Published ahead of print on June 23, 2005, doi:10.1164/rccm.200505-699OC
© 2005 American Thoracic Society doi: 10.1164/rccm.200505-699OC Sustained Hypoxia Depresses Sensory Processing of Respiratory Resistive LoadsAdelaide Institute for Sleep Health, Repatriation General Hospital, Daw Park, South Australia; School of Molecular and Biomedical Science, Discipline of Physiology, University of Adelaide, South Australia; Department of Medicine, Flinders University, Bedford Park, South Australia; and Musculoskeletal Research Centre, La Trobe University, Bundoora, Victoria, Australia
Rationale: The combination of acute hypoxia and increased respiratory load is encountered in several respiratory diseases including acute life-threatening asthma and sleep apnea. Hypoxia has been shown to inhibit respiratory load perception in healthy and asthmatic subjects, and could contribute to treatment delays and impaired function of protective reflexes. Objectives: Using respiratory-related evoked potentials (RREPs) this study aimed to determine the sensory processes mediating hypoxia-induced suppression of respiratory load sensation.
Methods: EEG was measured over the central and parietal cortical regions in 14 healthy subjects. RREPs were elicited by 500-ms midinspiratory resistive load stimuli during and after isocapnic normoxia or hypoxia (blood arterial O2 saturation Results: RREP stimulus was matched between gas conditions in 11 subjects (minimum mask pressure 9.7 ± 0.6 versus 9.2 ± 0.4 cm H2O). P1 and P2 amplitudes were reduced during isocapnic hypoxia compared with normoxia (maximal at Cz: P1, 2.5 ± 1.1 versus 3.9 ± 1.2 µv, p = 0.03; P2, 10.0 ± 2.2 versus 12.4 ± 2.1 µv, p < 0.01, respectively). Perceived magnitude of externally applied resistive loads was also reduced during hypoxia compared with normoxia (17.1 ± 1.1 versus 19.0 ± 1.1 au, p < 0.01). Conclusions: These data confirm that isocapnic hypoxia suppresses respiratory load sensation. Decreased amplitude of the earlier (P1) RREP component suggests that this is mediated, at least in part, by suppression of respiratory afferent information before its arrival at the primary sensory cortex.
Key Words: afferent pathways dyspnea event-related potentials sensation Acute hypoxia coupled with increased respiratory load is a feature of life-threatening asthma, acute exacerbations of chronic obstructive lung disease, and sleep-disordered breathing. Dyspnea, a manifestation of load sensory processing, is a common feature of breathing impairment during wakefulness (1). There is also somatosensory cortical activation (K-complexes, evoked potentials, and arousal) to increased respiratory load during sleep (24). Transient exposure to brief episodes of hypoxia may produce specific sensations of dyspnea such as "air hunger" (5). However, hypoxia has also been shown to inhibit neurocognitive functioning and sensory processing in nonrespiratory-related tasks (68). Furthermore, moderate isocapnic hypoxia (arterial blood O2 saturation [SpO2] 80%) lasting greater than 5 min, reduces the perception of externally applied inspiratory resistive loads in healthy individuals and in individuals with stable asthma (9, 10). After hypoxia, subjects with asthma reported 25 to 30% reductions in symptoms of dyspnea to methacholine bronchoconstriction (10). Thus, hypoxia has the potential to suppress respiratory sensory processing and respiratory reflexes, and to increase disease severity in a range of hypoxic respiratory disorders. The underlying mechanisms mediating suppression of respiratory load sensation with hypoxia have yet to be elucidated. Respiratory-related evoked potentials (RREP) provide insight into the sensory processes underlying respiratory load perception (1114). RREPs are characterized by positive (P) and negative (N) waveform components within time-locked windows relative to stimulus onset. Respiratory load perception research has primarily focused on the first (P1) and third (P3) positive peaks. P1 occurs 40 to 110 ms after stimulus onset depending on the specific stimulus characteristics (12, 1416) and is believed to reflect the arrival of ascending respiratory signals at the somatosensory cortex (14). P1 amplitude increases with increasing stimulus magnitude (13, 17, 18). The P3 component, occurring after 250 ms, is thought to reflect cognitive and perceptual sensory processing, and unlike P1 is attention dependent (11). The amplitudes of both these RREP components strongly correlate with subjects' perception of the magnitude of respiratory resistive load (11, 13). RREP techniques have revealed perceptual processing deficits in patients with asthma and obstructive sleep apnea (15, 1922). The purpose of this study was to investigate which components of the RREP elicited by brief resistive loads are influenced by acute isocapnic hypoxia. To avoid the confounding influence of greater resistive load stimulus magnitude during hypoxia (increased respiratory drive) compared with normoxia (baseline respiratory drive), experiments were conducted during matched targeted hyperventilation. Measurements were also made in the recovery period immediately after gas inhalation during normal tidal breathing. It was hypothesized that hypoxia would blunt resistive load sensation and reduce the amplitude of the early and late RREP components. Some of the results of this study have been reported previously in abstract form (2325).
