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Am. J. Respir. Crit. Care Med., Volume 164, Number 6, September 2001, 965-972

Comparison of the Forced Oscillation Technique and the Interrupter Technique for Assessing Airway Obstruction and Its Reversibility in Children

CHRISTOPHE DELACOURT, HUBERT LORINO, CLAIRE FUHRMAN, MARTINE HERVE-GUILLOT, PHILIPPE REINERT, ALAIN HARF, and BRUNO HOUSSET

Service de Pédiatrie and Service de Pneumologie, Centre Hospitalier Intercommunal de Créteil, 94000 Créteil, France; INSERM U492, Faculté de Médecine de Créteil, 94000 Créteil, France; and Service de Physiologie-Explorations Fonctionnelles, Hôpital Henri Mondor, 94000 Créteil, France



    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The forced oscillation technique (FOT) and interrupter technique are particularly attractive for pediatric use as they require only passive cooperation from the patient. We compared the sensitivity and specificity of these methods for detecting airway obstruction and its reversibility in 118 children (3-16 yr) with asthma or chronic nocturnal cough. FOT (R0 and R16) and interruption (Rint) parameters were measured at baseline and after bronchodilator inhalation (n = 94). Rint was significantly lower than R0, especially in children with high baseline values. Baseline parameters were normalized for height and weight [R(SD)]. In children able to perform forced expiratory maneuvers (n = 93), the best discrimination between those with baseline FEV1 < 80% or >=  80% of predicted values was obtained with R0(SD). At a specificity of 80%, R0(SD) yielded 66% sensitivity, whereas Rint(SD) yielded only 33% sensitivity. Similarly, postbronchodilator changes in R0(SD) [Delta R0(SD)] yielded the best discrimination between children with and without significant reversibility in FEV1. At a specificity of 80%, Delta R0(SD) yielded 67% sensitivity and Delta Rint(SD) yielded 58% sensitivity. In children unable to perform forced expiratory maneuvers (n = 25), FOT, contrary to the interrupter technique, clearly identified a subgroup of young children with high resistance values at baseline, which returned to normal after bronchodilation. We conclude that, in asthmatic children over 3 yr old, FOT measurements provide a more reliable evaluation of bronchial obstruction and its reversibility compared with the interrupter technique, especially in young children with high baseline values.


    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Keywords: asthma; lung function; resistance

The detection of airflow obstruction and its reversibility is a routine procedure in pediatric pulmonary function laboratories. Measurement of forced expiratory volume in 1 s (FEV1) is considered to be the basic test for the assessment of airway obstruction and its reversibility after bronchodilation (1). However, forced expiratory maneuvers are usually difficult in children younger than 6 yr of age because they require active cooperation from the patient. Because noninvasive techniques such as the forced oscillation technique (FOT) and the interrupter technique are performed during tidal volume breathing and require minimal cooperation, they appear more suitable for young children. Comparative evaluations of these methods in children are limited. We have previously defined useful criteria for FOT measurements, permitting reliable evaluation of bronchial obstruction and its reversibility in children as young as 3 yr (2). The interrupter technique has also been proposed by many authors as a promising method for young children. In particular, significant reversibility in resistance measured by the interrupter technique was reported in young children with asthma (3). However, no comparison between FOT and the interrupter technique in children with airway obstruction is available with reference to children without bronchial obstruction.

In this investigation we first compared the FOT and interrupter technique in children able to perform forced expiratory maneuvers, in order to evaluate the respective capacities of the two methods to identify children with an abnormal flow- volume curve and to detect a response to a bronchodilator in terms of changes in FEV1. We then studied the respective usefulness of the FOT and interrupter technique for assessing bronchial obstruction and its reversibility in a population of young children unable to perform forced expiratory maneuvers.

    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Population

One hundred and eighteen children were addressed to our pulmonary function laboratory for evaluation of bronchial disease. The clinical diagnoses were asthma (n = 107) and chronic nocturnal cough (n = 11). The present study describes results of routine examinations performed for these children: spirometry and resistance measurements.

Ninety-three children (51 boys and 42 girls) aged from 5.0 to 15.8 yr (9.5 ± 0.3 yr) were able to perform forced expiratory maneuvers and underwent measurements of resistance with both the interrupter (Rint) and FOT methods (Group 1).

Twenty-five children (17 boys and 8 girls) aged from 3.3 to 7.3 yr (4.7 ± 0.2 yr) were unable to perform forced expiratory maneuvers but had acceptable Rint and FOT measurements (Group 2).

Study Design

Baseline measurements were obtained in all the children. A bronchodilator (200 µg of salbutamol) was administered with a metered-dose spacer device to 71 children in Group 1 and 23 children in Group 2. Postbronchodilator measurements were made after 15 min.

