Published ahead of print on January 11, 2007, doi:10.1164/rccm.200607-912OC
© 2007 American Thoracic Society doi: 10.1164/rccm.200607-912OC
Prognosis of Fibrotic Interstitial PneumoniaIdiopathic versus Collagen Vascular Diseaserelated Subtypes1 Division of Pulmonary and Critical Care Medicine, Department of Medicine, and 2 Department of Pathology, Asan Medical Center, University of Ulsan, College of Medicine, Seoul, South Korea; 3 Laboratory and Anatomic Pathology, National Hospital Organization, Kinki-chuo Chest Medical Center, Osaka, Japan; 4 Department of Pathology, Brompton Hospital, London, United Kingdom; and 5 Department of Pathology, Mayo Clinic, Scottsdale, Arizona Correspondence and requests for reprints should be addressed to Dong Soon Kim, M.D., Division of Pulmonary and Critical Care Medicine, Asan Medical Center, College of Medicine, University of Ulsan, 388-1, Poongnap-dong, Songpa-gu, Seoul, South Korea. E-mail: dskim{at}amc.seoul.kr
Background: To investigate whether the better prognosis of interstitial pneumonias associated with collagen vascular disease (CVD) compared with idiopathic interstitial pneumonia (IIP) is due to higher frequency of the nonspecific interstitial pneumonia (NSIP) pattern in CVD, we compared the outcomes of patients from these two groups with the same histopathologic pattern. Subjects: The clinical features and survival of 362 patients (269 with IIP and 93 with CVD) diagnosed using surgical lung biopsy were analyzed. Results: The mean survival of the CVD group (131.0 mo) was longer than that of the IIP group (80.5 mo) (p < 0.0001). The patients with usual interstitial pneumonia pattern among the CVD group (n = 36) was younger, female, and predominantly nonsmoking compared with the IIP group (n = 203). Although baseline lung functions were not significantly different, the CVD group survived longer (mean, 177.0 mo) than the IIP group (mean, 66.9 ± 6.5 mo; p = 0.001). By multivariate analysis, younger age, better pulmonary function, and the presence of a CVD were independent prognostic factors. In NSIP pattern, no significant differences in survival, clinical features, or lung function were found between the two groups. Conclusion: Our data suggest that the better prognosis of patients in the CVD group is not solely due to the predominance of the NSIP pattern. The prognosis of patients with the usual interstitial pneumonia pattern in CVD is better than in those with idiopathic pulmonary fibrosis, despite the same pathologic pattern. In contrast, in those with an NSIP pattern, the prognosis is similar in both groups.
Key Words: prognosis collagen vascular diseaseinterstitial pneumonia idiopathic interstitial pneumonia usual interstitial pneumonia nonspecific interstitial pneumonia
It has been reported that patients with interstitial pneumonia associated with collagen vascular disease (CVD-IP) have a better prognosis than patients with idiopathic interstitial pneumonia (IIP) (15). IIP is currently classified into seven clinico-radiologic-pathologic entities, which differ not only in pathology but also in clinical features, especially in relation to prognosis (6, 7). Of these, the two most common histologic patterns are usual interstitial pneumonia (UIP) and nonspecific interstitial pneumonia (NSIP) (8), with UIP being the predominant pattern in idiopathic pulmonary fibrosis (IPF) and NSIP being seen in a more heterogeneous group of clinical settings, one of which is an idiopathic presentation (615). Because the differential diagnosis between these subtypes of IIP requires surgical lung biopsy and biopsy is rarely performed in patients with CVD-IP, most patients with CVDs were classified as having UIP up until the 1990s. Since then, the major histopathologic pattern in many CVDs (scleroderma, dermatomyositis, and Sjögren syndrome) has been shown to be NSIP (2, 5, 1619). These findings suggest that the better prognosis of CVD-IP may be primarily related to a higher frequency of NSIP. However, there is evidence of differences in relation to the same histologic pattern between IIPs and CVD-IPs, in that myofibroblasts have different appearances in patients with IPF-UIP compared with UIP in association with rheumatoid arthritis (RA-UIP) (16), and there are fewer fibroblastic foci in CVD-UIP compared with IPF-UIP (2). The main purpose of this study is therefore to investigate whether there is a difference in prognosis of patients with CVD-IP compared with those with IIPs in relation to individual histopathologic patterns. The data were presented at the American Thoracic Society (ATS) meeting in 2004 in abstract form (20).
