Published ahead of print on January 17, 2008, doi:10.1164/rccm.200709-1413OC
© 2008 American Thoracic Society doi: 10.1164/rccm.200709-1413OC
Pseudomonas aeruginosa in Chronic Obstructive Pulmonary Disease1 Department of Medicine and 2 Department of Microbiology and Immunology, State University of New York at Buffalo, Buffalo New York; 3 Veterans Affairs Western New York Healthcare System, Buffalo, New York; and 4 Department of Biostatistics, State University of New York at Buffalo, Buffalo, New York Correspondence and requests for reprints should be addressed to Timothy F. Murphy, M.D., Medical Research 151, Buffalo Veterans Affairs Medical Center, 3495 Bailey Avenue, Buffalo, NY 14215. E-mail: murphyt{at}buffalo.edu
Rationale: Pseudomonas aeruginosa is isolated from adults with chronic obstructive pulmonary disease (COPD) in cross-sectional studies. However, patterns of carriage and the role of P. aeruginosa in COPD are unknown. Objectives: To elucidate carriage patterns, phenotypes of strains, clinical manifestations, and the antibody response to P. aeruginosa in COPD. Methods: A prospective study of adults with COPD was conducted. Isolates of P. aeruginosa were subjected to genotypic and phenotypic analysis. Sputum samples were studied for P. aeruginosa DNA, and immune responses were assayed. Measurements and Main Results: We analyzed longitudinal clinical data, sputum cultures, pulsed-field gel electrophoresis of bacterial DNA, polymerase chain reaction of sputum, and immunoblot assays of serum. Fifty-seven episodes of acquisition of strains of P. aeruginosa were observed in 39 of 126 patients over 10 years. Acquisition of a new strain was associated with exacerbation. Thirty-one episodes of carriage were followed by clearance of the strain; 16 were of short (<1 mo) duration. Thirteen strains demonstrated persistence, and 13 strains were of indeterminate duration. Six strains were mucoid and were more likely to persist than nonmucoid strains (P = 0.005). Antibody responses developed in 53.8% of persistent carriage and in only 9.7% of short-term carriage episodes (P = 0.003). Antibiotics did not account for clearance. Conclusions: Two distinct patterns of carriage by P. aeruginosa were observed: (1) short-term colonization followed by clearance and (2) long-term persistence. Mucoid strains showed persistence. Acquisition of P. aeruginosa is associated with the occurrence of an exacerbation. Serum antibody responses do not mediate clearance of P. aeruginosa.
Key Words: respiratory tract infection exacerbation immune response sputum polymerase chain reaction
Bacterial infection plays an important role in the course and pathogenesis of chronic obstructive pulmonary disease (COPD) (1–3). Several experimental approaches demonstrate that nontypeable Haemophilus influenzae, Moraxella catarrhalis, and Streptococcus pneumoniae cause intermittent or chronic respiratory tract infection in the setting of COPD (4–14). Pseudomonas aeruginosa is isolated from the sputum of 4–15% of adults with COPD in many cross-sectional studies (15–24). However, the dynamics of carriage over time, the host response, and the role of P. aeruginosa in the clinical course of COPD are not well characterized. Infection with P. aeruginosa plays an important role in the course of other chronic lung diseases, including cystic fibrosis (CF) and bronchiectasis. Most patients with CF acquire P. aeruginosa, and many of these strains develop a mucoid phenotype. Chronic P. aeruginosa infection is difficult to eradicate and is responsible for much of the early mortality in CF (25–27). P. aeruginosa colonizes the respiratory tract of people with bronchiectasis. Patients with bronchiectasis who are colonized by P. aeruginosa exhibit more advanced disease and more severe impairment of pulmonary function compared with those who remain free of colonization (28–31). P. aeruginosa causes intermittent exacerbations that characterize the course of bronchiectasis and that account for substantial morbidity in this clinical setting. The role of P. aeruginosa in the course of COPD is less well characterized but has been the subject of increasing recent interest. P. aeruginosa is more likely to be isolated from patients with severe disease, particularly among patients who require mechanical ventilation for severe exacerbations (21, 32–37). The presence of P. aeruginosa in the lower airways using protected brush sampling is associated with symptoms of exacerbation (32). The presence of P. aeruginosa in a culture of sputum at the time of exacerbation is associated