Published ahead of print on September 7, 2006, doi:10.1164/rccm.200603-423OC
© 2006 American Thoracic Society doi: 10.1164/rccm.200603-423OC
Effect of Allergic Bronchopulmonary Aspergillosis on Lung Function in Children with Cystic FibrosisDepartments of Paediatrics and Psychiatry, and Division of Human Genetics, University of Bern, Bern; and Swiss Institute of Allergy and Asthma Research, Davos, Switzerland Correspondence and requests for reprints should be addressed to Richard Kraemer, M.D., Professor and Chairman, Department of Paediatrics, University of Bern, Inselspital, CH-3010 Bern, Switzerland. E-mail: richard.kraemer{at}insel.ch
Rationale: The relationship between sensitization to Aspergillus fumigatus and progression of pulmonary function is not yet established in cystic fibrosis (CF). Objectives: We aimed to evaluate onset of A. fumigatus sensitization and development of allergic bronchopulmonary aspergillosis (ABPA), as well as to determine the physiologic factors of lung function influencing these mechanisms in CF. Methods: Serial annual lung function tests performed in 122 children with CF (62 males; 60 females; age: 618 yr) provided data pertaining to FRC measured by plethysmography, lung clearance index, volume of trapped gas, effective specific airway resistance, and forced expiratory indices (FEV1, FEF at 50% VC). Specific IgE to recombinant A. fumigatus allergens, rAspf1 and rAspf3, served as marker for sensitization, and to rAspf4 and rAspf6 as indications for a serologic ABPA, were clinically diagnosed (Nelson criteria). By linear mixed-effect model analysis, five patient groups, (1) not sensitized and free from Pseudomonas aeruginosa, (2) intermittently P. aeruginosa colonized, (3) chronically P. aeruginosa infected, (4) sensitized, and (5) with ABPA, were retrospectively evaluated. Measurements and Main Results: A. fumigatus sensitization was best reflected by increased rAspf1+3-specific IgE levels, whereas, in most patients, sensitization was preceded by P. aeruginosa infection. Patients with ABPA demonstrated the most severe progression in all lung function parameters, and FEF at 50% VC, volume of trapped gas, and effective specific airway resistance were the best predictors (p < 0.0001). However, regarding distinction between sensitization to A. fumigatus and development of ABPA in the course of CF, chronic P. aeruginosa infection has to be taken into account. Conclusions: Airway narrowing, gas trapping, and small airway disease are the major targets for functional derangement in ABPA.
Key Words: allergic bronchopulmonary aspergillosis Aspergillus fumigatus sensitization cystic fibrosis lung function Pseudomonas aeruginosa infection
Allergic bronchopulmonary aspergillosis (ABPA) is a lung disease resulting from a hypersensitivity to Aspergillus fumigatus, clinically characterized by impaired mucociliary clearance, mucoid impactions, episodic bronchial obstruction, and pulmonary infiltrates. Immunologically, ABPA is associated with recurrent episodes of eosinophilic airways inflammation, peripheral blood eosinophilia, high total serum IgE levels, and increased circulating specific IgE and IgG against A. fumigatus antigen (1). ABPA may afflict patients with asthma (2), and an increasing prevalence of ABPA in patients with cystic fibrosis (CF), varying between 0.9 and 13%, has been reported. Extended epidemiologic studies, including more than 12,000 patients, reported a prevalence in North America of 2% (3) and 7.8% in Europe (4). Impaired mucus clearance and airway obstruction may favor germination of spores and release of antigens, resulting in a complex immune response by the host, which is detrimental for patients with CF (5, 6). The pathophysiology of ABPA still remains largely speculative. Familial occurrence has been reported, suggesting a possible genetic contribution to the disease in CF (79), whereas patients with ABPA without CF have a higher frequency of CF transmembrane conductance regulator (CFTR) mutations than that found among subjects with bronchitis or in the normal population (10). However, the significance of heterozygous CFTR mutations with regard to the properties of mucus is unclear. It has been suggested that HLA-DR molecules DR2, DR5 and possibly DR4 or DR7 contribute to susceptibility, whereas HLA-DQ2 contributes to resistance to ABPA development (9, 10). In CF, the abnormal mucus might promote the trapping of A. fumigatus spores within the bronchial airway, presumably promoting growth of A. fumigatus mycelia, thus contributing to an increased A. fumigatus colonization of the lung (11), which may stimulate T-helper cell type (Th) 2biased responses favoring development of ABPA (12). The inflammatory process initiated by Th2 immune responses to fungal colonization is related to the production of specific IgE and IgG antibodies against A. fumigatus (1315). The atopic status associated with susceptibility to developing ABPA was supposed to be the cause for airway changes seen in ABPA in CF, and may be an example of allergen-induced airway remodeling (15). In CF, the consequences of such an airway inflammatory process may be a progressive course