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American Journal of Respiratory and Critical Care Medicine Vol 166. pp. 1531-1532, (2002)
© 2002 American Thoracic Society


Editorial

Cystic Fibrosis

When to Refer for Lung Transplantation–Is the Answer Clear?

Peadar G. Noone, M.D. and Thomas M. Egan, M.D., M.Sc.

Divisions of Pulmonary Medicine and Cardiothoracic Surgery University of North Carolina School of Medicine Chapel Hill, North Carolina

Patients with cystic fibrosis (CF) lung disease comprise the second largest group of patients currently undergoing lung transplantation in the United States (1). Time accrued while awaiting organs (an average of about 2 years in the United States) dictates the allocation of donor lungs, rather than urgency of need. Because CF may have an unpredictable course, timing of referral for transplantation has become a critical issue. In 1998, a consensus statement published by a panel of national experts declared "prognostication of survival is inexact, and the timing of referral is difficult," in contrast to idiopathic pulmonary fibrosis that has relatively good predictors of mortality and also may require lung transplantation (2, 3). In theory, for CF, one could compute and compare the mortality probability for a patient with and without transplantation and evaluate the risk to benefit ratio. Although posttransplant CF mortality data are available from the United Network for Organ Sharing, predicting the natural history of CF is less precise.

Can one predict short-term mortality in CF? That is the question that Mayer-Hamblett and colleagues (4) attempt to answer in a study published in the current issue of AJRCCM (pp. 1550–1555). They developed and validated predictors of 2-year mortality from the largest CF patient data set to date (n = 14,572 patients), gathered from the 1996 National Cystic Fibrosis Foundation Patient Registry. Two-year mortality was chosen because this is the average time in the United States between listing and transplantation, and accurate predictors might facilitate the transplant referral process. To test the hypothesis, they compared the new model to the currently used lung transplant–referral criterion, the FEV1. Significant predictors of 2-year mortality were increasing numbers of hospitalizations, increasing use of intravenous antibiotics, colonization with Burkholderia cepacia and Pseudomonas aeruginosa, increased height and age, and lower lung function (FEV1% predicted). The highest odds of dying in 2 years (4.1) were in patients infected with both B. cepacia and P. aeruginosa. Despite its sophistication, the model did no better at predicting 2-year mortality than use of the FEV1 criterion alone (see Figure 1 in Reference 4). Both the new model and FEV1 had high negative predictive values and low positive predictive values; that is, both can predict reasonably well who will survive 2 years, but neither can predict well who will die within 2 years. Thus, one could argue that the most important message to emerge from the study was negative, and the reader is left wondering how this study matches up against other published data, and what is new?

Using a fairly large data set of patients (n = 673) followed at the Toronto CF Center for several years, Kerem and colleagues suggested that an FEV1 of less than 30% predicted was the most significant predictor of mortality (about 50% 2-year mortality) (5). A more sophisticated approach was used by Liou and colleagues, who developed a multivariate model to predict mortality in a larger national data set of patients (n = ~5,800) (6, 7). Patients were stratified into five groups depending on their 5-year survival predictions. Their model predicted patients with a 5-year survival of less than 30% as the group who benefited from lung transplantation, whereas use of the FEV1 of less than 30% predicted alone was less than helpful, resulting in a wide range of survival predictions. The data from both Mayer-Hamblett and coworkers (4) and Liou and coworkers (6, 7) are more or less congruent in terms of their ability to predict mortality, and the inability of the FEV1 and the rate of decline of FEV1 to accurately predict mortality, allowing for sample size and methodological differences. There are some limitations to the study by Mayer-Hamblett and coworkers (4), which are acknowledged by the authors. The data were gathered from the CF database, which does not include such potentially important information as oxygenation, carbon dioxide levels, exercise testing, or pulmonary artery pressures, although other studies have also failed to demonstrate any statistical link between such data and short-term mortality (8). The data set of Mayer-Hamblett and coworkers comprised information derived only from CF centers throughout the United States, and thus generalizations may be limited. So, although this study appears powerful, the CF community may be left believing that predicting short-term mortality in the disease is impossible. This probably relates to the multisystem, complex nature of CF and because the disease has an unpredictable course. In addition, patients not infrequently intensify their treatment strategies once listed for transplantation, which may result in some disease stabilization.

