Published ahead of print on June 16, 2004, doi:10.1164/rccm.200401-042OC
© 2004 American Thoracic Society
AssistControl Mechanical Ventilation Attenuates Ventilator-induced Diaphragmatic DysfunctionDepartment of Medicine, VA Long Beach Health Care System, Long Beach; Department of Medicine and Department of Orthopedic Surgery, Physiology and Biophysics, University of California, Irvine, California Correspondence and requests for reprints should be addressed to Catherine S. H. Sassoon, M.D., Pulmonary and Critical Care Section, VA Long Beach Healthcare System (11/111P), 5901 East 7th Street, Long Beach, CA 90822. E-mail: csassoon{at}uci.edu
Controlled mechanical ventilation induced a profound diaphragm muscle dysfunction and atrophy. The effects of diaphragmatic contractions with assisted mechanical ventilation on diaphragmatic isometric, isotonic contractile properties, or the expression of muscle atrophy factor-box (MAF-box), the gene responsible for muscle atrophy, are unknown. We hypothesize that assisted mechanical ventilation will preserve diaphragmatic force and prevent overexpression of MAF-box. Studying sedated rabbits randomized equally into control animals, those with 3 days of assisted ventilation, and those with controlled ventilation, we assessed in vitro diaphragmatic isometric and isotonic contractile function. The concentrations of contractile proteins, myosin heavy chain isoform, and MAF-box mRNA were measured. Tetanic force decreased by 14% with assisted ventilation and 48% with controlled ventilation. Maximum shortening velocity tended to increase with controlled compared with assisted ventilation and control. Peak power output decreased 20% with assisted ventilation and 41% with controlled ventilation. Contractile proteins were unchanged with either modes of ventilation; myosin heavy chain 2X mRNA tended to increase and that of 2A to decrease with controlled ventilation. MAF-box gene was overexpressed with controlled ventilation. We conclude that preserving diaphragmatic contractions during mechanical ventilation attenuates the force loss induced by complete inactivity and maintains MAF-box gene expression in control.
Key Words: artificial respiration diaphragm isometric contractions isotonic contractions muscle atrophy Mechanical ventilation can be a lifesaving supportive therapy for patients with acute respiratory failure. However, prolonged mechanical ventilation is thought to produce a condition known as ventilator-induced diaphragmatic dysfunction, making it difficult to wean the patient from the ventilator (1). Currently, little is known about the underlying mechanisms responsible for such phenomenon, but in experimental animals, short periods (i.e., 23 days) of controlled mechanical ventilation (CMV) produce a profound loss in the ability of the diaphragm to generate force (24). CMV is unique in that it results in the complete absence of neural activation and mechanical activity of the diaphragm muscle. Presumably, one or both of these factors act to produce large and rapid losses in diaphragmatic function observed in earlier studies (24). Unlike CMV, other forms of mechanical ventilation, such as assisted mechanical ventilation (AMV), are associated with partial neural activation and mechanical activity of the diaphragm, and on this basis, it seems reasonable to hypothesize that AMV may not produce as large of a loss in diaphragmatic function as is observed with CMV. Hence, the objective of this study was to test this hypothesis by contrasting the effects of both CMV and AMV on the forcevelocity relationship, which represents one of the most important contractile properties of skeletal muscle. Notably, the forcevelocity relationship describes the maximal force that a muscle can generate at any given shortening velocity and includes important measures of muscle function such as maximal isometric tension (Po) and maximal shortening velocity (Vmax). We complemented these mechanical measurements with analyses of myosin heavy chain (MyHC) and myosin light chain (MyLC) isoforms, as it has been shown that these proteins play a key role in determining the shape of the forcevelocity relationship (5, 6). Additionally, we examined the effects of mechanical ventilation on the expression of muscle atrophy factor-box (MAF-box), a gene that has been shown to be associated with muscle atrophy across a wide array of altered physiologic conditions (7). Some of the results of this study have been reported in the form of an abstract (8).
