American Journal of Respiratory and Critical Care Medicine Vol 166. pp. 1544-1549, (2002)
© 2002 American Thoracic Society
Prenatal Nicotine Exposure Blunts the Cardiorespiratory Response to Hypoxia in Lambs
Ola Hafström,
Joseph Milerad and
Håkan W. Sundell
Department of Pediatrics, Vanderbilt University School of Medicine, Nashville, Tennessee
Correspondence and requests for reprints should be addressed to Håkan W. Sundell, M.D., Vanderbilt University School of Medicine, A-0126, Medical Center North, Nashville, TN 37232-2585. E-mail: hakan.sundell{at}mcmail.vanderbilt.edu
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ABSTRACT
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Because smoking during pregnancy is a major risk factor for late fetal death and the sudden infant death syndrome, we investigated cardiorespiratory defense mechanisms to hypoxia in 7 prenatally nicotine-exposed (N) lambs (approximate maternal dose: 0.5 mg/kg/day) and 11 control (C) lambs all at an average age of 5 days. The ventilatory response to 10% oxygen (hyperpnea) was significantly attenuated during quiet sleep in N lambs compared with C lambs and in N lambs aroused from sleep later compared with C lambs (161 ± 90 versus 75 ± 66 seconds, p < 0.05). The ventilatory response to hypoxia was similar in the two groups during wakefulness (W), whereas the heart rate response (tachycardia) was significantly lower in N lambs compared with C lambs during both activity states. The ventilatory response to hyperoxia was significantly lower in N lambs compared with C lambs during both activity states. Transition from W to quiet sleep was associated with a significant decrease in ventilation in C lambs but not in N lambs. In conclusion, prenatal nicotine exposure, at a dose comparable with moderate smoking, blunts major elements of the cardiorespiratory defense to hypoxia, i.e., the heart rate and ventilatory and arousal responses, and abolishes the normal decrease in ventilation during sleep compared with W.
Key Words: chemoreceptors prenatal nicotine exposure delayed effects respiration sudden infant death smoking
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INTRODUCTION
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Increases in ventilation and heart rate (HR) followed by arousal are the first line of defense to sleep-related hypoxemia. Other adaptive strategies, such as a decrease in metabolic rate, are of importance, particularly in immature subjects (1), but a brisk cardiorespiratory activation is the immediate response of mammals that are more mature at birth (e.g., newborn sheep) (2).
Infants and young children with chronic lung disease (3), Arnold-Chiari malformation (4), or apparent life-threatening episodes (5) are at risk of apneic spells during sleep. Studies have shown that ventilatory responses to acute hypoxia or hyperoxia are attenuated, and that hypoxic arousal responses are often altered in these infants, and there is circumstantial evidence that the common underlying abnormality in these infants and children may be a decreased sensitivity of carotid body chemoreceptors (68). It has been proposed that a similar deficiency is also a contributing factor for the sudden infant death syndrome (9) and that its origin is exposure to tobacco smoke or nicotine (10).
We have previously shown in young lambs that acute postnatal exposure to nicotine attenuates cardiorespiratory activation and delays arousal in response to mild hypoxia during sleep (11). Delayed hypoxic awakening has been reported in infants of smoking mothers (12), whereas rat pups exposed to nicotine during fetal life have a lower ability to sustain or cope with severe acute hypoxia or anoxia (10, 13).
To further elucidate the link between prenatal nicotine exposure and postnatal defense to hypoxia, we tested the hypothesis that nicotine exposure during the last trimester impairs the acute cardiorespiratory and arousal responses to mild hypoxia after birth. Last trimester exposure was chosen to avoid possible teratogenic effects of nicotine during early embryonic development. The low nicotine dosage employed was selected to minimize the effects on fetal growth because its retardation has been shown to be an important confounder in studies of postnatal regulation of breathing (14). Although there are numerous chemicals present in tobacco smoke, nicotine was chosen to further evaluate the potential of nicotine substitution as a safe alternative to smoking during pregnancy. All experiments were performed during wakefulness (W) and natural quiet sleep (QS) in chronically instrumented lambs without the use of sedation or anesthesia.
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METHODS
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Subjects
Eleven lambs were exposed to nicotine bitartrate during the last trimester of fetal development (approximate maternal dose: 0.5 mg/kg/day resulting in a maternal nicotine concentration of 7 ± 1 ng/ml, mean ± SD) (15). Four of the prenatally nicotine-exposed (N) lambs and one unexposed control (C) lamb were not used because of respiratory illness or technical problems. Thus, 7 N and 11 C lambs were studied at a mean age of 5.4 ± 2.5 and 5.1 ± 1.6 days, respectively (not a significant difference). Mean body weight at the time of the studies was 5.6 ± 1.5 kg (N) and 6.1 ± 1.4 kg (C) (not a significant difference). Some data during W were included in a previous report (15).