with an FEV1 of less than 35%, systemic steroid use, and prior antibiotic therapy within the preceding months (38). These and other observations indicate that P. aeruginosa is important in the setting of COPD. However, it is difficult to draw definitive conclusions regarding the extent to which P. aeruginosa contributes to adverse clinical outcomes because key questions regarding infection and colonization remain unanswered. To understand the role that P. aeruginosa plays in the course of the disease, it is critical to know the patterns of carriage, the clinical consequences of acquisition of and persistent colonization by P. aeruginosa, and whether immune responses can mediate clearance of P. aeruginosa from the respiratory tract of adults with COPD. Such information is important in interpreting the clinical significance of P. aeruginosa in the sputum and in designing studies to assess whether and when administration of antimicrobial therapy directed at P. aeruginosa in the setting of COPD is beneficial. Carriage patterns of P. aeruginosa in COPD have not been examined in studies with a prospective design, and the frequency of mucoid strains in this setting is not known. Given the key role of mucoid strains in CF, it is important to know the frequency with which strains express the mucoid phenotype in COPD. The human immune response to P. aeruginosa in the setting of COPD has not been studied. The duration of carriage and whether different strains show different propensities for short-term or long-term carriage are not known. The goals of the present study were as follows: (1) to elucidate carriage patterns of P. aeruginosa in a 10-year prospective study of adults with COPD, (2) to characterize the phenotypes of P. aeruginosa isolates in COPD, (3) to elucidate the clinical consequences of infection with P. aeruginosa, and (4) to characterize the human antibody response to P. aeruginosa in this clinical setting.
COPD Study Clinic A prospective study of COPD at the Buffalo Veterans Affairs Medical Center has been described (8, 10). Details are in the online supplement. A total of 126 patients with COPD were enrolled between April 1994 and December 2004. Patients were seen monthly and whenever they had symptoms suggestive of an exacerbation. At clinic visits, clinical information and sputum and serum samples were obtained. A clinical evaluation was performed at each visit to determine whether the patient had stable disease or an exacerbation as described (8). This determination was made by one of two examiners (T.F.M., S.S.).
Sputum Samples After aliquots of the homogenized sputum sample were removed for culture, the remainder of the sample was centrifuged at 27,000 x g for 30 minutes at 4°C. Supernatants and pellets were stored at –80°C.
Pulsed-Field Gel Electrophoresis
Analysis of Sputum Samples for P. aeruginosa DNA
Analysis of Antibody Response to P. aeruginosa Initially, one serum sample for each year the patient was followed in the study was assayed. An individual patient's serum samples were tested together on the same immunoblot assay. The development of new band(s) compared with a previous sample was determined to be the development of an antibody response. When a new antibody response was detected from yearly samples, monthly samples were tested to pinpoint the month at which the new antibody response occurred.
Statistical Analysis
P. aeruginosa in Longitudinally Collected Samples A total of 126 patients were enrolled and followed during the 10-year, 9-month period from April 1994 to the end of 2004. Patients made 5,100 clinic visits, at which 4,552 sputum samples were collected. A total of 230 (5.1%) sputum cultures grew P. aeruginosa. Figure 1 is a flow chart that shows the overall scheme of the source of cultures and distribution of strains following the analyses detailed in the following sections. Table 1 compares characteristics of the 39 patients who had a positive culture for P. aeruginosa at some time during follow-up with the 87 patients who never had a positive culture for P. aeruginosa. The groups were similar in several characteristics, including age, pack-years of smoking, and duration of underlying lung disease. Patients from whom P. aeruginosa was isolated were followed in the study for a longer period compared with those who had negative sputum cultures for P. aeruginosa. FEV1 showed a trend toward a lower value in the P. aeruginosa group, suggesting that longer follow-up of larger numbers of patients may reveal an association of severity of COPD with isolation of P. aeruginosa.