of development of pulmonary hyperinflation, ventilation inhomogeneities, chronic obstructive lung disease, trapped gases, and gas exchange disturbances. The relationship between A. fumigatus sensitization and progression of pulmonary function is not yet well established. Nicolai and colleagues found a correlation between positive RAST against A. fumigatus and lung function parameters, if age and weight were excluded from multiple regression analyses (16). The relationship between A. fumigatus sensitization and rapid decline in pulmonary function for A. fumigatussensitized patients with CF with or without ABPA was studied by different groups, with conflicting results (3, 4, 17, 18). Therefore, there is still a need for adequate longitudinal studies aimed at establishing the effect of A. fumigatus sensitization and development of ABPA on the decline in pulmonary function in CF. The objectives of this study were (1) to evaluate onset of A. fumigatus sensitization in relation to onset of chronic P. aeruginosa infection and in relation to development of ABPA and (2) to evaluate the lung function decline in subgroups of A. fumigatussensitized patients with and without ABPA in comparison with progression of lung function in patients with CF without A. fumigatus sensitization. The study offered the occasion to (3) search and define potential predictors for A. fumigatus sensitization and development of ABPA and (4) to evaluate potential associations between A. fumigatus sensitization, ABPA, and CFTR genotypes. Some of the results of this study have been previously reported in the form of an abstract (19).
Database and Selection of Patient Cohort For the present retrospective study, a total of 122 children and adolescents (62 males, 60 females) with CF born between 1978 and 1999, and examined regularly between 1983 and 2005, were enrolled. The inclusion and exclusion criteria related to the Bernese CF database were the same as previously reported (20), and methodologic details are given in the online supplement (2125). The study protocols have been approved by the departmental ethics committee of the Children's Hospital and by the Governmental Ethics Committee of the State of Bern, Switzerland.
Diagnosis of ABPA and Analysis of Allergen-specific IgE and Recombinant A. fumigatus Allergens
Pulmonary Function Measurements
Genotype Analysis
Data Computation and Statistical Evaluation Statistical methods included calculation of descriptive statistics, including Kaplan-Meier estimates of event occurrence. Linear mixed-effect model (LMM) analysis (4, 33, 34) was used to evaluate the annual measurements of lung function, and prediction of ABPA by several immunoserologic parameters was assessed by binary logistic regression analysis (SPSS, version 11; SPSS, Inc., Chicago, IL). Results with a p value of less than 0.05 were considered statistically significant.
Patient Cohort, Database Characteristics, and CFTR Genotype Distribution The baseline characteristics of the study cohort fulfilling the inclusion criteria are presented in Table 1. Sex distribution was equal in these 122 patients with CF (62 males and 60 females), spanning an observation period of 28 yr. There were 1,400 lung function tests, with a median of 10 tests per child (415), corresponding to a median of 79 (23111) tests per year. The age ranges were covered to 80% between ages 6 and 10 yr, to 71% between ages 11 and 15 yr, and to 39% between ages 16 and 20 yr. Regarding CFTR stratification, 72 (59.0%) were homozygous for F508(2), 9 were compound heterozygous for the frame shift Swiss-type mutation 3905insT/ F, 12 (9.8%) were compound heterozygous for the missense mutation R553X/ F, and 29 (23.8%) had other miscellaneous genotypes (Table 1).
Sensitivity, Specificity, Positive Predictive Value, Negative Predictive Value, and Prediction of ABPA
For specific IgG, two cut-off levels were compared: specific IgG greater than 50 kU/L and IgG greater than 100 kU/L. Both presented with a sensitivity of 100%, where specificity was 86%. It follows that both parameters (IgG > 50 kU/L and IgG > 100 kU/L) could be considered as suitable parameter for detection of ABPA. Moreover, the number of patients in whom IgG was determined was rather low (n = 21). In relation to rAspf values and their potential to detect ABPA, the highest specificity was found for rAspf4 (100%) and rAspf4+6 (100%). Prediction of ABPA by several immunoserologic parameters was also evaluated by binary logistic regression analysis (Table 3). Either by forward or backward stepwise analysis, the highest significance within the groups IgE, specific IgG, or rAspf was achieved by IgE greater than 1,000 IU/ml (p < 0.0001). Specific IgG seems not to be of major value. Comparing rAspf1, rAspf3, rAspf4, and rAspf6, the highest significance was achieved by rAspf4 (p < 0.02). In the comparison between rAspf1+3 and rAspf4+6, rAspf4+6 was superior (p < 0.0001). Finally, taking all group parameters together in the model (IgE, specific IgG, and rAspf), by stepwise elimination, the model of prediction was most significant for rAspf4 (p = 0.002) combined with IgE greater than 1,000 IU/ml (p < 0.005).