Subject Selection Fourteen healthy nonsmokers with normal lung function gave informed written consent. Three subjects exhibited substantial variability in breath volume and timing during targeted ventilation such that stimulus magnitude matching was not achieved (difference in minimum mask pressure between gas conditions exceeded ± 20%). Therefore, 11 subjects successfully completed all study requirements. The study was approved by the Daw Park Repatriation General Hospital and Adelaide University Human Research and Ethics Committees.
Preliminary Visit
Target
Subjects performed the targeted
Study Design, Common Techniques, and Measurements The effects of hypoxia on respiratory load perception and RREP were examined in two separate experiments approximately 1 wk apart, in random order. Before both experiments, subjects abstained from alcohol, caffeine, and other drugs for at least 24 h. On each day, isocapnic hypoxia and isocapnic normoxia were administered, in random order, while subjects maintained voluntary hyperventilation at the target level. One hour separated each gas condition. Subjects were studied seated upright in a comfortable chair. During hypoxia trials the inspired O2 fraction (9% O2 in N2) was adjusted as necessary by bleeding small amounts of medical air or N2 into the inspirate to maintain SpO2 at approximately 80%. To test for residual effects after hypoxia, measurements were repeated during room air breathing commencing 2 min after terminating each experimental gas. The electroencephalogram (EEG) at C3 and electrooculograms were monitored throughout to ensure wakefulness. The electrocardiogram and heart rate were monitored continuously.
Magnitude Perception of Externally Applied Inspiratory Resistive Loads (
RREPs RREPs were measured from EEG recordings overlying the central somatosensory (C3, Cz, and C4) and parietal secondary sensory association (P3, Pz, and P4) areas of the cortex. Electrodes were reapplied as necessary until impedance at each site was less than 5 Kohms. Subjects listened to music through earphones throughout the protocol. After 5 min of room air breathing, subjects were switched to the target I arm of the circuit (Figure 1). One of the experimental gases was introduced at the required target I for three 20-min periods, each separated by 15 min of room air tidal breathing (Figure 2B). This design was chosen to maximize the likelihood of detecting posthypoxia effects that previous studies have shown to persist for at least 10 to 15 min after returning to room air breathing (10, 27). RREPs were elicited by mid-inspiratory, 500-ms external resistive load stimuli presented in random order every two to six breaths via fast-actuating computer-controlled solenoid (SXE9575-A7000; Iso star, Norgren, Switzerland). To minimize noise, the solenoid and the breathing circuit were located in a room adjacent to the subject separated by a thick masonry wall (Figure 1). Load sequence and midinspiratory delivery was controlled by custom written software (see Figure E3 in the online supplement). To facilitate P3 responses, subjects were asked to mentally count (i.e., attend to the stimulus) and later report the number of loads presented. This procedure was repeated for the remaining test gas condition.
Statistical Procedures
Anthropometric Data The 11 subjects who completed the study (6 males) were young (24.9 ± 1.1 yr) and had normal body mass index (22.2 ± 0.6 kg · m2) and lung function (forced expiratory volume in 1 s and total lung capacity 109.3 ± 3.6 and 104.8 ± 9.2% predicted, respectively).
