sputum cultures) were not published until after this study had been designed (24). Significant reductions in lung function were seen both in children who had previously isolated PsA but had ceased to do so, and those who continued to isolate PsA when compared with the healthy control subjects. Due to the small number who were chronically infected with PsA (n = 4) and the fact that some children had more visits for lung function than others (range, 2–7), the two subgroups infected with PsA (intermittently and chronic) were combined for the purposes of this analysis. The pattern of changes observed according to clinical history is intriguing. Whereas there was no change in FVC in those with uncomplicated CF, it was decreased in those who had ever grown PsA (Table 3). There was also an additional reduction in all the FEV parameters in this group, suggestive of more severe airway disease. It is therefore likely that the observed reduction in FVC is secondary to such changes and represents an elevation of residual volume (RV) due to airway closure at low lung volumes. The fact that there was no additional reduction in flows in the subgroup with prior PsA could reflect the fact that, in the presence of an elevated RV, flows will be measured at a relatively higher lung volume. By contrast, in the presence of recent symptoms (cough and wheeze), the additional changes in forced flows and volumes probably reflect more acute changes in airway caliber due to inflammation.
Comparison to Published Literature In contrast to its value during infancy, FEV0.5 appears to discriminate poorly between healthy preschool children and those with CF or asthma (4, 6, 11, 40, 41). This probably reflects developmental changes in the expiratory time constant. During infancy, the airways are relatively large in relation to lung volume and lung emptying occurs rapidly during forced expiration (often < 1 s). Consequently, FEV0.5 tends to be reached at low lung volumes and probably reflects the global output of both peripheral and central airway function in infants (42). Subsequent postnatal growth in lung volume is, however, more rapid than that of airway caliber. With the consequent lengthening of the expiratory time constant and slowing of lung emptying with growth, FEV0.5 occurs at a relatively higher lung volume in preschool children than in infants (43). Such developmental changes, rather than specific differences in measurement conditions or protocol may explain why "type of lung function" explained some of the variability for FEV0.5 in the multivariable model but not other FEFV parameters, and why FEV0.75 was a more sensitive parameter at follow-up. The use of FEV1 as a measure of airway function may be limited by the number of children in whom this can be calculated (Table 3), and by the fact that values in healthy preschool children often approximate FVC (10, 39, 40, 44). Further work is needed to explore the relationship of FEV at different timed intervals with growth. The current data suggest that, when using spirometry, different measurements may be required at different ages or disease stages.
Clinical Implications
The authors thank all the members of the LCFC, the families that participated in this study, and Ms. C. Oliver, Ms. E. Scrase, Dr. H. Ljungberg, and Dr. G. Hulskamp for help testing the children. They also thank Prof. K. Costeloe, Dr. J. Hawdon, and staff at the Homerton University and University College London Hospitals for help in recruiting the healthy control subjects.
Supported by grants from the Cystic Fibrosis Trust and Portex Ltd.
* London Cystic Fibrosis Collaboration: P. Aurora, I. Balfour Lynn, A. Bush, S. Carr, J. Davies, R. Dinwiddle, A.-F. Hoo, W. Kozlowska, S. Lum, C. Oliver, J. Price, S. Ranganathan, M. Rosenthal, G. Ruiz, C. Saunders, A. Shankar, S. Stanojevic, J. Stocks, J. Stroobant, R. Suri, A. Wade, C. Wallis, and H. Wyatt. This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org Originally Published in Press as DOI: 10.1164/rccm.200710-1599OC on April 10, 2008 Conflict of Interest Statement: W.J.K. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. A.B. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. A.W. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. P.A. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.B.C. has been reimbursed by Novartis (formerly Chiron), Roche, Forest Pharmaceuticals, and Solvay for attending several conferences; she has also been a speaker at various scientific meetings sponsored by Novartis, Forest, and Roche. R.A.C. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. A.-F.H. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.L. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. J.P. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.R. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. C.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. J.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. C.W. is part of a multicenter trial of Marnintol in CF sponsored by Pharmaxis for £50,000. J.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form October 30, 2007; accepted in final form April 1, 2008
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