Published ahead of print on October 12, 2006, doi:10.1164/rccm.200604-577OC
© 2007 American Thoracic Society doi: 10.1164/rccm.200604-577OC
Elevated Morbidity and Health Care Use in Children with Obstructive Sleep Apnea SyndromeSleep-Wake Disorders Unit, and Department of Pediatrics B, Faculty of Health Sciences, Soroka Medical Center, and Departments of Physiology, Epidemiology, and Health Systems Management, Faculty of Health Sciences, and Department of Economics, Faculty of Humanities and Social Sciences, Ben-Gurion University of the Negev, Beer-Sheva, Israel Correspondence and requests for reprints should be addressed to Ariel Tarasiuk, Ph.D., Department of Physiology, Faculty of Health Sciences, P.O. Box 653, Ben-Gurion University of the Negev, Beer-Sheva, Israel 84105. E-mail: tarasiuk{at}bgu.ac.il
Rationale: Health care use, a reliable measure of morbidity, is noticeably higher 1 yr before obstructive sleep apnea syndrome (OSAS) diagnosis in preschool children. It is not clear at what age OSAS-related morbidity becomes expressed. Objective: To explore morbidity and health care use among children with OSAS starting from first year of life. Methods: Case-control study, starting from the first year of life to date of OSAS diagnosis, among 156 patients (age range, 35 yr) and their pair-matched healthy control subjects, by age, sex, primary care physician, and geographic location. Measurements: Patients with OSAS underwent nocturnal polysomnography studies. Medical records during hospital visits were reviewed for diagnosis. Variables of health care use were obtained from computerized databases of Clalit Health Care Services, the largest health maintenance organization in Israel. Main Results: From the first year of life to date of OSAS diagnosis, children with OSAS had 40% more (p = 0.048) hospital visits, 20% more repeated (two or more) visits (p < 0.0001), and higher consumption of antiinfective and respiratory system drugs (p < 0.0001). Referrals of children with OSAS to otolaryngology surgeons and pediatric pulmonologists were higher from Year 1 (p < 0.0001) to date of OSAS diagnosis, especially in Year 4 (odds ratio, 9.4; 95% confidence interval, 4.221.1). The 215% elevation (p < 0.0001) in health care use of the OSAS group was due mainly to higher occurrence of respiratory tract morbidity (p < 0.0001). Conclusions: Practitioners should be aware that starting in Year 1 until date of diagnosis, children with OSAS have higher health care use, mostly related to respiratory diseases.
Key Words: children respiratory tract morbidity heath care use obstructive sleep apnea syndrome
Childhood obstructive sleep apnea syndrome (OSAS) is a breathing disorder during sleep characterized by prolonged partial upper airway obstruction and/or intermittent complete obstruction that disrupts normal ventilation during sleep and normal sleep patterns (1). OSAS has an estimated prevalence of 1 to 2% among young children (2, 3) and can lead to morbidity (47). Adult patients with untreated OSAS have higher health care use than matched control subjects many years before diagnosis (811). Health care use is a powerful index for morbidity in both adults (11, 12) and children with OSAS (13, 14). We have previously shown that children with OSAS are heavy consumers of health care resources 1 yr before diagnosis (14). However, it is not clear at what age OSAS-related morbidity becomes expressed. Therefore, we explored morbidities such as respiratory tract diseases (13), as well as health care use (hospital visits, consultations, and drugs) and costs, for each year of life starting from time of diagnosis back to the first year of life. We hypothesized that morbidity in children with OSAS begins at an early age, resulting in higher health care use years before diagnosis. Therefore, we analyzed heath care use among patients with OSAS and pair-matched control subjects, from time of diagnosis back to the first year of life. In addition, we explored the morbidity that led to increased health care consumption.
Study Design The study design was that of a case-control study. Patients were diagnosed as having OSAS after laboratory-proven polysomnographic (PSG) evaluation and were recruited according to their date of birth. Healthy control subjects were not assessed by PSG. The Institutional Ethics Committee of the Soroka University Medical Center (Beer-Sheva, Israel) approved this study.