Ventilatory Parameters during Main Experimental Visits
Magnitude Perception of Externally Applied Inspiratory Resistive Loads Target ventilation. Inspiratory resistive load magnitude perception ( ) increased nearly linearly with peak inspiratory pressure (PIP) (Figure 3A), and a linear model tended to provide a better fit compared with Stevens' power function ( = aPIP + b overall r2 = 0.97 ± 0.01, sum of squares = 5.9 ± 2.1 versus = kPIPn r2 = 0.96 ± 0.01, sum of squares = 9.2 ± 3.4, p = 0.06). This accords with several recently published studies that have compared linear versus power function models of respiratory load perception (9, 10, 29) and recent reviews supporting neural coding phenomena may behave linearly (30, 31). Mixed model analyses showed a main gas effect with lower during hypoxia compared with normoxia (Figure 3A). In addition, there was a trend for a lower slope of the PIP versus relationship during hypoxia compared with normoxia (1.71 ± 0.29 versus 2.06 ± 0.36 · cm H2O1, p = 0.07).
In contrast, tended to increase in a curvi-linear manner with resistance (R) (Figure 3C). Stevens' power function provided a superior fit compared with a linear model ( = kRn overall r2 = 0.94 ± 0.02, sum of squares 18.0 ± 6.3 versus = aPIP + b r2 = 0.90 ± 0.02, sum of squares = 20.4 ± 6.1, p = 0.02), although this was poorer than the fit of a linear model of PIP ( = kRn versus = aPIP + b, p = 0.03). Mixed model analyses of the log-transformed data also revealed a main gas effect with lower for a given R during hypoxia than normoxia (Figure 3C). There were no differences in the slope of logR versus log relationships between hypoxia and normoxia (0.57 ± 0.07 versus 0.59 ± 0.08 · cm H2O · L1 · s, p = 0.47).
Recovery.
RREPs
ANOVA revealed a significant main gas effect for P1 and P2 amplitudes at scalp electrode sites overlying the central primary somatosensory (C3, Cz, and C4) and the parietal secondary sensory association (P3, Pz, and P4) areas of the cortex. Compared with normoxia, overall P1 amplitude at central and parietal sites was lower during hypoxia (2.1 ± 1.0 µv versus 3.1 ± 1.0 µv, p = 0.02; and 2.8 ± 0.6 µv versus 3.9 ± 0.7 µv, p = 0.02, respectively). Similarly, overall P2 amplitude at the central and parietal sites was lower during hypoxia compared with normoxia (7.1 ± 1.7 µv versus 8.9 ± 1.6 µv, p < 0.01; and 4.6 ± 1.1 µv versus 5.7 ± 1.1 µv, p = 0.02, respectively). An example of one individual's evoked potential response across each of the measured scalp electrode sites is displayed in Figure E4. ANOVA site effects for each RREP component consistently revealed maximal activation at the central electrode site (Cz for Nf, P1, N1, P2 peaks and Pz for the P3 peak). Group grand mean RREP waveforms at Cz and Pz are presented in Figure 4A. The grand mean amplitudes and latencies at the site where each component was maximal are presented in Table 2. P1 and P2 amplitudes were significantly reduced during hypoxia compared with normoxia. Although N1 amplitude appeared to be greater during hypoxia compared with normoxia, this difference was not statistically significant (Table 2, p = 0.12). When P2 was expressed as an N1P2 difference at the maximal Cz site there were no differences between hypoxia and normoxia (17.4 ± 3.6 versus 17.5 ± 2.3 µv, p = 0.94). There were no further between-gas differences in RREP amplitude or latency.
Recovery. To construct group average RREP waveforms, 90.0 ± 7.6 brief resistive loads per subject posthypoxia and 90.5 ± 7.5 postnormoxia (p = 0.91) were averaged. RREP stimulus magnitude was not different between recovery periods (minimum mask pressure 6.3 ± 0.4 versus 6.0 ± 0.2 cm H2O following hypoxia versus normoxia, p = 0.45, Figure 4B). Similar to the target I periods, P1 and P2 amplitudes at the central sites tended to be lower posthypoxia compared with postnormoxia, although these differences were not statistically significant (P1, hypoxia 2.4 ± 1.0 µv versus normoxia 3.4 ± 0.9 µv, p = 0.19; P2, hypoxia 7.2 ± 2.0 µv versus normoxia 8.7 ± 1.5 µv, p = 0.17). There were no amplitude or latency differences in any other RREP components between recovery periods at the maximal sites of activation (Table 2 and Figure 4B).