Prenatal Nicotine Exposure
Osmotic pumps (Alzet, Model 2ML4; Durect Corp., Cupertino, CA) were implanted subcutaneously in the ewe on approximately the 98th day of the 147-day gestation. The pumps delivered nicotine bitartrate continuously at 40 mg/day or approximately 0.5 mg/kg/day. The pumps were replaced after 28 days and removed after delivery of the lamb. Plasma concentrations of nicotine and cotinine were determined at 120 ± 15 days of gestation (16).
Instrumentation
The lambs were instrumented, using combined ketamine and halothane anesthesia, with the placement of a tracheal window and arterial and venous catheters (11, 15, 17) and electrodes for electroencephalogram, nuchal electromyogram, and electrooculogram at an age of 2 to 3 days (18). At least 48 hours postoperative recovery was allowed before the first study.
The research protocol was approved by the Vanderbilt University Animal Care Committee.
Study Protocol and Equipment
We used a computerized system, which allowed us to measure inspiratory flows and volumes, end-tidal carbon dioxide (PETCO2) and airway occlusion pressure (P0.1) on a breath-by-breath basis with minimal or no effects on ventilation and breathing pattern (19). The lambs were breathing spontaneously through a cuffed endotracheal tube connected to the horizontal leg of a T-shaped valve assembly. The inspiratory side consisted of a pneumotachometer (Model #3700; Hans Rudolph, Inc., Kansas City, MO) and a pneumatic occlusion valve set to open at a preset negative airway pressure. The expiratory side consisted of a low-resistance expiratory valve and a flap valve, acting as a variable expiratory resistance similar to normal laryngeal expiratory braking activity. Airway pressure was measured by means of a Validyne 45-1 differential pressure transducer (Validyne Engineering Corp., Northridge, CA) in the endotracheal tube. P0.1 (a noninvasive estimate of central inspiratory activity) (20) was measured as the change in airway pressure over time (dP/dt). Because only linear dP/dt curves were used for this analysis, the numeric data were equivalent to extrapolated negative airway pressure at 100 milliseconds, i.e., P0.1 (19). PETCO2 was analyzed by a Beckman LB2 infrared capnograph (Beckman Instruments Inc., Anaheim, CA) on gas sampled from the T-joint. Mean arterial blood pressure (Model P23 ID; Gould-Statham, Oxnard, CA), HR (HR) (H-P Model 211376A rate computer), transcutaneous hemoglobin oxygen saturation (SaO2) (Ohmeda model 3700 pulse oximeter; Ohmeda Inc., Louisville, CO), electroencephalogram, electromyogram, and electrooculogram were continuously monitored during the experiments, and determinations of activity state and arousal were performed using criteria described previously (11). The analog flow and pressure signals were digitized, stored, and used for calculation of tidal volume (VT), respiratory rate (RR), inspiratory minute ventilation ( I), and mean inspiratory flow (VT/inspiratory time). The lambs were studied slightly restrained in a sling (Alice King Chatham, Medical Arts, Los Angeles, CA) during W and QS. No sedation or anesthesia was used during the experiments.
Room Air Breathing
When the unsedated lambs had been resting quietly for several minutes, ventilatory and cardiovascular variables were recorded for 1 minute in each activity state and used for baseline calculations.
Hypoxia Test
The ventilatory, PETCO2, HR, and blood pressure responses to 10% oxygen in nitrogen were determined in each activity state and were expressed as percent increase from baseline during each minute of hypoxia (11).
Hyperoxia Test
The ventilatory response to 100% oxygen was used as an estimate of resting peripheral chemoreceptor activity (21) and was expressed as percent change in ventilation during the first 10 seconds (or the first five breaths whichever came first) poststimulation (11).
Statistical Methods
Unpaired t tests were used to assess differences between the groups regarding resting baseline variables, time to arousal, and the hyperoxia response. Paired t tests were used to detect differences within the groups regarding the effect of activity state on the baseline variables and the response to hyperoxia. Two-factor analysis of variance, repeated measures design, was used to compare ventilatory and cardiovascular variables during hypoxia between C and N lambs and to compare the same variables within each group during W and QS. Thus, one factor in the analysis was the change in cardiorespiratory variables over time and the second factor was nicotine treatment or activity state. Significant differences were accepted for p values less than 0.05. Data are presented as mean ± SD.