Setting
Subjects Data resources for the patients with OSAS included PSG data (15), sleep questionnaires, and hospital records. Diagnoses were classified (International Classification of Diseases, 9th revision) into three categories (13): upper respiratory diseases, lower respiratory diseases, and other. We were not permitted to contact either group to obtain additional information because of patient confidentiality (1214). Data on health care use for both groups were obtained from the CHS Economics Department. Health care use and costs were analyzed by going back from the date of OSAS diagnosis to the child's day of birth. Total annual cost (1214) includes the following: number and duration of admissions, number of emergency department visits, and number of new and repeated visits for consultations. Number and type of prescriptions supplied were described according to anatomic and therapeutic criteria of the World Health Organization (16). Cost of the PSG study was not included.
Data Analysis A case-control data analysis (17) was performed with SPSS (version 12.0; SPSS, Chicago, IL) software. Cost elements were performed as previously described (1214). Data were presented as means ± SD for all PSG parameters and as means ± SEM and median and range for costs. The null hypothesis was rejected at the 5% level.
Group Characteristics One hundred and fifty-six typical children with OSAS with a mean age of 4.02 ± 0.7 yr (95 males and 61 females) at the time of PSG diagnosis were included in the study. The control group included 156 children matched 1:1 by age, sex, geographic location, and pediatrician or family physician. Among patients with OSAS, 43 (29.9%) of the parents reported smoking at least five cigarettes/d; of those, 32 (78%) were fathers.
The OSAS group (Table 1) had an average apneahypopnea index (AHI) of 8.1 ± 7.8 events/h. Relative to the average AHI, REM AHI was higher by 10 events/h (p < 0.0001), that is, compatible with OSAS of moderate severity (18) (i.e., in our settings we define mild, moderate, and severe OSAS as having an AHI of > 1 to
Health Care Use 1 Year before PSG Diagnosis Analysis of health care use was performed per complete 12-mo period to minimize seasonal effects. Annual health care use among the OSAS group was $275 ± 54 compared with $128 ± 22 in the control groupthat is, 215% higher compared with the control group (p < 0.0001, Wilcoxon test). Cost elements per patient per year before the PSG study are summarized in Table 2. Patients with OSAS had an average of 0.14 new admissions per year compared with 0.07 new admissions in the control group (p = 0.8). Children with OSAS had a similar number of visits to the emergency room compared with the control group, 0.4 versus 0.3 visits (p = 0.2), respectively. In our CHS region, when ENT consultation is required, more than 85% of children are referred to the 10 ENT surgeons rotating among 11 clinics. Patients with OSAS and control subjects were referred to these surgeons in equal proportions (p = 0.6). Children with OSAS had more consultations (ENT consultation before PSG referral was not included in the analysis) compared with the control group, 1.2 versus 0.4 visits, respectively (p < 0.0001). The OSAS group needed more recurrent consultations (at least two visits) than the control group, 29.6 versus 7.7% (p < 0.0001, McNemar test). Common consultations (specialist referrals) in the OSAS group included ENT surgeons for 58 children (40%), pediatric pulmonologists for 16 children (10.3%), and ophthalmologists for 22 children (14.1%). Other consultations included neurologists, cardiologists, dermatologists, and orthopedic surgeons (less than 10% for each specialty). The control group had significantly lower visit rates to specialists: 20 children (12.8%) to ENT surgeons and 7 children (4.5%) to ophthalmologists; all other specialists had 15% referrals per specialty.