The main finding of this study was that in healthy subjects hypoxia resulted in decreased amplitudes of the early P1 and P2 components of the RREP to resistive load stimuli during conditions confirmed to produce a reduction in the perceived magnitude of respiratory resistive loads. These comparisons during hypoxia and normoxia were obtained during carefully matched conditions of ventilatory output and consequently respiratory stimulus magnitude. The findings provide further evidence that sustained hypoxia leads to impaired sensations of respiratory load, and importantly, show that these effects are not mediated solely by higher center cortical cognitive depression. The suppression of the early P1 component of the RREP suggests that acute hypoxia likely depresses respiratory afferent neural transmission lower in the neuraxis. These data extend earlier observations during free breathing trials in healthy individuals and subjects with asthma (9, 10). The decrements in respiratory load perception in the current study were comparable to those observed in previous experiments, providing strong support that the background pattern of ventilation per se is not responsible for hypoxia-induced sensory impairment. While this agrees with other reports of suppressed respiratory sensation to a variety of sensory stimuli during acute sustained hypoxia (3234), it contrasts with the recent work of Moosavi and colleagues (5). These investigators demonstrated sensations of "air hunger" during 20 min of isocapnic hypoxia in healthy individuals when ventilation was constrained using a mechanical ventilator (5). Visual analog scores of air hunger assessed at 30-s intervals were found to remain proportional to ventilatory drive (measured on another occasion during unrestrained breathing) throughout hypoxic ventilatory rolloff. Thus, although sustained hypoxia caused ventilatory depression, presumably due to hypoxia-induced central nervous system inhibitory effects (35), this was not reflected in a disproportionate depression of "air hunger." While the reasons for these seemingly disparate results are unclear, we speculate that it may relate to different susceptibilities of various respiratory afferent pathways to hypoxia. Sensations of "air hunger" are likely mediated by a mismatch between respiratory afferent and efferent signals, perhaps reflecting corollary discharge from the respiratory pattern generator itself (36, 37). Corollary discharge neural pathways may remain relatively intact during hypoxia, potentially serving as a last line of defense during asphyxial insults. Other respiratory sensations, such as load perception mediated by different afferent pathways (e.g., airway, lung, or chest wall receptors), may be more vulnerable to suppression by hypoxia.
Respiratory Afferent Neural Transmission and Respiratory Load Perception
Potential Mechanisms for Hypoxia-induced Suppression of Respiratory Afferent Transmission and Load Perception A reduction in P1 amplitude during hypoxia suggests that there is a reduction in neural transmission of respiratory afferent information to the cortex. Should inhibitory neuromodulators accumulate widely throughout the nervous system in response to sustained hypoxia, respiratory sensory depression could occur at multiple levels. Primary muscle spindle function has been shown to be impaired during hypoxia in cats (41). In addition, the dorsal central column of primary afferent fibers within the spinal cord appears susceptible to the inhibitory effects of hypoxia in rats (42). Thus, sensory information processing could be impaired as low in the neurosensory axis as the level of the primary receptor. However, the CNS is known to exhibit a rostral to caudal vulnerability to hypoxia, and rostral structures may be more prominent in mediating these effects. Neurons within the pons and thalamus, which may be actively recruited as part of a "hypoxic-induced inhibitory network," may be involved (35). Indeed, various hypoxic sensitive neurons may actively inhibit caudal sensory projections at one or at multiple levels. The NTS in the medulla also appears to be sensitive to the effects of hypoxia and may play an important role (43, 44). GABA, which appears in part to mediate hypoxic respiratory depression, is augmented within the NTS during sustained hypoxia (43). The NTS receives afferent fibers from the vagus and glossopharyngeal nerves by way of the tractus solitarius, and the caudal two-thirds of the nucleus processes afferent neural activity originating in the pharynx and larynx (39). GABA and potentially other neuroinhibitory modulators and transmitters within the NTS may not only suppress respiratory motor output but also a wide range of respiratory afferent pathways projecting to this nucleus. Axons from the NTS project to the thalamus (39), which acts as a relay station to direct sensory traffic for a variety of sensory stimuli to higher centers (primary somatosensory cortex). During sustained hypoxia, increased thalamic gating may decrease respiratory sensory projections to higher centers. In support of this hypothesis, the red nucleus within the midbrain, recently identified as an anatomic location activated during inspiratory resistive loading (45), is highly sensitive to hypoxic inhibition (35). The functional significance and neural genesis of the second positive (P2) peak of the RREP remains poorly understood (46). The latency and preservation of the P2 peak in both stimulus attend and ignore conditions suggest that it reflects a combination of exogenous and endogenous processes. Earlier work in nonrespiratory sensory modalities incorporated the P2 as part of an N1P2 complex. However, this approach has recently been challenged in a review on the subject by Crowley and Colrain (46). These authors suggest that P2 has an independent sensory role, and highlight the need for future studies to elucidate its genesis and functional significance. Given the current level of understanding, interpretation of the P2 findings in this study must be treated with caution. While there were no between gas differences in N1P2 amplitude, hypoxia-induced decreases in P2 amplitude in the current study may be indicative of suppression of early perceptual processing. It was somewhat unexpected that P3 amplitude was not also depressed in the current study. While it is possible that the later processing components of respiratory sensory information are not affected by hypoxia, several other methodologic factors may explain this finding (see below).