Subjects The subjects included 362 patients (269 with IIP and 93 with CVD-IP) diagnosed using surgical lung biopsy as UIP pattern (203 with IPF and 36 with CVD-UIP) or fibrotic NSIP pattern (66 with idiopathic [I]-NSIP and 57 with CVD-NSIP) from 1990 to April 2006 at Asan Medical Center in South Korea. Most of the patients with IIP were included in a previous physiologic study (12); some patients in an ATS/European Respiratory Society (ERS)sponsored NSIP workshop (not published), and some patients with scleroderma, primary Sjögren syndrome, and RA were also included in other reports (18, 21, 22). The mean follow-up period was 36.8 ± 2.1 months for IIP (0.2186.3 mo) and 56.0 ± 4.2 months for CVD-IP (1.0177.0 mo).
Diagnostic Criteria
Method The biopsy slides were reviewed independently by two pairs of pathologists (T.V.C. and M.K.: 164 cases; , 0.590; or T.V.C. and S.J.J.: 138 cases; , 0.429) and, for most patients, consensus was achieved after a third opinion by A.G.N. For the remaining controversial cases, consensus opinion was achieved by a final face-to-face meeting. The pathologic diagnoses of the subjects included in previous studies were reviewed separately by different pathologists listed in each study as coauthors (12, 18, 21, 22). However, one pathologist (T.V.C.) was involved in all studies, except for the study on Sjögren disease (21). Pathologists were blinded to the clinical information except in three studies of CVDs. All data were obtained from the medical records and survival status was obtained from telephone interview and/or medical records. All the clinical parameters were obtained within 1 month before surgical lung biopsy. The Medical Research Council system was used for dyspnea scoring (31).
Pulmonary Function Test Bronchoalveolar lavage (BAL) was performed as previously described (33).
Statistical Analysis This study was approved by the institutional review board of Asan Medical Center.
Comparison of Survival of Patients with IIP and Those with CVD-IP The IIP group was older, male, and predominantly smokers compared with the CVD-IP group. However, there was no significant difference in lung function or BAL fluid findings (data not shown) between the two groups (Table 2). Patients in the CVD-IP group survived longer (mean, 131.0 ± 9.1 mo) than those in the IIP group (mean, 80.5 ± 6.3 mo; p < 0.001) (Figure 1). Multivariate analysis revealed that age, FVC, DLCO, and the presence of CVD are independent marker for prognosis (Tables E1 and Table E2 of the online supplement).
Comparison of Survival between Patients with IPF-UIP and Those with CVD-UIP The CVD-UIP group was younger, female, and predominantly nonsmoking compared with the IPF-UIP group (Table 3). However, there was no significant difference in baseline pulmonary function and BAL fluid findings between the two groups (Table E3). Patients in the CVD-UIP group survived longer (mean, 125.5 ± 16.0 mo) than those in the IPF-UIP group (mean, 66.9 ± 6.5 mo) (p = 0.001; Figure 2). In addition, 3-year survival rates (81.6 vs. 57.4%) and 5-year survival rates (81.6 vs. 44.8%) were better in the CVD-UIP group than in the IPF-UIP group, respectively (p = 0.001; Figure 2). Using univariate Cox analysis, age, dyspnea score, presence of CVD, FVC, DLCO, total lung capacity (TLC), and PaO2/FIO2 ratio (mm Hg) were significant predictors of survival (Table 4). Multivariate analysis by Cox regression model revealed that only age (hazard ratio [HR], 1.042; 95% confidence interval [CI], 1.0191.066; p < 0.001), better pulmonary function (FVC; HR, 0.982; 95% CI, 0.9670.997; p = 0.020) and DLCO, HR, 0.975; 95% CI, 0.9610.989; p = 0.001), and presence of CVD (HR, 2.861; 95% CI, 1.3276.171; p = 0.007) were independent predictors of better survival in patients with UIP pattern disease (Table E4).
Comparison of Survival between Patients with I-NSIP and CVD-NSIP The CVD-NSIP group was younger and predominantly female compared with the I-NSIP group (Table 5). There were no differences in lung function and BAL fluid findings between these two groups (Table 5 and Table E3). The 3-year survival rates were 88.9% in the CVD-NSIP group and 77.6% in the I-NSIP group, whereas the 5-year survival rates were 81.5 and 67.4%, respectively. Using the log-rank test, no significant difference in survival was found between CVD-NSIP and I-NSIP (p = 0.2) (Figure 2). According to a univariate Cox model, age, FVC, TLC, and dyspnea score were significant predictors of survival (Table 6). Multivariate analysis revealed that age (HR, 1.076; 95% CI, 1.0371.116; p < 0.001) and FVC (HR, 0.946; 95% CI, 0.9160.977, p = 0.001) were independent risk factors for survival of patients with the NSIP pattern (Table E5). Unlike in those with the UIP pattern, DLCO was not an independent risk factor in those with the NSIP pattern. In contrast to patients with the UIP pattern, the presence of CVD in patients with the NSIP pattern was not associated with a better prognosis.
