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American Journal of Respiratory and Critical Care Medicine Vol 173. pp. 365-366, (2006)
© 2006 American Thoracic Society
doi: 10.1164/rccm.2601003


Editorial

Small Particles with Big Effects

William N. Rom, M.D., M.P.H.

New York University School of Medicine, New York, New York

Jonathan M. Samet, M.D., M.S.

Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland

The Clean Air Act directs the Environmental Protection Agency (EPA) to promulgate National Ambient Air Quality Standards (NAAQS) for particulate matter (PM) that are evidence-based and that protect the public health with "an adequate margin of safety," regardless of cost. The PM NAAQS, last revised in 1997, has recently been reviewed in a multi-year process, and initial recommendations for the next NAAQS were just made by the EPA. The latest proposal includes a slight tightening of the existing fine particle standard (for PM2.5, i.e., particles < 2.5 µm in aerodynamic diameter) and the addition of a standard for coarse PM in urban areas in the size range PM10–2.5. The new recommendations, however, are not as stringent as recommended by the Agency staff and the Clean Air Scientific Advisory Committee (CASAC), which provides peer review and guidance on the NAAQS. We call for, as has the American Thoracic Society, a more stringent NAAQS than Administrator Johnson's proposal.

The PM NAAQS has a central role in the management of air quality in the United States. Particles have multiple sources, both natural and related to human activities, and the consequences of a new NAAQS are potentially sweeping. Consequently, the PM NAAQS is of great interest to stakeholders that include affected industries, municipalities, environmental groups, and nongovernmental organizations, particularly the American Lung Association, and the public generally. Over the six-year process leading to the most recent proposal for revision of the NAAQS, there has again been substantial discussion and controversy concerning the new scientific evidence since the prior NAAQS and the extent to which key uncertainties have been addressed. The new evidence is substantial, in part because Congress called for a national research agenda on PM that was to be developed by the EPA with guidance from a committee of the National Research Council (1).

PM has now been linked to a broad range of adverse health effects, both respiratory and cardiovascular, in epidemiologic and toxicologic research. The diversity of effects may reflect the complexity of airborne PM, which is made up of a rich mixture of primary and secondary particles. Combustion sources—vehicles, power generation, and industry—are major contributors to urban PM. Monitoring data show that PM2.5 differs in concentration and characteristics across regions of the country, within urban areas and by season. The U.S. median annual average PM2.5 concentration is 13 µg/m3 (range, 4–28 µg/m3), with higher levels in urban areas and in the eastern United States and California. Physical and chemical properties of PM have been postulated to be determinants of toxicity: for example, metal content, oxidative potential, or being in the ultrafine size mode (< 0.10 µm). Consequently, management of sources of more toxic particles may be critical to public health and effects of PM on health may vary across the country.

The primary impetus for the 1997 PM NAAQS and the current proposed revision has been epidemiologic evidence that associates PM with increased risk for mortality (2). Time-series studies reported in the early 1990s showed that day-to-day variation in PM concentration was associated with mortality counts (3). These studies in selected cities have now been followed by national-level time-series analyses in the United States and Europe that pool data from broad regions to produce national estimates of the effect of PM on daily mortality. For example, in 90 U.S. cities, the National Morbidity and Mortality Air Pollution Study (NMMAPS) estimated a 0.2% increase of all-cause mortality per 10 µg/m3 increase in PM10 (4). Risk was highest in the northeast and for cardiovascular and respiratory causes of death. Findings of follow-up studies, including most notably the Harvard Six Cities Study (5) and the American Cancer Society's Cancer Prevention (CPS) II Study (6), show that the resulting loss of life may be substantial. The World Health Organization estimated that inhalation of PM in ambient air causes 500,000 premature deaths per year. The time-series studies show a linear relationship between PM concentration and risk at concentrations measured routinely in many U.S. cities (7).

There is a now a substantial, parallel literature on PM and morbidity. Studies have addressed PM and risk for hospitalization and other clinical outcomes and preclinical biomarkers (8). Since the 1997 PM NAAQS, there has been an explosion of research on cardiovascular consequences of exposure to PM (9) indicating short-term and long-term effects of PM on cardiovascular health.

Expanding toxicologic research indicates multiple mechanisms by which PM might cause disease. The evidence on PM2.5 and cardiovascular health effects is illustrative of the complexity of underlying pathogenetic mechanisms (9): cardiovascular effects of PM exposure may result from systemic inflammation, autonomic effects, or accelerated atherosclerosis. Particles mobilize monocytes, band cells, and neutrophils from the bone marrow, elevate serum 1L-1beta and IL-6, and upregulate endothelial adhesion molecules that recruit leukocytes into atherosclerotic plaques (10). After breathing PM2.5 for 6 mo, ApoE atherosclerosis-prone knockout mice had an increased composite plaque area compared with controls breathing filtered air (11). In humans, a parallel association has been observed between carotid artery intimal medial layer thickening and estimated long-term exposure to particles (12). Effects of PM exposure on heart rate variability, an indicator of activity of the autonomic nervous system, have also been observed (9).