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RESULTS
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Nicotine Plasma Concentrations
Mean plasma concentrations of nicotine and cotinine in the ewes were 7 ± 1 and 18 ± 5 ng/ml, respectively. The sampled ewes were the same as reported previously (15).
Effects of Nicotine on Baseline Cardiorespiratory Variables
Nicotine exposure had no significant effect on resting I while breathing room air during either activity state (Table 1)
. However, N lambs had a significantly higher RR, lower VT, and lower PETCO2 compared with C lambs during both W and QS (Table 1). The N lambs had higher resting P0.1 compared with the C lambs, but the difference was statistically significant only during QS (Table 1). Resting HR was significantly higher in N lambs compared with C lambs during both W and QS (Table 2)
. Resting mean arterial blood pressure was similar in the two groups during both activity states (Table 2).
Effects of Activity State on Baseline Cardiorespiratory Variables
The C lambs had significantly lower resting I while breathing room air during QS than during W, and this difference was mainly due to a lower RR, whereas VT remained about the same (Table 1). The C lambs had significantly higher PETCO2 and a lower P0.1 during QS than during W (Table 1). In contrast, these variables were similar in N lambs during both activity states (Table 1). HR, mean arterial pressure and SaO2 were essentially the same during W and QS in both groups of lambs (Table 1 and 2).
Effects of Nicotine on the Ventilatory Response to Hypoxia
There was a similar increase in I (Figure 1 , left upper panel), RR, and VT during the first 4 minutes of hypoxia in both experimental groups during W. However, I increased significantly less in the N lambs than in the C lambs during QS (Figure 1, right upper panel). A smaller RR increment in the N lambs was the main contribution to this difference. The increase in RR during the fourth minute of the test was 26 ± 17% in N lambs and 64 ± 22% in C lambs (p < 0.01). VT increased about the same in both groups. Changes in PETCO2 during the hypoxic challenge followed the changes in ventilation during both W and QS, i.e., PETCO2 decreased more in the C lambs compared with the N lambs during QS (Figure 1, lower panels). P0.1 increased to a similar degree during both activity states in the two groups of lambs. The decrease in SaO2 was comparable during hypoxia in the two groups during both W and QS. At the end of 4 minutes of hypoxia during W, SaO2 was 63.0 ± 10.5% in the C lambs and 60.6 ± 12.0% in the N lambs; during QS, SaO2 was 64.6 ± 7.5% and 61.0 ± 13.5%, respectively.

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Figure 1. Ventilatory ( I) and end-tidal CO2 (PETCO2) responses to hypoxia (0.1 fraction of inspired oxygen) in 7 nicotine-exposed and 11 control lambs studied during wakefulness (W) and quiet sleep (QS). Values are mean ± SD. Statistically significant difference between groups: *p values less than 0.05; **p values less than 0.01; NS, no statistically significant difference between groups.
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Effect of Activity State on the Ventilatory Response to Hypoxia
The ventilatory response to hypoxia was significantly lower during W compared with QS in C lambs, whereas there was no such difference in N lambs (Figure 2)
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Figure 2. Ventilatory response ( I) to hypoxia (0.1 fraction of inspired oxygen) in 11 control and 7 nicotine-exposed lambs studied during wakefulness (W) and quiet sleep (QS). Values are mean ± SD. Statistically significant difference between activity states: *p values less than 0.05; NS, no statistically significant difference between activity states.
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Arousal
Time from start of hypoxia to arousal from QS was significantly longer in N lambs compared with C lambs: 161 ± 90 seconds and 75 ± 66 seconds, respectively (Figure 3
, left panel). SaO2 at arousal was 68 ± 15% in N lambs and 80 ± 12% in C lambs. This difference did not achieve statistical significance (p = 0.06) (Figure 3, right panel).

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Figure 3. Time to arousal from quiet sleep and transcutaneuous hemoglobin oxygen saturation (SaO2) at time of arousal in 7 nicotine-exposed and 11 control lambs. Values are mean ± SD. Statistically significant difference between groups: *p values less than 0.05.
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Cardiovascular Response to Hypoxia
The HR response to hypoxia was lower in N lambs compared with C lambs during both W and QS (Figure 4
, upper panels). The mean arterial pressure response to hypoxia was similar in the two groups during both activity states (Figure 4, lower panels).