Comparison of Survival between Patients with CVD-UIP and Those with CVD-NSIP In contrast to IIP, in which the survival of patients with the UIP pattern was much worse than in patients with the NSIP pattern (Figure 2), there was no difference between patients with CVD-UIP and CVD-NSIP (Table 7 and Table E6).
RA. The survival of the patients with IP related to RA (RA-IP) was better than that in those with IPF (p = 0.019); however, there was no significant difference in the survival between patients with RA-IP and those with other types of CVD (nonRA-CVD-IP) or I-NSIP (Table 8 and Table E7; Figure E1). Even though the Kaplan-Meier analysis showed that the survival of those with RA-UIP was significantly worse than that in those with nonRA-CVD-UIP (p = 0.015) or CVD-NSIP (p = 0.043) (Figure 3), after the adjustment for age, sex, and FVC, the difference became statistically insignificant by multivariate Cox regression analysis (RA-UIP vs. nonRA-CVD-UIP: p = 0.1; RA-UIP vs. CVD-NSIP: p = 0.07) (Table E8). We could not find any significant difference in the survival between patients with RA-UIP and those with IPF-UIP by either method.
Scleroderma. The survival of patients with scleroderma-IP was much better than that in those with IPF and not significantly different from those with other types of CVD or I-NSIP (Table E8 and Figure E2).
Treatment
Cause of Death
The aim of this study was to investigate whether the better prognosis of CVD-IP compared with IIP was solely due to a predominance of an NSIP pattern in CVD-IP. We confirmed that the patients with CVD-IP survived longer than those with IIP, but the was mainly because the survival of patients with CVD-UIP was longer than those with IPF-UIP, and not just due to a higher prevalence of an NSIP pattern in patients with CVDs. In patients with an NSIP pattern as an overall group, there was no survival benefit in the CVD-NSIP group compared with the I-NSIP group. UIP is the most common pattern of IIP, being seen in 47 to 62% of recent series compared with 14 to 36% for NSIP (10, 11, 14, 15), with similar results seen at our own institution (63.3 vs. 23.2%) (12). All of these series reported that the prognosis of I-NSIP was better than that of IPF-UIP. In contrast, most series of CVD-IP that studied histologic patterns show NSIP is more common than UIP. In scleroderma, Fujita and colleagues (17) first reported that five of nine patients showed a pattern of NSIP, which was confirmed by others in larger series (67 and 78%) (18). Similarly, in polymyositisdermatomyositis (PM-DM), an NSIP pattern was the most common type with a prevalence of up to 82% (5, 34, 35), with only a 5 to 12% prevalence of UIP; furthermore, Ito and colleagues evaluated 33 patients with primary Sjögren's syndrome and found NSIP to be more common than UIP (21). However, data are more conflicting with regard to patients with RA, with data from our institution showing prevalence of UIP and NSIP (62.1 and 37.9%, respectively), whereas others have shown NSIP to be more prevalent (12 vs. 41%, respectively) (35). The reasons for this are uncertain, but to exclude the possibility of selection bias in this series, we searched for all patients with RA-IP in our hospital medical records and compared the clinical and high-resolution computed tomography (HRCT) features between the biopsy group and the nonbiopsy group. There was no significant difference in the clinical features and lung function data, and we found that more than 80% of the nonbiopsy group had typical HRCT features of UIP (subpleural reticulation and honeycombing without much ground-glass opacity), supporting the result of a UIP pattern predominance in pathologic study. These data suggest a need for further clinical and histologic assessment of patients with IPs in association with RA (RA-IP), particularly as RA is the most common type of pattern is the most commonly seen CVD, and especially as there are several studies of survival in patients with RA-IP with variable results, which will be discussed later more in detail. Although clinical and radiologic features of CVD-IP are similar to IIP, many studies have reported better prognosis in patients with CVD-IP (15). Agusti and colleagues found that all the lung function parameters and PaO2 were reduced in the patients with IPF (9 patients) in contrast to no change in those with CVD-IP (11 patients) 2 years after the diagnosis (1). In the study by Papiris and coworkers on the survival of 43 patients (18 with IPF and 25 with scleroderma-IP), two-thirds of patients with IPF died in 2.7 years in contrast to no deaths in the CVD-IP group during 5.6 years of follow-up (3). Wells and colleagues reported that 142 of 205 patients with IPF (70%) died, whereas only 11 of 68 patients with scleroderma-IP (16%) died (4). However, in these earlier studies, the pathologic pattern was not defined. Later, Bouros and colleagues, in the largest series of surgical lung biopsy-proven CVD-IP (80 patients), reported higher survival