Numerous studies have shown that PM exposure activates inflammatory pathways in the respiratory system. For example, in vitro exposure of normal human bronchial epithelial (NHBE) cells stimulates release of oxidants, hemeoxygenase, cytokines, and upregulation of NF-{kappa}B (13). Experimental 2-h human exposures to PM increases the numbers of neutrophils in lavage fluid (14). Direct instillation of particles collected in an area where a smelter was a principal pollution source of PM2.5 increased neutrophils, cytokines, and oxidant species on lung lavage of the exposed volunteers one day later (15). In healthy volunteers and volunteers with asthma, diesel exhaust particles increased airway hyperresponsiveness to methacholine, airway resistance, and bronchial tissue mast cell, neutrophil, and lymphocyte counts (16). Diesel particulate caused airway inflammation 6 h later and increased immunohistochemical staining for MAP kinases, NF-{kappa}B and AP-1. Simultaneous diesel exhaust and allergen exposure can mediate a Th2 switch.

In the face of the extensive evidence on PM and health and the strong mandate of the Clean Air Act for public health protection, the PM NAAQS proposed by Administrator Johnson appear lax. Based on the same evidence, the American Thoracic Society and other health organizations have recommended 12 and 25 µg/m3 for the average annual and 24-h PM2.5 standards, respectively. The proposed, less stringent standard does not protect the nation's health, as required by the Clean Air Act.

FOOTNOTES

Conflict of Interest Statement: Neither author has a financial relationship with a commercial entity that has an interest in the subject of this manuscript.

REFERENCES

  1. National Research Council (NRC) and Committee on Research Priorities for Airborne Particulate Matter. Research Priorities for Airborne Particulate Matter: No. 1. Immediate priorities and a long-range research portfolio. 1998. Washington, D.C., National Academy Press.
  2. US Environmental Protection Agency (EPA) and Clean Air Scientific Advisory Committee (CASAC). Review of the National Ambient Air Quality Standards for Particulate Matter: Policy Assessment of Scientific and Technical Information. OAQPS Staff paper. 2005. Research Triangle Park, NC, USEPA.
  3. Dockery DW, Pope CA III. Acute respiratory effects of particulate air pollution. Annu Rev Public Health 1994;15:107–132.[CrossRef][Medline]
  4. Dominici F, Daniels M, Zeger SL, Samet JM. Air pollution and mortality: estimating regional and national dose–response relationships. J Am Stat Assoc 2002;97:100–111.[CrossRef]
  5. Dockery DW, Pope CA III, Xu X, Spengler JD, Ware JH, Fay ME, Ferris BG Jr, Speizer FE. An association between air pollution and mortality in six US cities. N Engl J Med 1993;329:1753–1759.[Abstract/Free Full Text]
  6. Pope CA III, Thun MJ, Namboodiri MM, Dockery DW, Evans JS, Speizer FE, Heath CW Jr. Particulate air pollution as a predictor of mortality in a prospective study of US adults. Am J Respir Crit Care Med 1995;151:669–674.[Abstract]
  7. Bell ML, Samet JM, Dominici F. Time-series studies of particulate matter. Annu Rev Public Health 2004;25:247–280.[CrossRef][Medline]
  8. US Environmental Protection Agency (EPA). Air quality criteria for particulate matter. EPA/600/p-99/022aD and bD. 2004. Research Triangle Park, NC, USEPA, National Center for Environmental Assessment.
  9. Brook RD, Franklin B, Cascio W, Hong Y, Howard G, Lipsett M, Luepker R, Mittleman M, Samet J, Smith SC Jr, et al. Air pollution and cardiovascular disease: a statement for healthcare professionals from the Expert Panel on Population and Prevention Science of the American Heart Association. Circulation 2004;109:2655–2671.[Abstract/Free Full Text]
  10. van Eeden SF, Yeung A, Quinlam K, Hogg JC. Systemic response to ambient particulate matter: relevance to chronic obstructive pulmonary disease. Proc Am Thorac Soc 2005;2:61–67.[Abstract/Free Full Text]
  11. Sun Q, Wang A, Jin X, Natazon A, Duquaine D, Brook RD, Aguinaldo JG, Fayad ZA, Fuster V, Lippmann M, et al. Long-term air pollution exposure and acceleration of atherosclerosis and vascular inflammation in an animal model. JAMA 2005;294:3003–3010.[Abstract/Free Full Text]
  12. Kunzli N, Jerrett M, Mack WJ, Beckerman B, LaBree L, Gilliland F, Thomas D, Peters J, Hodis HN. Ambient air pollution and atherosclerosis in Los Angeles. Environ Health Perspect 2005;113:201–206.[Medline]
  13. Becker S, Mundandhara S, Devlin RB, Madden M. Regulation of cytokine production in human alveolar macrophages and airway epithelial cells in response to ambient air pollution particles: Further mechanistic studies. Toxicol Appl Pharmacol 2005;207:269–275.[CrossRef][Medline]
  14. Harder SD, Soukup JM, Ghio AJ, Devlin RB, Becker S. Inhalation of PM2.5 does not modulate host defense or immune parameters in blood or lung of normal human subjects. Environ Health Perspect 2001;109:599–604.
  15. Ghio AJ, Devlin RB. Inflammatory lung injury after bronchial instillation of air pollution particles. Am J Respir Crit Care Med 2001;164:704–708.[Abstract/Free Full Text]
  16. Holgate ST, Devlin RB, Wilson SJ, Frew AJ. Health effects of acute exposure to air pollution. Part II: Healthy subjects exposed to concentrated ambient particles. Res Rep Health Eff Inst 2003;12:31–50.



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