Methodologic Considerations During the RREP arm of this study, subjects were asked to attend to and mentally count the number of pulses presented to facilitate P3 responses. P3 amplitude appears to be a sensory thresholddependent phenomenon. In the current study, RREP stimuli were well in excess of sensory threshold and were easily discernable with little attention. Had subjects been presented with a range of resistive load magnitudes during the RREP protocol and been asked to differentiate load magnitude between presentations, gas-related differences in P3 may have been detected. Hypoxic-induced P3 amplitude reductions and increased P3 latency in nonrespiratory sensory modalities (hearing and vision) support this hypothesis (47, 48). These experiments did not incur the need to volitionally match stimuli between gas conditions as in this experiment.
In this study we did not observe statistically significant deficits in external load perception or reductions in RREP responses in the posthypoxia period. In contrast, in a previous study we found reductions in symptoms of bronchoconstriction in individuals with asthma in the 10-min posthypoxia period (10). There was, however, a tendency for reduced load magnitude perception and to a lesser extend P1 and P2 amplitudes to be decreased posthypoxia in the current study. Given the longer recovery time frame necessary to collect sufficient trials for meaningful RREP analysis combined with uncertainty regarding the time-course of recovery from hypoxic effects, it is possible that shorter-term posthypoxia effects were missed due to type Alternatively, while bronchoconstriction and external resistive loading may share some common mechanisms, there may be important differences in afferent stimulation with differing susceptibilities to hypoxia. Finally, individuals with asthma show respiratory sensory processing deficits (22), which may render them more susceptible to hypoxia-induced sensory impairment. While we hypothesize that the deficits in early RREP components and load perception during hypoxia are caused by suppression of respiratory sensory pathways, it is possible that hypoxia may have altered respiratory mechanics and the nature of the respiratory stimulus during brief respiratory loads. However, we believe that this is an unlikely explanation of our findings. The level of hypoxia administered in our experiments appears unlikely to alter respiratory mechanics (i.e., airway caliber or respiratory function) (49, 50), and certainly we did not find differences in the magnitude or pattern of inspiratory mouth pressure generated during brief resistive loads.
Clinical Implications and Summary Should hypoxia disrupt respiratory afferent neural transmission (and/or higher cortical processing) in hypoxic respiratory disease, as the findings in this study suggest, several vital protective respiratory responses could potentially be adversely affected. These might include arousal and neuromuscular compensation to increased respiratory load during sleep and important reflexes such as cough. We recently found, for example, that hypoxia caused an increase in arousal threshold in sleep to inspiratory resistive loads (51). Hypoxia-induced depression of respiratory load sensation could lead to treatment delays and adverse outcomes in conditions such as acute exacerbations of chronic lung disease and acute life-threatening asthma.
The authors are grateful to David Schembri and the Respiratory Function Laboratory staff, Repatriation General Hospital, Daw Park, South Australia for the use of their facilities for lung function measurements. They also thank Dr. Neubauer for her helpful feedback on the manuscript.
Supported by the National Health and Medical Research Council of Australia. Correspondence and requests for reprints should be addressed to Danny Eckert, B.Sc. (Hons), Adelaide Institute for Sleep Health, Repatriation General Hospital, Daw Park South Australia, Australia, 5041. E-mail: danny.eckert{at}rgh.sa.gov.au This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org Conflict of Interest Statement: None of the authors have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Received in original form May 4, 2005; accepted in final form June 17, 2005
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