Animal Preparation and Surgical Procedures The Research and Development Subcommittee on animal studies of the Veterans Affairs Long Beach Healthcare System approved the study. We studied 18 adult male pathogen-free New Zealand White rabbits. The animals were assigned randomly in equal numbers (n = 6) into 3 days of AMV, CMV, and surgical control groups. Animals in the AMV group received 3 days of flow-triggered, pressure-limited ventilation (model 840 Nellcor-Puritan Bennett; Mallinckrodt, Carlsbad, CA) with a backup rate of four breaths per minute. Animals in the CMV group received 3 days of time-triggered, pressure-limited ventilation (model 7200ae Nellcor-Puritan Bennett), with the inspiratory pressure and inspiratory time set similar to the AMV group and with the ventilator rate set sufficiently high to suppress inspiratory efforts as detected from the inspiratory flow waveform. This ventilator rate was within a range of 4050 breaths per minute and has previously been shown to suppress diaphragmatic electrical activity (3) (see the online supplement). The animals were killed after 3 days of either AMV or CMV. The surgical control group was killed after the surgical procedures. Because we have previously shown that anesthetic or sedative drugs did not have any influence on the effect of mechanical ventilation on diaphragmatic function (3), in this study, a sham control group consisting of sedated animals breathing spontaneously for 3 days was not included. The surgery was performed under general anesthesia using aseptic techniques as previously described (3) (see the online supplement). Arterial blood gas tensions and electrolytes were measured as in our previous study (3). In addition, in three animals of each group, prealbumin was also measured on the first and last days of the experiments.
Animal Monitoring during Mechanical Ventilation
Assessment of Diaphragm Muscle Activity during Mechanical Ventilation
In Vitro Measurements of Diaphragm Contractile Properties
Isotonic contractile properties. The forcevelocity relationship of the diaphragm was determined using the isotonic mode of the Cambridge system with the computer controls afterload. The muscle was tested at a minimum of 15 different after-load conditions (3100% Po). The muscle began each contraction at length at which diaphragm muscle strip produced maximal isometric tension. Velocity of contraction, expressed as muscle length (normalized for the length at which diaphragm muscle strip produced maximal isometric tension) per second (ML/second), was plotted against force. Power, the product of force and velocity of contraction, expressed as watts per kilogram muscle wet weight, was calculated and plotted against force. In addition, the maximum power was determined (see the online supplement).
Contractile Protein and Molecular Analysis
Discontinuous polyacrylamide gel electrophoretic separation of MyHC isoforms.
Determination of MyLC isoforms.
Determination of MyHC isoform and MAF-box mRNA using reverse transcription coupled with polymerase chain reaction.
Statistics and Data Analyses
The average body weights were not significantly different among the groups: 3.6 ± 0.3, 3.9 ± 0.2, and 3.8 ± 0.3 (± SD) kg for the control, AMV, and CMV groups, respectively. Because changes in body weight did not reflect acute changes in nutritional state, body weight was not recorded at the end of the experiment. Instead, we measured serum prealbumin at the beginning and the end of the experiment. Plasma prealbumin half-life is 48 hours (12); hence, any changes can be detected within the duration of the study. Average baseline prealbumin values in the control, AMV, and CMV groups were 10.1 ± 0.4, 9.3 ± 0.3, and 10.9 ± 0.8 (± SE) g/dl, respectively. After 3 days of AMV or CMV, prealbumin values were essentially unchanged: 8.4 ± 0.8 and 10.1 ± 0.3 g/dl, respectively. Figure 1 shows the PaO2/FIO2 ratio, pH, PaCO2, and bicarbonate of control and the trend during 3 days of AMV or CMV. At a given time, PaO2/FIO2, pH, PaCO2, and bicarbonate were similar among or between groups. At time 0, arterial blood was obtained during spontaneous breathing, hence the elevated PaCO2.
Diaphragmatic Isometric Contractile Properties In comparison to the control, CMV profoundly decreased both Po and peak twitch force (Pt) (by 48%, p < 0.01; Table 1). This observation was similar to our previous study (3). Po and peak twitch force tended to decrease with AMV, but the decreases did not achieve statistical significance. The length at which diaphragm muscle strip produced maximal isometric tension was comparable among groups. This finding is consistent with that from our earlier study (3) where we also observed that the length at which diaphragm muscle strip produced maximal isometric tension was unaffected by CMV. Twitch time from onset of muscle contraction to Pt and time for Pt to relax to one-half of Pt tended to increase, particularly the time for Pt to relax to one-half of Pt in the CMV group, but they statistically were not significant. Figure 2 shows the forcefrequency relationship of all groups. At all stimulation frequencies, force was markedly reduced with CMV and was relatively well maintained with AMV.