Costs for drugs for patients with OSAS were six times higher (p < 0.0001, Wilcoxon test) than for the control group (Table 2). The prevalence and number of supplied drugs 1 yr before PSG diagnosis are summarized in Table 3. More subjects with OSAS (odds were up to 6.1 times higher) were supplied with the medications presented in Table 3, which includes only the pharmacologic groups in which differences were found. The average cost of drugs supplied per patient per year to patients with OSAS was up to 140% more than to the control subjects. Specifically, more drugs in the general antiinfectives (J) category and respiratory system (R) category were supplied (p < 0.0001) to patients with OSAS, that is, 236 and 275%, respectively. Ninety percent of supplied system N group drugs were acetaminophen. Ninety-nine percent of the musculoskeletal drugs were ibuprofen. These drugs can also be purchased over the counter.
When the OSAS group is arbitrarily divided by cost, the upper 25% (n = 39) of patients, defined as the most costly, had a mean consumption per person per year of $864 ± 187, which was significantly higher than the lower 75% of patients ($79 ± 7; p < 0.0001, Mann-Whitney test). These upper 25% of costly patients consumed 78.4% of all annual OSAS group costs, that is, 11-fold more health care resources than the lower 75% of patients. The most costly subgroup had similar age, sex distribution, AHI, and sleep characteristics compared with the lower 75% of patients. For example, the AHI was 8.2 ± 6.9 versus 8.1 ± 8.2 events/h, respectively.
AHI correlated (Spearman correlation) only with cost for medical consultations (r = 0.16, p = 0.05) and J category drugs (r = 0.19, p < 0.02). Total annual costs did not correlate with AHI. Children with AHI
Costs and Health Care Use during Years 14 (Inclusive) In comparison with the control group, total annual cost (Figure 1) was 160 to 190% higher (p < 0.0001, two-way analysis of variance [ANOVA]) for each year of life in the OSAS group. For each 1-yr increase in age, total annual cost decreased by 35% in the OSAS group and by 50% in the control group (p < 0.0001, two-way ANOVA). The total number of hospital visits throughout Years 14 was 40% higher in the OSAS group compared with the control subjects (3.2 ± 3.5 visits per child vs. 2.3 ± 2.6 visits per child, respectively; p = 0.048). Patients with OSAS required more (about 20%) repeated (two or more) hospital visits compared with control subjects (p < 0.0001, McNemar test). Compared with control subjects, the number of OSAS-related consultations (Table 4) was in the range of 50 to 600% higher (p < 0.0001). The rate of referral of patients with OSAS to general consultants (not including ENT or pediatric pulmonologists) was in the range of 30 to 50% higher (p < 0.0001), except for Year 1. Odds for referral of patients with OSAS to OSAS-related consultants (not including the last ENT surgeon visit before PSG study) is especially higher in Year 4 only: odds ratio, 9.4; 95% confidence interval, 4.221.2. Patients with OSAS required two to four times more (p < 0.0001, McNemar test) repeated (two or more) consultations with specialists.
The annual cost of drugs for patients with OSAS was 70 to 200% higher through the first 4 yr of life (p < 0.0001). Significantly more (p < 0.0001, two-way ANOVA) patients with OSAS were supplied with J and R categories of drugs, beginning in Year 2 of life. The odds (95% CI) of supplying these drugs to patients with OSAS are presented in Table 5. The most supplied respiratory subcategory was nasal preparations, which was provided more (17 vs. 25%) to patients with OSAS (p < 0.0001). Interestingly, drugs for obstructive airway diseases were supplied more (15%) to subjects with OSAS in Years 3 and 4 (odds ratio, 2.0; 95% confidence interval, 1.13.9). Other pharmacologic categories were not consistently supplied more to patients with OSAS.
Review of Medical Records Medical diagnoses made during hospital visits in all 4 yr of life are summarized in Table 6. Compared with the control group, children with OSAS had higher rates of lower respiratory tract diseases (i.e., pneumonia, bronchiolitis, and asthma) and "other" diseases (e.g., gastrointestinal or orthopedic) (p < 0.0001). No differences were found in upper respiratory tract diseases (i.e., otitis media, tonsillitis, laryngitis, and croup).