in patients with scleroderma-IP (5-yr survival of 91% in NSIP pattern and 82% in UIP pattern; 10-yr survival of 69% in NSIP pattern and 29% in UIP pattern) (19). There was no significant difference in survival between patient with NSIP pattern and those with UIP pattern disease. In PM-DM, Douglas and colleagues compared the survival of 58 patients with PM-DMIP with that of historical controls (i.e., 63 patients with biopsy-proven IPF-UIP and 14 patients with I-NSIP) (5). One-year survival for patients with PM-DMIP was 85.8%, 3-year survival was 74.7%, and 5-year survival was 60.4%. Survival was better (p < 0.001) for the PM-DMIP group when compared with the group with IPF, and was not different from the group with I-NSIP (p = 0.247). However, in this study, the majority of pathologic patterns of PM-DM were NSIP (81.8%) and only 1 (4.5%) of 22 patients had a UIP pattern. In contrast to all of those studies, Hubbard and associates recently reported a different result (40). They analyzed a longitudinal dataset containing 979 patients with IP (872 patients with IPF, 107 patients with CVD-IP) diagnosed (without biopsy) between April 1989 and October 1997. Patient data were drawn from the U.K. General Practice Research Database, which is the largest primary care population database in the United Kingdom. Using a univariate Cox regression model, survival was similar for patients with CVD-IP compared with patients with IPF. Even though there was some criticism about this study (39, 41), it raised an important question about the uniformly better prognosis of CVD-IP. In this study, the majority (80%) of the patients with CVD-IP had RA. All these findings may suggest that the better survival of patients with CVD-IP may be due to the higher prevalence of an NSIP pattern between IIP and CVD-IP in the CVD group rather than the genuine difference between IIP and CVD-IP. Furthermore, Kocheril and colleagues recently conducted a case-control study of patients with CVD-IP (n = 46) and IIP (n = 51), and found that CVD-IP was associated with a worse prognosis compared with IIP when adjusted for age (43). Therefore, we analyzed the survival of our large cohort of patients with IIP and CVD-IP and confirmed that the survival of patients in the CVD-IP group as a whole was significantly better than that in those with IIP. To test that the possibility of this better survival was due to the early diagnosis of interstitial lung diseases in those who undergo frequent check-up for rheumatologic diseases, we compared the baseline parameters between two groups. Even though the patients with CVD-IP were younger and predominantly female nonsmokers, lung functions were similar. To investigate the cause of better prognosis of CVD-IP, the survival was analyzed further in relation to histologic pattern. For UIP pattern, the mean survival in patients with CVD-UIP was longer compared with those with IPF-UIP. Furthermore, the presence of a CVD was an independent parameter for better prognosis together with younger age and better pulmonary function (FVC and DLCO). This is supported by other studies. Flaherty and colleagues, who reviewed 108 patients with a UIP pattern on surgical lung biopsies, reported that patients with CVD-UIP had fewer fibroblastic foci and better survival than those with IPF even after adjustment for age, TLC, and onset of symptoms (2). However, the number of their CVD-UIP group was only nine patients and these patients were younger with shorter duration of symptoms (0.5 vs. 2 yr) and higher TLC compared with the patients with IPF-UIP. In contrast, our study was performed on a much larger number of patients with CVD-UIP. Our patients with CVD-UIP were also younger, predominantly female, and with a slightly shorter duration of symptoms (8.8 vs. 13.4 mo); however, lung function tended to be lower than in the IPF group (Table 3). The average lung function of our IPF group was better and the duration of symptoms was shorter (13.4 mo) than the patients with IPF in Flaherty and colleagues' report (2 yr). In contrast, Flaherty and coworkers' patients with CVD-UIP had better lung function, especially TLC, with shorter duration of symptoms (0.5 yr) compared with our patients with CVD-UIP (8.8 mo) (2). These findings suggested that patients with CVD-UIP in Flaherty and colleagues' study might have been diagnosed at an earlier stage than their patients with IPF-UIP (lead-time bias). However, our study showed that the prognosis of CVD-UIP was better than that of IPF/UIP without lead-time bias. Nakamura and colleagues specifically compared the prognosis of a UIP pattern (76 patients with IPF-UIP and 17 patients with CVD-UIP) and an NSIP pattern (22 patients with I-NSIP and 26 with CVD-NSIP). Similar to our data, patients with CVD-UIP had significantly better survival than those with IPF-UIP, whereas no survival difference was found between patients with I-NSIP and those with CVD-NSIP (42). Our study verified that patients with CVD-UIP survived longer