Immunoserology in Its TimeEvent Relations In the assessment and definition of parameter characteristics for prediction of disease milestones, the timeevent relation of each parameter has do be considered. Event occurrence can be defined as the age at which a specific parameter presents with a value beyond a certain cut-off level (usually 2 x SD). These event occurrences were evaluated by Kaplan-Meier plots, depicted in Figure 1, showing the evaluation of parameters with their specific time events as the age at which the parameter had exceeded the cut-off level. A comparison between each rAspf is given in the left-hand panel, and, in the right-hand panel, sensitization against A. fumigatus (rAspf1+3, rAspf4+6) is compared with the onset of chronic P. aeruginosa infection, as well as with the onset of clinically established ABPA. The grouping of rAspf1 with rAspf3 (rAspf1+3) and the grouping rAspf4 and rAspf6 (rAspf4+6) was previously shown to be helpful in CF (22). The mean (95% confidence interval [CI]) at onset of abnormal values (event) of rAspf for rAspf1, rAspf3, rAspf4, and rAspf6 (left-hand panel of Figure 1) were calculated to be 13.5 (12.514.5), 14.2 (11.413.4), 16.9 (15.718.4), and 16.0 (14.717.3) yr, respectively. Onset of abnormal rAspf3 was significantly earlier than onset of rAspf4 (log rank statistic, 30.13; p < 0.0001) and rAspf6 (log rank statistic, 22.99; p < 0.0001), but onset of abnormal rAspf1 was also significantly earlier than onset of rAspf4 (log rank statistic, 17.47; p < 0.0001) and rAspf6 (log rank statistic, 12.23; p < 0.0005). Therefore, it seems to be reasonable to define sensitization against A. fumigatus by grouping rAspf1 with rAspf3 (rAspf1+3), and grouping rAspf4 with rAspf6 (rAspf4+6).
As shown in the right-hand panel of Figure 1, onset of chronic P. aeruginosa infection presented with a mean (95% CI) of 11.6 (9.513.7) yr as the earliest event occurrence, followed by sensitization against rAspf1+3 with a mean of 13.1 (12.114.2) yr. Sensitization against rAspf4+6 at 17.8 (16.319.3) yr was significantly later. The latest onset of event was found for ABPA by a calculated mean of 20.5 (19.221.7). Differences between all timeevent curves were highly significant ( 2 = 189.1; p < 0.0001). Having selected IgE, specific IgG, and the combined rAspf1+3, as well as rAspf4+6, as potential predictors of sensitization against A. fumigatus and, hence, infection of ABPA, the values of these parameters at the time of their specific event (i.e., age at which values exceeded cut-off) are presented in Figure 2 as box plots (line: mean; box: 68%; whisker: 95% CI). The best distinction in the event comparison between onset of ABPA and a group of control patients (patients not sensitized for A. fumigatus) was found for IgE greater than 1,000 IU/ml (mean difference between those with ABPA and control subjects: 2,763 IU/ml; t = 5.669; p < 0.001; mean difference between those sensitized against A. fumigatus and ABPA: 2,763 IU/ml, t = 5.669, p < 0.001), and for rAspf1 (mean difference between ABPA and control subjects: 757 EU/ml; t = 4.013; p < 0.001; mean difference between those sensitized against A. fumigatus and ABPA: 684 EU/ml; t = 5.729; p < 0.001). However, with an onset of 13.1 (CI, 12.114.2) yr, the event for rAspf1+3 is reached significantly earlier than the event of IgE greater than 1,000 IE/ml with 19.9 (CI, 17.820.2) yr. It follows that rAspf1+3 is the earliest and most significant parameter indicating onset of sensitization against A. fumigatus and, therefore, the best predictor for ABPA.