Main Findings The major new finding in the current report is that health care use and morbidity are increased for several years before OSAS diagnosis and treatment. Increased morbidity among children with OSAS was related to lower respiratory airway diseases. The total number of hospital visits from the time of diagnosis, starting from the first year of life, was 40% higher in the OSAS group, and these children required 20% more repeated hospital visits. Referral of children with OSAS to ENT and pediatric pulmonologists was significantly higher beginning in Year 1, and especially in Year 4. Antiinfective and respiratory categories of drugs were supplied to patients with OSAS significantly more from Year 2 and up.
Studied Group We analyzed data in two modes: 1 yr before diagnosis and from the first year of life including Year 4. These analyses are complementary and minimize uncertainties regarding health care use. At the time of diagnosis, most children with OSAS had not completed the full last year of life. Forty-four children who underwent surgery were excluded from data analysis of Year 4, because adenotonsillectomy reduces health care use (13). These children were significantly younger and had more severe AHI, but their total annual costs 1 yr before diagnosis did not differ from those of the 112 children with OSAS included in the final analysis of this year.
Associated Morbidity There is a true link between lower respiratory tract illness and OSA that has not yet been well elucidated in children. This implies that children who have had lower respiratory tract infections should be watched more carefully for OSAS.
Health Care Use Objective variables such as AHI have little predictive value of health care use in patients with OSAS. Our findings support the evidence that in children (27) and adults (1114) with OSAS, PSG parameters weakly correlate with outcome measures such as the Epworth Sleepiness Scale (27). The information that PSG findings did not predict health care consumption may result from the fact that AHI in these patients is probably above the threshold for elevated health care use. The increased number of referrals to specialists was the only significant cost element among children with OSAS during the first year of life. It is not clear why the odds for referral to OSAS-related consultants and diagnosis were considerably higher in Year 4, even after excluding ENT consultation before PSG referral. The answer is not straightforward. In fact, as in adults (28), awareness of sleep-disordered breathing symptoms in children by parents and physicians is low (29, 30). Among children with a significant history of snoring, only 8% of parents mentioned this symptom during the concurrent clinical evaluation, and only 15% had done so previously (29). Health care use in adults with OSAS is related to obesity, alcohol use, caffeine and tobacco consumption, and cardiovascular comorbidity (8, 9, 11), among other risk factors, and probably to low socioeconomic status (31). It is possible that multiple modifiers, including passive smoking, socioeconomic status, and snoring (22, 31), together with predisposing genetic risk factors (3237) and evolving airway inflammation (26), may contribute to the occurrence of sleep-disordered breathing starting in the first year of life. Our data on health care use may be difficult to compare with those from other health care systems that have more than one payer, as in the United States. However, our data represent a health care system similar to that in Canada (811). The information presented reflects the "true" consumption of health care resources (1214, 31) of children with OSAS: all PSGs and the relevant medical information regarding patients with OSAS are stored in the only sleep center in the region. CHS uses one billing system to include community and hospital services. According to the National Health Care Law, equal access to medical services is provided to all enrollees and there is no economic incentive to increase consumption of sleep laboratory services due to reimbursement policies. Physicians are paid a capitation fee once every 3 mo per patient and do not have any economic incentive to increase consumption of services (1214). The elevated health care costs attributed to lower respiratory tract diseases may represent missed diagnoses of OSAS, suggesting the need for early diagnosis and intervention. This would presumably be the case if an effective treatment is available, as in our system in which equal access to treatment is available and performed (13, 14, 31). Two-thirds of our children underwent surgery. This group of children probably benefited from treatment by improved sleep characteristics, behavior, and psychological and neurocognitive functions (15, 19, 23). In addition, total annual cost savings are maximal among children with AHI > 8 events/h (13). One-third of children were not treated surgically, probably because of a low level of awareness among patients and physicians to the potential benefits of surgery or to OSAS-associated morbidity (13).
Study Limitations
Conclusions
Originally Published in Press as DOI: 10.1164/rccm.200604-577OC on October 12, 2006 Conflict of Interest Statement: None of the authors has a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form April 30, 2006; accepted in final form October 11, 2006
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