Analysis of Culture-negative Sputum Samples for P. aeruginosa DNA To assess the possibility that P. aeruginosa is present in sputum samples that are negative in culture, a PCR assay based on oligonucleotide primers corresponding to the oprf gene was developed to detect P. aeruginosa DNA in sputum. The online supplement includes a detailed description of the method using oligonucleotide primers corresponding to the oprf gene along with results of assays of various control samples establishing the specificity of the assay. One pattern of carriage observed in 21 patients was the isolation of the identical strain of P. aeruginosa (determined by pulsed-field gel electrophoresis) with intervening negative cultures (Figure 2, top). To test the hypothesis that P. aeruginosa was present in sputum samples that were preceded and followed by identical strains (called gaps in culture), DNA was extracted from sputum pellets and used as a template in PCR with oprf primers. DNA extracted from a total of 102 sputum pellets obtained during these gaps from all 21 patients was studied in PCR. Seventy-two of the 102 samples yielded an amplicon that corresponded to the correct size of the fragment of oprf. At least one PCR reaction from "gaps" of each patient studied was positive for the oprf gene. Figure 2 shows an example of this analysis with one patient. Therefore, we concluded that sputum samples that are preceded and followed by the identical strain contain P. aeruginosa DNA and apparently represent persistent carriage of P. aeruginosa. This observation is similar to that observed with H. influenzae (42).
Determination of Clearance and Persistence of P. aeruginosa To assess the possible persistence of P. aeruginosa in sputum cultures that were negative in culture after the last positive culture before the patient left the study, pellets were studied by PCR to detect the presence of the oprf gene (192 sputum samples). On the basis of the results of cultures and PCR, each independent strain of P. aeruginosa was defined as "persistent," "cleared," or "indeterminate" as follows. On the basis of on previous observations in the case of H. influenzae (42), we required that the patient was followed for at least 6 months after the last positive culture and that a minimum of six sputum samples were available for testing to conclude that a strain was cleared. A strain was defined as cleared when this requirement was met and all sputum samples that followed the last positive culture were negative in PCR. A strain was defined as persistent when acquired at least 6 months before the end of the follow-up period and the strain was present in culture through the patients' last clinic visit or when at least one sputum sample after the last visit with a positive culture demonstrated the presence of the oprf gene by PCR. Episodes of colonization that did not meet the criteria for cleared or persistent strains were defined as indeterminate (i.e., strains acquired <6 mo before the last clinic visit or were followed for <6 mo after the last visit with a positive culture).
Patterns of Carriage
Mucoid Strains Six strains of P. aeruginosa isolated from six different patients demonstrated a mucoid phenotype. Three strains were initially nonmucoid, with the phenotype changing to mucoid during carriage, and three were mucoid when initially cultured. Of the 44 strains whose duration of carriage could be determined, 4 of 4 mucoid strains persisted and were never cleared. Mucoid strains were more likely to persist than nonmucoid strains (4 of 4 [100%] vs. 9 of 40 [22.5%]; P = 0.005, Fisher's exact test). Furthermore, the duration of carriage by mucoid strains was longer than that of nonmucoid strains (49.5 mo; IQR, 25.5 vs. 3.0 mo; IQR, 9.5; P = 0.002, nonparametric Wilcoxon test).
Co-carriage with Other Bacteria
Relationship of Antibiotic Administration to Carriage Patterns At each monthly clinic visit, medications were recorded. Patients in the COPD Study Clinic are veterans who receive all of their medical care at the Buffalo VA Medical Center. Therefore, accurate data on antibiotic administration are available. To assess the possibility that antibiotic therapy accounted for clearance of strains, episodes of colonization during which an antibiotic in a class with activity against P. aeruginosa was administered within 6 months of clearance of the strain were recorded. Of the 31 episodes of P. aeruginosa carriage that were followed by clearance of the strain, 10 (32.3%) received an antibiotic with potential activity against P. aeruginosa (fluoroquinolones, gentamicin, piperacillin-tazobactam) administered within 6 months of clearance of the strain. More details are provided in the online supplement. The remaining 21 (67.7%) cleared the strain without having received an active antibiotic. Of the 13 episodes of colonization by persistent strains, 11 (84.6%) received at least one course of antibiotic with activity against P. aeruginosa during colonization.