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Figure 4. Heart rate (HR) and mean arterial blood pressure (BP) responses to hypoxia (0.1 fraction of inspired oxygen) in 6 nicotine-exposed and 10 control lambs studied during wakefulness (W) and quiet sleep (QS). Values are mean ± SD. Statistically significant difference between groups: *p values less than 0.05; NS, no statistically significant difference between groups.
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Hyperoxia
The ventilatory response to hyperoxia was significantly lower in N lambs compared with C lambs during both activity states (Figure 5)
. Activity states had no significant effect on the ventilatory response to hyperoxia. (Figure 5).

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Figure 5. Ventilatory response ( I) to hyperoxia (1.0 fraction of inspired oxygen) in 7 nicotine-exposed (N) and 11 control (C) lambs studied during wakefulness and quiet sleep. Values are mean ± SD. Statistically significant difference between groups: *p values less than 0.05; ***p values less than 0.001.
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DISCUSSION
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This study showed that young lambs exposed to nicotine during fetal life but not thereafter have delayed arousal and reduced ventilatory and HR responses to hypoxia. In addition, we observed that the normal decrease in ventilation after the change from W to QS was absent in lambs exposed to nicotine in utero.
Previous investigations assessing the effects of exposure to nicotine or maternal cigarette smoke on arousal and the ventilatory response to hypoxia or hyperoxia have yielded inconsistent results. As in the present study, prenatal nicotine exposure decreased the ventilatory response to hypoxia in rat pups in a study by St.-John and Leiter (22), whereas no such effect was detected in two studies by Bamford and coworkers and Bamford and Carroll (23, 24). Three-day-old N rat pups in the latter study, showed no significant response to 100% oxygen, indicating an altered level of baseline carotid body chemoreceptor activity. Robinson and coworkers recently reported a higher frequency of apnea in response to hypoxia in newborn mice (25).
A blunted ventilatory response to hypoxia was found in infants of smokers compared with C infants by Ueda and coworkers (26) but not by Sovik and coworkers (27) or Lewis and Bosue (12). However, the latter authors demonstrated that infants of smoking mothers have a deficient hypoxia awakening response from QS (12). Protective responses (combined ventilatory and awakening responses) to rebreathing during quiet or active sleep were found to be similar in a large study of smoke-exposed and nonexposed infants by Campbell and coworkers (28). It should be noted that these infants were studied during a combined hypoxia and hypercapnia challenge. Possibly, a stimulatory effect of CO2 may have masked a blunted response to hypoxia.
Cardiorespiratory Activation by Hypoxemia
Arousal from sleep is part of the "defense-alerting reaction," an integrated behavioral and cardiorespiratory response that is elicited from hypothalamic areas in response to a variety of potentially harmful stimuli (29). When hypoxemia acts as a trigger of the defense-alerting reaction, the response is elicited by stimulation of carotid body chemoreceptors, i.e., by the same sensory pathway that mediates the hyperventilatory response (30, 31). Several autonomic cardiorespiratory effects that accompany hypoxic arousal can be reproduced experimentally by chemoreceptor stimulation (32), and conversely, denervation of carotid body chemoreceptors can delay or abolish arousal in response to hypoxemia (30, 31). Therefore, the concomitant attenuation of the hyperventilatory response and delayed arousal seen in our experiments are consistent with a decreased sensitivity of carotid body oxygen chemoreceptors or an altered central processing of their sensory discharge. The lower ventilatory response to hyperoxia further supports the involvement of carotid body oxygen chemoreceptors (21). Inhaling 100% oxygen briefly "silences" peripheral chemoreceptors, and the accompanying decrease in ventilation represents a noninvasive estimate of resting peripheral chemoreceptor activity.
Potential Mechanism of Action
Nicotine has a potential to affect different components of the oxygen chemosensory pathway. Nicotinic acetylcholine receptors have been identified on carotid body chemoreceptor cells of rat and cat (33, 34) as well as in the cat carotid body afferent system (35). Nicotine is known to promote release of dopamine from the carotid body (36) as well as centrally, notably in sites involved in regulation of arousal (37) and autonomic functions (38). Dopamine acts as an inhibitory neuromodulator in the carotid body (39). Such dopaminergic inhibitory modulation in either location may lead to diminished oxygen sensitivity (40, 41). In agreement with the notion of an inhibitory dopaminergic mechanism, we demonstrated that the N animals, which had delayed arousal and reduced ventilatory responses to both hypoxia and hyperoxia, could be normalized by blockade of the central dopamine D1-receptors by SCH 23390 or the peripheral D2-receptors by domperidone (42, 43).