Diaphragm Isotonic Contractile Properties The forcevelocity relationships of the three groups are shown in Figure 3. In the low velocityhigh force region, as noted previously here, Po of the CMV group was significantly less than that in both the control and AMV groups (Figure 3, middle panel). At the other end of the forcevelocity relationship, in the CMV group, Vmax tended to be greater than that of the AMV and the control; however, it did not achieve statistical significance. In all groups, peak power output occurred at approximately 21% of Po (Figure 4, top panel). Power output and its peak value were profoundly reduced with CMV (p < 0.02) and tended to decrease with AMV, but the latter was not significantly different from control (Figure 4, top to bottom panels; Table 1).
Contractile Protein Isoform Analyses: Myosin and Actin In a previous study (3), we observed that CMV produced a profound reduction in Po. Some investigators (13, 14) have suggested that unloading of skeletal muscle produces a selective loss of actin and that this accounts for both a reduction in Po and an increase in Vmax. This caused us to examine the relative proportions of myosin and actin. As shown in Table 2, the relative proportions of both of these proteins (expressed as relative to the total pool of myofibrillar proteins) were similar among the three groups.
The maximal shortening velocity of skeletal muscle is known to be dependent primarily on the MyHC isoform composition of the muscle/muscle fiber. As shown in Table 2, the control diaphragm muscles expressed the MyHCslow (approximately 35%), fast MyHC2A (approximately 55%), and fast MyHC2X (approximately 10%) protein isoforms. The absence of the fast MyHC2B isoform is consistent with our previous study (3). Neither AMV nor CMV produced significant alterations in the MyHC isoform composition of the diaphragm muscle. Consistent with this observation, the mRNA levels of each MyHC isoform were unaffected, although with CMV, the MyHC2X tended to increase and MyHC2A to decrease (Figure 5).
Some studies have shown that essential MyLC isoforms (especially fast MyLC3) may also influence Vmax (6). We observed that the control diaphragm muscle expressed all three essential MyLC isoforms, with fast MyLC1 representing approximately 50 to 60% of the total pool of essential MyLCs (Table 2). Neither AMV nor CMV affected the relative proportions of the essential MyLC isoforms. This was also true for the regulatory MyLC isoforms (slow MyLC2 and fast MyLC2) (Table 2).
MAF-box mRNA Levels
There are three unique findings of this study. First, to our knowledge, this study is the first to demonstrate that partial diaphragm muscle activation associated with AMV is sufficient to mitigate the profound reduction in Po that occurs as a result of CMV. This observation may have profound clinical importance. Second, we observed that neither CMV nor AMV produced significant changes in Vmax relative to the control group. Consistent with this observation, we found that both the MyHC and MyLC isoform compositions of the CMV and AMV muscles were also unaffected. Finally, we observed that CMV produced a significant increase in the mRNA levels of MAF-box, an E3 ligase in the ubiquitinproteasome pathway that may play a key role in myofibrillar disassembly that accompanies CMV. The following discussion addresses each of these findings in more detail.
AMV Minimizes the Loss of Diaphragmatic Function In this study, we made the novel observation that AMV can dramatically blunt the loss of function that occurs as a result of CMV. This is an important observation from both a clinical (see CRITIQUE AND CLINICAL IMPLICATIONS later here) and basic science perspective. In experimental animal models of diaphragm muscle inactivity associated with phrenic denervation, tetrodotoxin nerve blockade, or C2 spinal cord hemisection, neurotrophic influence appears predominant over phrenic motoneuron transmission (21). With both AMV and CMV, phrenic motoneuron transmission and neurotrophic influence are intact, but with CMV, the diaphragm is completely inactive (both electrically and mechanically). Currently, it is unclear whether the protective effect of AMV is due to the maintenance of partial neural activation, mechanical activity, or a combination of both factors. One study suggests that in the human diaphragm, atrophy can be prevented by the delivery of brief periods of daily phrenic nerve stimulation (22) without mechanical loading, suggesting that neural activation is essential in preventing atrophy and force loss. Future studies are needed to determine clearly the degree of activation required to maintain diaphragmatic function and to identify the importance of neural activity versus mechanical loading.