Mayer-Hamblett and coworkers, by way of introduction and discussion, declare, "premature referral for lung transplantation could shorten life expectancy" (4). It is important to distinguish premature referral from premature transplantation. Evaluation and wait listing does not commit the patient to "premature transplantation." It is far better for a lung transplant team to see the patient too early rather than too late, so that the patient is not too sick to wait nor too sick to undergo intensive rehabilitation and preparation for the surgery. If the patient stabilizes because of intensified treatment when sufficient time has accrued for seniority, they can be declared "inactive," with the option of reactivating once the clinical situation demands it. The large numbers of patients with CF who die waiting for lung transplant attests to the problem of referral "too late" rather than "too early" (9).

The lung allocation algorithm is currently under review by a subcommittee of the United Network for Organ Sharing Thoracic Organ Committee, to comply with the "Final Rule" promulgated by the Department of Health and Human Services, which requires the Organ Procurement and Tissue Network contractor (United Network for Organ Sharing) to distribute organs to those most in need, minimizing effects of geography and waiting time. The subcommittee is attempting to create an algorithm based on risk of dying on the waiting list, balanced by probability of survival post-transplant (9, 10). This type of allocation system would benefit from studies like that of Mayer-Hamblett and colleagues that identify factors that help predict mortality, to direct lungs to those most in need.

REFERENCES

  1. United Network for Organ Sharing. 2001 Annual report of the U.S. organ procurement and transplantation network and scientific registry for transplant recipients: transplant data: 1991–2000. Rockville, MD: U.S. Department of Health and Human Services, Health Resources and Services Administration, Office of Special Programs, Division of Transplantation UNOS, Richmond, VA; 2001.
  2. Yankaskas JR, Mallory GB Jr. Lung transplantation in cystic fibrosis: consensus conference statement. Chest 1998;113:217–226.[Abstract/Free Full Text]
  3. Mogulkoc N, Brutsche MH, Bishop PW, Greaves SM, Horrocks AW, Egan JJ. Pulmonary function in idiopathic pulmonary fibrosis and referral for lung transplantation. Am J Respir Crit Care Med 2001;164:103–108.[Abstract/Free Full Text]
  4. Mayer-Hamblett N, Rosenfeld M, Emerson J, Goss CH, Aitken ML. Developing cystic fibrosis lung transplant referral criteria using predictors of 2-year mortality. Am J Respir Crit Care Med 2002;166:1550–1555.[Abstract/Free Full Text]
  5. Kerem E, Reisman J, Corey M, Canny GJ, Levison M. Prediction of mortality in patients with cystic fibrosis. N Engl J Med 1992;326:1187–1191.[Abstract]
  6. Liou TG, Adler FR, Fitzsimmons SC, Cahill BC, Hibbs JR, Marshall BC. Predictive 5-year survivorship model of cystic fibrosis. Am J Epidemiol 2001;153:345–352.[Abstract/Free Full Text]
  7. Liou TG, Adler FR, Cahill BC, Fitzsimmons SC, Huang D, Hibbs JR, Marshall BC. Survival effect of lung transplantation among patients with cystic fibrosis. JAMA 2001;286:2683–2689.[Abstract/Free Full Text]
  8. Vizza CD, Yusen RD, Lynch JP, Fedele F, Alexander PG, Trulock EP. Outcome of patients with cystic fibrosis awaiting lung transplantation. Am J Respir Crit Care Med 2000;162:819–825.[Abstract/Free Full Text]
  9. Egan TM, Bennett LE, Garrity ER, Grover FL, Ring WS, Robbins RC, Trulock E, Wood DE. Predictors of death on the UNOS lung transplant waiting list; results of a multi-variate analysis. J Heart Lung Transplant 2001;20:242.
  10. Egan TM, Bennett LE, Garrity ER, Grover FL, Ring WS, Robbins RC, Trulock E, Wood DE. Are there predictors of death at the time of listing for lung transplant? J Heart Lung Transplant 2002;21:154.



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