Measurement of Forced Expiratory Volumes and Flows

Flow-volume curves were recorded with a MedGraphics PF/Dx (Medical Graphics, St. Paul, MN) to determine FEV1 and maximal expiratory flow at 50% of forced vital capacity (MEF50). Acceptance of flow-volume curves was subject to international criteria (8). Results were expressed as the percentage of predicted values (9). As forced expiratory maneuvers might induce changes in bronchial motor tone, all resistance measurements were performed first.

Measurement of Respiratory Resistance

Respiratory impedance was determined by means of the standard forced oscillation technique as previously described (2, 10, 11). The child was equipped with a mouthpiece and nose-clip, and was comfortably seated with the head in the neutral position, and the cheeks firmly held by a parent. The child was asked to breathe quietly and to avoid swallowing. A pseudorandom noise signal mixing integer frequencies between 4 and 30 Hz was generated by a loudspeaker (Oscilink; Datalink-MSR, Rungis, France) and superimposed on the subject's spontaneous breathing. Mouth flow was sensed by a pneumotachograph (4700; Hans Rudolph, Kansas City, MO) connected to a differential pressure transducer (DP45 ± 2 cm H2O; Validyne, Northridge, CA). Both signals were low-pass filtered and sampled at 128 Hz for measurement periods of 16 s. The time course of pressure and flow was monitored, and data associated with glottic closure, swallowing, or episodes of irregular breathing were discarded. Auto- and cross-spectra of flow and pressure were estimated for adjacent 4-s blocks and averaged over each 16-s period to yield a mean estimate of impedance (Zrs) and coherence function (gamma 2) for each frequency component. A measurement period was considered acceptable if gamma 2 was higher than 0.9 for more than 80% of the frequency components, which ensures in practice that at least one frequency between 4 and 6 Hz has a coherence above the 90% threshold. The real component of Zrs (Rrs), which is related to the resistive properties of the respiratory system, was submitted to linear regression analysis over the 4- to 16-Hz frequency range to obtain the intercept (R0, resistance extrapolated to 0 Hz) and the slope of the linear relationship between Rrs and frequency (Slope) (Figure 1). Resistance at 16 Hz (R16) was estimated by the equation: R16 = slope × 16 + R0. At least three acceptable 16-s measurement periods were averaged to yield the final value of the parameters. R0 and R16 do not have the same physiological interpretation. In children, Rrs displays a marked negative frequency dependence up to about 16 Hz. R0 is thought to reflect airway and tissue Newtonian resistance plus the delayed airway resistance resulting from gas redistribution, whereas R16 is thought to reflect only airway and tissue Newtonian resistance (12).


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Figure 1.   Output of the forced oscillation and interruption devices. (A) Forced oscillation technique; the real component of Zrs (Rrs) was submitted to linear regression analysis over the 4-16-Hz frequency range to obtain the intercept (R0, resistance extrapolated to 0 Hz) and the slope of the linear relationship between Rrs and frequency (Slope). (B) Interrupter technique; mouth pressure was estimated from the pressure-time curve by two methods; first, Pint was obtained by back-extrapolating a linear regression of the postocclusion signal to an arbitrary time (T) after airway occlusion (see text for details); second, PintE was calculated as the postocclusion pressure occurring 100 ms after valve closure (T100).

The respiratory system resistance measured by the interrupter method (Rint) is known to reflect airway resistance down to the point where gas redistribution, when present, occurs (13). It was calculated as the ratio of alveolar pressure (estimated from mouth pressure during occlusion) to flow before interruption. As in the FOT, the child was equipped with a mouthpiece and nose clip and was comfortably seated with the head in the neutral position and the cheeks firmly held by a parent. Children breathed through the interrupter valve (Spiroteq; Dyn'R, Les Mureaux, France) and a Lilly pneumotachograph placed in series. During quiet tidal breathing, airflow was interrupted for 100 ms at a predetermined volume during the early phase of expiration. The occluding valve was actuated at 87.5% of the tidal volume calculated from the preceding respiratory cycle. The pneumotachograph was connected to a differential pressure transducer (Validyne) with a range of ± 2.5 kPa. Pressure and flow were sampled at a rate of 512 Hz. Interruptions were not performed during consecutive respiratory cycles but were each preceded by at least two regular breathing cycles. At least 10 occlusions were performed for each condition tested. Mouth pressure was estimated by two methods (14). The first method measured mouth pressure by back-extrapolating a linear regression of the postocclusion signal to an arbitrary time after airway occlusion. The mean pressure values for two 10-ms portions of the data centered on times 30 and 70 ms after valve closure were then linearly back-extrapolated to the time taken at 25% of the peak value of the first oscillation upstroke. Delta P was the difference between the baseline and the back-extrapolated pressure (Figure 1). Rint was given by the equation: Rint = Delta P/V', where V' is the flow measured at the mouth before interruption. The second method measured mouth pressure as the value at the postocclusion pressure occurring 100 ms after the onset of valve closure, that is, at the end of the alveolar pressure plateau. With this second method, the pressure-flow relationship was abbreviated as RintE.