Progression of Lung Function Decline From Figure 1 it must be assumed that progression of lung function deterioration in ABPA is additionally influenced by the onset of P. aeruginosa infection. Therefore, stratification into five etiologic groups was performed. Apart from a control group, collecting patients with CF neither colonized with P. aeruginosa nor sensitized to A. fumigatus (control-CF: n = 16), patients demonstrating A. fumigatus sensitization against rAspf1+3 (considered as A. fumigatus sensitized [n = 45]) were distinguished from those having developed ABPA (n = 16). Concerning P. aeruginosa infection, patients only intermittently colonized by P. aeruginosa (intermittent P. aeruginosa: n = 21) were differentiated from those chronically infected by P. aeruginosa (P. aeruginosa infection: n = 24). Progression with age (represented by the slopes) is given for each group, being most pronounced for FEF50 (Table 4). LMM analysis demonstrated significant changes of all lung function parameters within all groups. A group effect (comparison of means of lung function in relation to age) was noticed for LCI and FEV1. Comparison of group slopes (group x age effect) was significantly demonstrated for all lung function parameters, most strongly for FEF50 (F = 10.074; p < 0.0001).
The slopes of the five groups were computed from the fixed predicted values obtained by the LMM analysis (Table 4), and mean changes of lung function of all 122 patients with CF, aggregated for 6-mo intervals and restricted to the groups "controls," "P. aeruginosa infected," and "ABPA," are shown in Figures 3A and 3B. With the exception of the CF control subjects, VTG, sReff, FEV1, FEF50, and in the group intermittent for P. aeruginosa, LCI and FEF50, all slopes were highly significant. The highest progression of A. fumigatus sensitization and ABPA was detected by FEF50 (slope: 0.408 and 0.619, respectively; p < 0.0001). The best differentiation between A. fumigatus sensitization and ABPA development was observed in FEF50 (t = 4.739; p < 0.0001), VTG (t = 3.712, p < 0.0001), and sReff (F = 3.623; p < 0.0001).
The distinction regarding A. fumigatus sensitization and development of ABPA, taking into account intermittent colonization and chronic infection with P. aeruginosa, is given in Table 4. Except for LCI, all lung function parameters presented with high prediction for P. aeruginosa infection, highest for FEF50, (F = 5.763, p < 0.0001), followed by FEV1 (F = 4.863, p < 0.0001), as well as for ABPA, followed by VTG (F = 3.712, p = 0.0001) and sReff for ABPA (F = 3.623, p < 0.0001). VTG presented with similar distinction (P. aeruginosa infection: F = 3.544; p < 0.0001; ABPA: F = 3.712; p = 0.0001). As synoptically presented in Figure 4, LCI already presented with high z scores at age 5 yr, suggesting that most progression already occurred before that age. The slope comparison in Figure 4 indicates that patients developing ABPA show the worst progression in all lung function parameters. Patients with A. fumigatus sensitization had an intermediate position between CF control subjects and patients with ABPA. Patients with chronic P. aeruginosa infection showed the second-worst progression, and presented with slopes between A. fumigatussensitized patients and those with ABPA.
The diagnosis of ABPA in patients with CF is complicated by a number of characteristics shared by the two diseases, including pulmonary infiltrates, A. fumigatus sensitization, elevated specific IgE and IgG antibodies to A. fumigatus extract, as well as centrally located bronchiectasis (1, 6). Therefore, serologic findings should strongly contribute to confirming or excluding ABPA suspected on the basis of clinical signs (22, 24). Colonization of the lower respiratory tract with A. fumigatus is particularly frequent in patients with CF, with a reported incidence of 57% (26), and a prevalence of 40% (35). Interaction of A. fumigatusspecific IgG and IgE antibodies in the bronchial tree leads to activation of complement and mast cells, resulting in mediator release and cytokine production, contributing to lung damage (1). A sizeable minority, ranging from 1 to 11% might develop ABPA (3, 4). Demonstration of precipitating A. fumigatus antibodies is the most widely used method for serodiagnosis of ABPA. In various studies, patients with CF have been divided into groups according to increasing positivism to different A. fumigatusspecific tests (1, 36), but the relationship between A. fumigatus sensitization and progression of pulmonary function decline has not yet been age-dependently studied in a large number of patients. The present study demonstrates differences in the onset of specific A. fumigatusIgE responses to recombinant allergens in patients with CF with A. fumigatus sensitization and clinically proven ABPA. Moreover, based on extended, serial lung function measurements, we are able to show how lung function deteriorates over time in relation to A. fumigatus sensitization and ABPA in comparison with a CF-control group. It is noteworthy that, in comparison with the nonsensitized, noncolonized patients with CF, both patients with CF sensitized to A. fumigatus and those with ABPA had significantly increased IgE responses to the four recombinant A. fumigatus strains tested. Thus, early onset of increased levels of allergen-specific IgE antibodies may well be an indicator for onset of ABPA (15). In combination with lung function parameters, they indicate specific pathophysiologic changes induced by A. fumigatus in the lung of patients with CF.