Clinical Manifestations of P. aeruginosa Carriage We tested the hypothesis that a positive culture for P. aeruginosa was associated with an increased incidence of exacerbation. An exacerbation was present in 45 of 216 visits at which P. aeruginosa was isolated (20.8%) as compared with 706 of 3,883 visits at which P. aeruginosa was not isolated from sputum (18.2%; P = 0.33). Therefore, no association between a positive sputum culture for P. aeruginosa and frequency of exacerbation was observed (Table 3).
We tested the hypothesis that acquisition of a new strain of P. aeruginosa was associated with the occurrence of an exacerbation. Isolation of a new strain of P. aeruginosa was associated with a significant increase in the frequency of exacerbation. Twenty of 47 visits at which a new strain was isolated (42.6%) were associated with exacerbation, as compared with 731 of 4,002 visits at which no new strain was isolated (18.0%; P < 0.0001; relative risk, 3.36; 95% confidence interval, 1.88–6.03) (Table 3). We conclude that acquisition of a new strain of P. aeruginosa is associated with the occurrence of an exacerbation.
Immune Response to P. aeruginosa
To assess the specificity of the antibody responses to P. aeruginosa, immunoblot assays with annual serum samples obtained from 20 patients with COPD followed in the COPD Study Clinic who had never had a sputum culture positive for P. aeruginosa were tested in immunoblot assays with P. aeruginosa strain PAO1. None of these patients showed development of new antibodies. Serum from patients whose isolates changed to a mucoid phenotype during follow-up was tested in immunoblot assays with the mucoid and nonmucoid phenotypes, and the results were identical with both phenotypes. New antibody responses developed before the first positive culture for P. aeruginosa in 3 of 11 patients. The intervals between the development of antibody and the first positive cultures were 6, 9, and 23 months.
Immune Responses and Clearance of P. aeruginosa
The present study revealed several novel observations. Distinct patterns of carriage of P. aeruginosa were observed in adults with COPD, with some strains cleared quickly and others persisting. Acquisition of a new strain of P. aeruginosa is associated with the occurrence of an exacerbation, providing a new line of evidence that P. aeruginosa causes exacerbations. Antibody responses do not mediate clearance of P. aeruginosa in the setting of COPD. Rather, antibodies seem to be a marker for carriage in some patients. Finally, a small proportion of P. aeruginosa strains acquire a mucoid phenotype, and these mucoid strains persist. Previously published work involving 56 months of follow-up of the same cohort of patients demonstrated that acquisition of a new strain of nontypeable H. influenzae, M. catarrhalis, or S. pneumoniae was associated with the occurrence of an exacerbation (8). The same study did not show an association of acquisition of a new strain of P. aeruginosa with exacerbation. However, the number of isolations of P. aeruginosa was small in the previous study. With longer follow-up and thus more episodes of acquisition and carriage of P. aeruginosa, the present study showed a strong association between acquisition of a new strain of P. aeruginosa and exacerbations. The rate of exacerbation at visits with a new strain of P. aeruginosa (42.6%) is similar to that seen with H. influenzae (44.5%) (43) and M. catarrhalis (48.8%). This finding provides evidence that P. aeruginosa causes some acute exacerbations of COPD. To assess the potential role of immune responses to P. aeruginosa in mediating clearance from the respiratory tract, serum samples from all patients who acquired P. aeruginosa were studied in immunoblot assays with the homologous infecting strains. Of the 31 episodes of colonization in which the strain was cleared from the respiratory tract, three developed a new serum antibody response. These results suggest that clearance of P. aeruginosa is not mediated by antibody responses. However, one must be cautious in concluding the absence of an adaptive immune response. Although the method has the advantage of detecting conserved and strain-specific antibody responses because homologous strains were used, it is possible that mucosal antibody responses or cell-mediated immune responses have developed. In view of the rapidity with which many episodes of P. aeruginosa colonization were cleared and the absence of an antibody response in the vast majority of adults with COPD who clear P. aeruginosa, we speculate that innate immunity is important in clearance. Of the 13 episodes in which strains persisted, seven were associated with the development of antibody responses to the colonizing strain. This observation is analogous to the situation of children with CF who are persistently colonized by P. aeruginosa and develop serum antibodies to P. aeruginosa antigens, suggesting that such antibodies are more a marker of persistent carriage by P. aeruginosa rather than functioning to mediate clearance (26, 27). An additional line of