The linear regression of the pressure-flow relationships obtained for consecutive measurements, including the 0-0 intercept, had a correlation coefficient independent of age (data not shown).

Data Analysis

Data are expressed as means ± SEM, unless otherwise indicated.

Agreement between evaluation of resistance by R0, R16, or Rint was determined on baseline measurements, using the methods of Bland and Altman (15). A paired t test was first used to compare the means of two data sets. The differences between R0, R16, and Rint for each subject were then calculated and plotted against their mean values. The limits of agreement were estimated by d ± 2s, where d represents the mean difference between two resistance parameters and s is the standard deviation.

Because there are no appropriate predicted values for the Rint and FOT variables (R0 and R16), predictive equations were established for our subjects by using multiple linear regression taking into account age, height, weight, and sex (described by a bimodal distribution: 1 = male, 2 = female). Variables that did not significantly reduce the total variance were discarded. A fitted value was then computed for each of the subjects as the ratio of the difference between the observed and predicted values to the standard deviation of the residuals: R0(SD), R16(SD), and Rint(SD), for R0, R16, and Rint, respectively. Thus, a resistance measurement expressed as the SD score represents a relatively high or low resistance value for a given sex, height, and weight. The SD score reflects, therefore, only the disease severity. Baseline resistance measurements were compared with baseline FEV1 and MEF50 values in Group 1, using univariate and multivariate regression analysis.

Children in Group 1 were then divided into subgroups according to whether significant parameters of the forced expiratory curve were < 80 or >=  80% of the predicted value. Comparisons between subgroups of children were made by analysis of variance (ANOVA). The sensitivity and specificity of possible cutoff points for R0(SD), R16(SD), and Rint(SD) in discriminating between children with lung function parameters < 80 or >=  80% of the predicted value were determined with receiver operator characteristic (ROC) curves (16). The ROC curves plot all possible combinations between the true-positive ratio (sensitivity; y axis) and the false-positive ratio (1 - specificity; x axis) as one varies the definition of positivity. Different points were therefore obtained by varying R0(SD), R16(SD), and Rint(SD), values taken as the criterion for positivity. The best compromise between sensitivity and specificity was defined as the point of the curve closest to the upper left-hand corner.

After bronchodilator inhalation, changes in variables derived from the flow-volume curve were expressed as the ratio of the difference between postbronchodilator and baseline values over the predicted value (Delta FEV1 and Delta MEF50). Changes in FOT parameters were expressed as the difference between postbronchodilator and baseline fitted values [Delta R0(SD), Delta R16(SD), and Delta Rint(SD)]. The sensitivity and specificity of Delta R0(SD), Delta R16(SD), and Delta Rint(SD) values after bronchodilator inhalation were examined by using ROC curves according to the presence of significant reversibility, defined by Delta FEV1 >=  10% (17).

    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Comparison of Resistance Measurements

The acceptability of resistance measurements was excellent with the FOT and the interrupter method. The mean coefficients of variation of R0 and R16 were significantly lower than those of Rint: 7.9 ± 0.4, 8.8 ± 0.5, and 11.4 ± 0.6%, respectively (p < 0.0001), and were not influenced by age. Mean R0 was significantly higher than mean Rint, and the difference was significantly more pronounced in younger children (Group 2) (Table 1). Mean R16 was slightly but significantly lower than mean Rint.


                              
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TABLE 1

 MEAN BASELINE RESISTANCE MEASUREMENTS

The two methods used for estimating mouth pressure with the interrupter technique gave very close resistance values. The mean difference (standard deviation) between RintE and Rint was 0.3 (0.2) hPa · s · L-1, giving limits of agreement for RintE in relation to Rint of -0.1 to 0.7 hPa · s · L-1. Because of these small limits of agreement, and to simplify our results, only Rint results are presented in the following sections.

Comparison between individual FOT and Rint measurements showed that Rint gave lower resistance values, compared with R0, especially in children with high baseline values (Figure 2). The mean difference (standard deviation) between R0 and Rint was 2.1 (2.0) hPa · s · L-1, and was independently correlated with height (cm) (p = 0.0001) and MEF50 (% predicted) (p = 0.0002), but not with FEV1 (% predicted). Individual Rint values were closer to R16 than to R0. The mean difference (standard deviation) between R16 and Rint was -0.4 (2.2) hPa · s · L-1, giving limits of agreement for R16 in relation to Rint of -4.8 to 4.0 hPa · s · L-1.