Neither CMV nor AMV Affects Vmax Given this background, AMV did not affect the forcevelocity relationship as reflected by a lack of change in either Po or Vmax. In contrast, CMV induced a large reduction in the ability of the diaphragm to produce force, as reflected by both a decrease in Po and a significant alteration in the high force region of the forcevelocity relationship (Figure 3, middle panel). This dramatically reduces the ability of the diaphragm to produce mechanical power in this region (Figure 4, middle panel). The Vmax of the CMV group was unaltered relative to that of the control group.
Does Mechanical Ventilation Produce Myosin Isoform Transitions? Previously, we observed that 3 days of CMV did not alter the MyHC isoform composition of the diaphragm (3). The findings of this study are consistent with this earlier observation, and importantly, this study extends our earlier findings by providing additional insight regarding (1) the affects of 3 days of AMV on MyHC protein isoform composition, (2) the affects of CMV and AMV on MyHC isoform mRNA levels, and (3) possible changes in MyLC isoform composition. At the protein level, we observed that neither CMV nor AMV influenced the MyHC and MyLC isoform compositions of the diaphragm. We also observed that the mRNA levels of the different MyHC isoforms were unaffected by CMV and AMV. Collectively, the mechanical (Vmax) and protein (isoform) data demonstrate that short periods of CMV and AMV do not affect the high velocitylow force region of the forcevelocity relationship. This perspective is also consistent with the findings of Yang and colleagues (4) who observed very minor changes in the muscle fiber composition of the diaphragm muscle after 4493 hours of CMV.
Effect of AMV and CMV on MAF-box mRNA Levels The possible involvement of the ubiquitinproteasome pathway was suggested by the findings of Shanely and colleagues (24), who reported that 18 hours of CMV produced increased 20S proteasome activity. However, the elevated 20S proteasome can be an indicator of protein degradation via protein oxidation and not necessarily via the ubiquitinproteasome pathway (25). Indeed, Zergeroglu and coworkers (26) demonstrated that myofibril protein oxidation occurred in rats very early in the course of CMV (approximately 6 hours). To explore the potential involvement of the ubiquitinproteasome pathway, we examined the affects of 3 days of CMV and AMV on the mRNA levels of MAF-box, a so-called E3 ligase that plays a fundamental role in the ubiquitination of proteins targeted for degradation via the proteasome (27, 28). We focused on MAF-box because (1) it has been shown to be upregulated across a broad spectrum of altered physiologic conditions known to produce muscle atrophy, and (2) knockout of this gene markedly mitigates the atrophic response (7). The findings of this study demonstrate that CMV produces a significant increase in MAF-box mRNA levels, whereas AMV does not. Importantly, the upregulation of MAF-box appears to be correlated with the loss of Po (Figure 7). Whether this represents a cause and effect relationship or simply is correlative remains to be determined.
Critique and Clinical Implications This study was limited to examining the affects of 3 days of mechanical ventilation on healthy diaphragm muscles. As a consequence, it may not be valid to extrapolate the results of this study to the affects of mechanical ventilation on the human diaphragm under diseased conditions. It is clear, however, that when the rabbit diaphragm is allowed to contract with each breath during mechanical ventilatory support, the loss of diaphragmatic force-generating capacity observed with CMV was attenuated. On this basis, it seems prudent that from the outset critically ill patients receiving prolonged mechanical ventilation should receive partial support modes that allow for intermittent diaphragmatic contractions and that the use of paralytics or sedatives at doses that eliminate diaphragmatic contractions should be avoided.
The authors thank the dedication of Tony Hung Pham, M.D., and Renee Nelson, M.D., for their assistance in the labor-intensive study; Michael J. Baker, M.Sc., for the myosin analysis; and Warren Sanborn, Ph.D., and Nick Milano of Nellcor-Puritan Bennett for the loan and maintenance of the ventilators, respectively.
Supported by the Department of Veterans Affairs Medical Research Service (C.S.H.S.), the American Lung Association of California (E.Z.), and the National Institutes of Health grant AR-46856 (V.J.C.). This article has an online supplement, which is accessible from this issue's table of contents online at www.atsjournals.org Conflict of Interest Statement: C.S.H.S. does not have a financial relationship with a commercial entity that has an interest in the subject of this article; E.Z. does not have a financial relationship with a commercial entity that has an interest in the subject of this article; V.J.C. does not have a financial relationship with a commercial entity that has an interest in the subject of this article. Received in original form January 12, 2004; accepted in final form June 10, 2004
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