than those with IPF-UIP not only using simple Kaplan-Meier survival curves but also using multivariate analysis with Cox proportional hazards regression analysis in a larger number of patients. In contrast to other types of CVD, the reported prognosis of RA-IP was variable. Turner-Warwick and coworkers reported on a series of patients with RA and lung disease and found no difference in mortality rate from that found in cryptogenic fibrosing alveolitis, although this result may be biased because of inclusion of patients with diseases other than IPF, using recent criteria (36). Hakala evaluated the course of 57 patients with RA admitted to the hospital with interstitial lung fibrosis, and found a poor prognosis, with a median survival of 3.5 years and a 5-year survival rate of 39%, which is similar to that of IPF-UIP (37). Later, Akira and colleagues (38) reported that the mean survival of 29 patients with RA-IP diagnosed by HRCT was 3 years. Among 19 patients who had features of IP, 10 patients died of respiratory failure, and 1 died of small cell lung carcinoma. In contrast, Saravanan and associates reported a better prognosis for RA-IP (n = 18) compared with IPF (n = 18) (39), with a 5-year survival of 44% in patients with RA-IP compared with 11% in patients with IPF. In our previous series of RA, even though the numbers were small, all deaths occurred in the UIP group. In the present study, with larger number of the subjects, we found that the survival of patients with RA-IP was similar to that in patients with other nonRA-CVD-IP or I-NSIP (Table E8, Figure 3). However, the survival of patients with RA-UIP seems to be similar to that in those with IPF/UIP and worse than that in patients with CVD-NSIP or other nonRA-CVD-UIP using Kaplan-Meier survival analysis, even though the difference became insignificant after the adjustment of age, sex, and FVC using multivariate Cox proportional hazards regression analysis, suggesting the similarity of RA-UIP to other nonRA-CVD-IPs. More study with larger numbers of subjects is required to confirm our results. To exclude the possibility that only the more severe cases were selected for surgical lung biopsy, we compared the survival of patients with RA-UIP and RA-IP who did not undergo biopsy but who had typical HRCT patterns of IPF. There was no significant difference in the survival between the two groups (data not shown). On the contrary, scleroderma-IP seems to be a more uniform group with a similar prognosis to I-NSIP or other nonscleroderma-CVD-IP, regardless of the pathologic pattern (Figure E2). Our study has several limitations. Because of the diversity of CVDs themselves, it is very difficult to accrue enough numbers of biopsy-proven cases to analyze data separately for individual CVDs. Even though the number of our subjects was relatively large, it might not be enough to clearly show the differences in the prognosis among different types of CVD-IPs (Table E8). The other limitation is there might be a selection bias, especially for CVD-IP, because this is a retrospective study and the subjects were restricted to the patients who had undergone surgical lung biopsy. Although we have had a policy to perform surgical lung biopsy on all patients with CVDs with clinically significant interstitial lung disease, we still cannot exclude this selection bias. However, the lung function parameters and radiologic features of the patients with CVD-IP were comparable to those of patients with IIP, suggesting that our subjects may not be a markedly biased sample for our purpose of comparison of prognosis of two diseases with the same histologic pattern. Further studies of larger numbers, perhaps through multicenter cooperation, will be required to overcome this limitation. In conclusion, our data suggest that the better prognosis of the CVD group is not solely due to the prevalence of NSIP, but also due to better prognosis in patients with a CVD and a histologic pattern of UIP compared with patients with UIP-IPF.
This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org Originally Published in Press as DOI: 10.1164/rccm.200607-912OC on January 11, 2007 Conflict of Interest Statement: J.H.P. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript. D.S.K. received $4,500 for consultation from Boehringer-Ingelheim in 2005 and received a $15,000 research grant from Boehringer-Ingelheim in 2006. I.-N.P. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.J.J. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript. M.K. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript. A.G.N. received $2,500 for reviewing slides for a multicenter trial by Intermune Ltd. in 2005 and £9,500 for reviewing slides for a multicenter trial for Actelion Ltd. in 2006. T.V.C. has no financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form July 5, 2006; accepted in final form January 11, 2007
This article has been cited by other articles:
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||