Study Limitations
Immunologic Considerations To overcome the difficulty of clinically characterizing ABPA, and considering the problems of inconsistency in commercial A. fumigatus extracts, production of highly pure recombinant A. fumigatus allergens has been considered as a major breakthrough in improving the serologic diagnosis of ABPA in patients with asthma (23, 28) or CF (27). rAspf1, rAspf3, rAspf4, and rAspf6 are available for routine diagnostic use. In a recent consensus report of the North American Cystic Fibrosis Foundation on defining diagnosis, diagnostic procedures, and therapy for ABPA in patients with CF, it is stated that recombinant A. fumigatus allergens should further contribute to improved accuracy in detecting sensitization to A. fumigatus and serologic ABPA (15).
Effect of ABPA on Lung Function The finding of the present study shows the following: (1) patients with ABPA demonstrated the most severe progression in all lung function parameters (p < 0.0001) in relation to colonization or chronic infection with P. aeruginosa; (2) sensitization to A. fumigatus was best reflected by FEF50 (Table 4; Figure 4); (3) for the assessment of the influence of sensitization to A. fumigatus and development of ABPA, and especially for the distinction of different etiologic groups, it is mandatory to take into account colonization and chronic infection with P. aeruginosa; and (4) distinction between sensitization to A. fumigatus and development of ABPA, including the effect of P. aeruginosa colonization or infection, was best shown by FEF50, VTG, and sReff. From the point of view of lung physiology, it has been shown that, in patients with CF, five mechanisms of functional deterioration have to be distinguished: (1) progression of pulmonary hyperinflation, represented by FRCpleth; (2) progression of ventilation inhomogeneities given by the LCI; (3) development of trapped gas estimated by VTG; (4) airway narrowing given by sReff; and (5) small airway disease represented by FEV1 and FEF50. The statistical evaluation revealed that the process of A. fumigatus sensitization, P. aeruginosa colonization or infection, and the development of ABPA differently influence these five functional characteristics. Therefore, progression in lung function decline was evaluated within five etiologic groups, specific for sensitization and/or infection, compared with the CF-control group. The most striking progression among all the lung function parameters was found for patients with ABPA, differing significantly from those with chronic P. aeruginosa infection, and from those sensitized against A. fumigatus (Figure 4). The most significant progression for A. fumigatus sensitization and for patients with ABPA was demonstrated by the FEF50 value, followed by that for sReff, VTG, and LCI (Table 4 and Figure 4). The best differentiation between A. fumigatus sensitization and ABPA (taking into account intermittent colonization or chronic infection by P. aeruginosa) was reflected by LCI. Therefore, these four lung function parameters may be considered as major predictors of functional deterioration in the process of A. fumigatus sensitization and ABPA development. Based on that observation, it can be argued that these allergic responses predominantly affect intrapulmonary gas distribution (LCI), most impeded by bronchial obstruction and airway narrowing (sReff), and developing small airway disease (FEF50). Pulmonary hyperinflation and the development of trapped gas are physiopathologic consequences of these disease processes. For all lung function parameters, a highly significant interaction between these two influencing phenomena could be found. Thus, airway narrowing, gas trapping, and small airway disease seem to be the major targets of functional derangement in ABPA, and, therefore, specific lung function parameters have to be taken as follow-up parameters, if the effect of sensitization to A. fumigatus and development of ABPA is the target of evaluation.
Association with Onset of Chronic P. aeruginosa Infection
Associations with CFTR Genotype
In our study, an attempt to correlate the prevalence of A. fumigatus sensitization and the development of an ABPA phenotype with the four most common CFTR genotypes in Switzerland (
Conclusions
The authors thank Prof. Dr. Martin H. Schöni, Dr. Anna Rüdeberg, Dr. Carmen Casaulta-Aebischer, and the entire nursing staff of the Bernese Cystic Fibrosis Clinic for their contribution in collecting the clinical data and in obtaining the samples for genotype analysis. They also thank Mrs. Helen Gehr and Ms. Gisela Wirz for performing the lung function tests and taking care of the data.
Supported by Swiss National Science Foundation grants 32-040562.95 (R.K.), 31-063381.00/2 (R.C.), and 32-066767.02 (S.G.) and the Swiss Cystic Fibrosis Association. This article has an online supplement, which is accessible from this issue's table of contents at www.astjournals.org Originally Published in Press as DOI: 10.1164/rccm.200603-423OC on September 7, 2006 Conflict of Interest Statement: None of the authors has a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form March 24, 2006; accepted in final form September 6, 2006
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