Effects of Prenatal Nicotine Exposure on Cardiovascular Autonomic Control
A common observation in all studies across species and age groups has been that nicotine exposure increases resting sympathetic tone, while responsiveness to sympathetic stress is decreased. In adult habitual smokers, these changes in sympathetic activity lead to elevated HR and mean arterial pressure and decreased baroreceptor sensitivity (44). Rat pups exposed to nicotine before birth have reduced ß-adrenergic receptor binding capabilities in the myocardium and a reduced cardiac response to adrenergic stimulation (45). Consistent with the notion of an elevated resting sympathetic tone, resting HR was higher in N lambs in our study, but HR during hypoxia increased significantly less compared with C lambs. N lambs had similar mean arterial pressure as C lambs, suggesting that no resetting of baroreceptor sensitivity had occurred as a consequence of nicotine exposure.
Activity States and Respiratory Control
In the experiments reported here, QS was accompanied by a lowering of resting I in the C lambs, as expected. In contrast, resting I did not decrease during QS in the N animals. The underlying mechanism for this finding is unclear. There is an anatomic proximity between brain stem respiratory nuclei and neurons of the reticular formation involved in the regulation of sleep-W states. Respiratory-related neurons have been observed to have either a decreased rate of discharge or a complete cessation of firing during sleep, with a concomitant decrease in resting I (46). Because ventilation during QS is closely linked to metabolic rate, prenatal nicotine exposure may lead to dissociation between onset of sleep and downregulation of metabolic activity. Prenatal nicotine exposure was recently shown to interfere directly with sleep/wake ontogenesis in neonatal rats and also led to an upregulation of nicotinic and muscarinic cholinergic receptor messenger RNA in brain regions involved in regulation of the vigilance state (47).
Nicotine Dose
In contrast to earlier studies in rats where the fetus was exposed to comparatively high nicotine levels during the entire pregnancy, we used a nicotine dosage that produced maternal plasma concentrations of nicotine that were lower than those observed in pregnant habitual smokers (48, 49). Also, fetal exposure in the present study was limited to the last trimester of pregnancy. Previous experiments performed on rodents have shown that continuous infusion of nicotine at a higher dose than the one employed here does not affect uteroplacental circulation and fetal growth (50). Although a low dose was given during a limited period of intrauterine development, we still could document effects on defense mechanisms to hypoxia.
Confounding Factors
The magnitude of HR and I responses to hypoxemia increases with increased carotid body oxygen sensitivity, CO2 levels, and sympathetic tone, whereas hypocapnia and a lack of adrenergic stimulation leads to an attenuation of the response (for a detailed review, see [29]). A potential confounder when evaluating the hypoxic ventilatory and arousal responses in the present work was the fact that resting PETCO2 levels in N lambs were lower. The attenuated hypoxic ventilatory response may be due to relative hypocapnia (51), i.e., the animals had a lower hypoxic ventilatory response secondary to a decreased CO2 drive. What makes this explanation less likely is that the lower PETCO2 levels in N lambs at baseline were not a consequence of an acute hyperventilation but represented a physiologic resting state to which the animals were adapted.
Resting I of the two animal groups was similar, but the N lambs had a different breathing pattern with smaller VT and higher RR suggesting altered lung mechanics (15). To what extent changes in pulmonary mechanics may have affected the ventilatory response to hypoxia (52) cannot be deduced with certainty from the present results.
In conclusion, our data indicate that exposure to a low dose of nicotine during the last trimester of pregnancy blunts major elements of the cardiorespiratory defense to hypoxia, i.e., ventilatory, HR, and arousal responses. Taken together with the blunted ventilatory response to hyperoxia, these findings indicate altered oxygen sensitivity. Nicotine substitution often used as an aid to quit smoking may not be a safe alternative during pregnancy.
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Acknowledgments
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The authors thank Patricia A. Minton, R.N., Rao Gaddipati, M.S., and Stanley D. Poole, M.S. for their skilled technical assistance and Donna Staed for typing the manuscript.
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FOOTNOTES
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Supported by grants from the National Institute of Health (HD 28916 and HL 14214). J.M. and O.H. were supported in part by Swedish Medical Research Council grant number k98-27x-11265-04a.
Presented in part at the annual meetings of the American Pediatric Society/Society for Pediatric Research in 1997 and 1998 and the American Thoracic Society in 1998.
Received in original form April 5, 2002;
accepted in final form August 26, 2002
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