evidence that the antibody responses detected are a marker for carriage is the observation that three patients in the present study developed new antibody responses to P. aeruginosa before their first positive culture. The most likely explanation for this observation is that sputum cultures remained negative despite the patient having acquired P. aeruginosa. The same phenomenon is observed in children with CF (26). This finding, together with the results of analysis of sputum by PCR, supports the conclusion that the absence of P. aeruginosa in a sputum culture does not exclude the possibility that the organism is present. Several studies have demonstrated that prior exposure to antibiotics is associated with increased likelihood of isolating P. aeruginosa from the sputum of adults with COPD (21, 35, 38). Little is known about the role of antibiotics in determining clearance of P. aeruginosa from the respiratory tract in this setting. Because patients with COPD receive intermittent treatment with antibiotics, we investigated the possible effect of antibiotic administration in mediating clearance of P. aeruginosa. Antibiotics were administered orally for short durations for the treatment of exacerbations and were generally not administered in an effort to eradicate P. aeruginosa. In the majority of cases (21 of 31 [67.7%]), strains of P. aeruginosa were cleared in the absence of any antibiotic therapy. These results indicate that although antibiotics may play a role in selected episodes, factors other than antibiotics mediate clearance of P. aeruginosa from the respiratory tract of adults with COPD. Analysis of sputum samples by PCR demonstrated that P. aeruginosa DNA is present in sputum samples that are negative in culture. Does the presence of P. aeruginosa DNA represent the presence of viable bacteria, or, alternatively, could it represent persistent DNA in the absence of viable bacteria? Three lines of evidence suggest that the presence of DNA indicates viable bacteria:
Although carriage patterns of P. aeruginosa in the course of CF are well characterized (26, 44, 46), little is known about such patterns in COPD. The present study demonstrates substantial differences between COPD and CF in carriage patterns with P. aeruginosa. Most patients with CF eventually acquire P. aeruginosa, and chronic P. aeruginosa infection is responsible for much of the early mortality in CF (25). By contrast, P. aeruginosa colonization does not seem to be an inevitability in COPD. Mucoid strains play a prominent role in the course of CF, whereas only a small proportion of strains are mucoid in COPD. In addition to these important differences, several parallels are seen. Once mucoid strains become established, they persist. Serum antibody responses to P. aeruginosa do not mediate clearance but rather are a marker for carriage in both settings. Finally, it may be difficult to eradicate P. aeruginosa with antibiotic therapy in COPD as in CF. High-resolution computed tomography (HRCT) performed on cohorts of adults with COPD demonstrates the presence of bronchiectasis in up to 50% of patients, suggesting that subclinical bronchiectasis is part of the natural history of COPD (47, 48). The present study did not include HRCT on our cohort. However, because our patient population includes predominantly moderately severe and severe COPD, subclinical bronchiectasis is likely present in a proportion of our patients as well. In the study involving HRCT (48), P. aeruginosa was present in only 5 of 52 sputum cultures from adults with COPD, precluding conclusions regarding a possible association between bronchiectasis and P. aeruginosa. This will be an area of importance for study with larger numbers of patients. In summary, this 10-year prospective study demonstrated several novel observations regarding P. aeruginosa in COPD. P. aeruginosa shows distinct patterns of carriage in adults with COPD, with some strains cleared quickly and others persisting. Acquisition of a new strain of P. aeruginosa is associated with exacerbations, providing a new line of evidence that P. aeruginosa causes some exacerbations. Antibody responses do not mediate clearance of P. aeruginosa in view of the observation that only 9.7% of episodes of clearance from the respiratory tract were associated with an antibody response. A small proportion of P. aeruginosa strains acquire a mucoid phenotype, and these mucoid strains persist. Future studies will be directed at investigating the clinical consequences and mechanisms of the various forms of colonization and infection of the respiratory tract of adults with COPD by P. aeruginosa.
Supported by a Merit Review grant from the Department of Veterans Affairs. This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org Originally Published in Press as DOI: 10.1164/rccm.200709-1413OC on January 17, 2008 Conflict of Interest Statement: None of the authors has a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form September 23, 2007; accepted in final form January 16, 2008
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