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Figure 2.   Agreement between FOT and Rint parameters measured at baseline. R0 (top) and R16 (bottom) are compared with Rint. The difference between the parameters (y axis) is plotted against the average value of the two parameters (x axis). Dashed lines represent the mean difference between two resistance parameters and the limits of agreement (2 standard deviations).

In the whole study population, multiple regression analysis of R0 to anthropometric data showed a negative correlation of R0 with height (p < 0.0001) and weight (p < 0.02), but not with age or sex, according to the following equation:

R0 predicted (hPa · s · L-1) = 30.187 - 0.193 × height (cm) - 0.115 × weight (kg)

The standard deviation of the residual was 2.48. Accordingly, R0(SD) was computed as:

R0(SD) (hPa · s · L-1) = (R0 observed - R0 predicted)/2.48

R16 also correlated with height (p < 0.0001) and weight (p < 0.03), according to the following equation:

R16 predicted (hPa · s · L-1) = 19.356 - 0.116 × height(cm) + 0.059 × weight (kg)

The standard deviation of the residual was 1.41. Rint correlated only with height (p < 0.0001), according to the following equation:

Rint predicted (hPa · s · L-1) = 16.145 - 0.074 × Height (cm)

The standard deviation of the residual was 1.39.

Comparison of Resistance and Spirometry Measurements

Baseline Measurements. Univariate linear regression showed that R0(SD), R16(SD), and Rint(SD), all correlated negatively with FEV1 (% predicted) (p = 0.0005, p < 0.01, and p < 0.0001, respectively) and with MEF50 (% predicted) (p < 0.0001, p < 0.002, and p < 0.0001, respectively). However, multivariate regression analysis with R0(SD), R16(SD), or Rint(SD) as the dependent variable and FEV1 (% predicted) and MEF50 (% predicted) as the independent variables showed that R0(SD) correlated only with MEF50 (p < 0.002), whereas Rint(SD) correlated only with FEV1 (p < 0.03). R16(SD) correlated preferentially, although not significantly, with MEF50 (p < 0.06). Group 1 children were divided into three subgroups according to their baseline FEV1 and MEF50 values. Anthropometric data and pulmonary function test results are summarized in Table 2.


                              
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TABLE 2

 ANTHROPOMETRIC DATA AND BASELINE PULMONARY FUNCTION TEST RESULTS OF CHILDREN ABLE TO PERFORM FORCED EXPIRATORY MANEUVERS, ACCORDING TO THEIR FEV1 AND MEF50 VALUES

Taking the subgroup of children with both FEV1 and MEF50 >=  80% of predicted values as reference, there was a gradual and significant increase in R0(SD), R16(SD), and Rint(SD) in children with low lung function parameter values, showing that children with decreased lung function parameters are also those with increased resistance values (Figure 3).


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Figure 3.   FOT and Rint baseline parameters: Rint(SD), open columns; R0(SD) gray columns; R16(SD), solid columns. Children were divided into three subgroups according to their baseline FEV1 and MEF50 values: (A) children with both FEV1 and MEF50 >=  80% of predicted values; (B) children with FEV1 >=  80% but MEF50 < 80% of predicted values; (C) children with both FEV1 and MEF50 < 80% of predicted values.

Figure 4 shows ROC curves corresponding to the sensitivity and specificity of possible cutoff points for R0(SD), R16(SD), and Rint(SD) to discriminate between children with lung function parameters < 80 or >=  80% of predicted values. The best results were obtained for R0(SD). At a given specificity, R0(SD) always had the highest sensitivity for children with low spirometric parameters. To discriminate between children with MEF50 < 80 or >=  80% of predicted values, the cutoff point of R0(SD) was -0.10, corresponding to 63% sensitivity and 80% specificity for the identification of children with MEF50 < 80%. To discriminate between children with FEV1 < 80 and >=  80% of predicted values, the cutoff point of R0(SD) was 0.30, corresponding to 67% sensitivity and 79% specificity. With the -0.10 cutoff, 80% of children with FEV1 < 80% of predicted values were identified.

Changes after bronchodilator inhalation. Seventy-one children received 200 µg of inhaled salbutamol and underwent flow-volume curve, FOT, and Rint measurements 15 min later. Nineteen children were considered to have significant reversibility, defined by Delta FEV1 >=  10%. The characteristics of these children are summarized in Table 3. Examples of measurements obtained in children with or without reversibility are presented in Figure 5. At baseline, responding children had higher R0(SD) and R16(SD) values than children with no significant response to salbutamol. No significant difference was observed for Rint(SD) measurements. After salbutamol inhalation the decrease in R0(SD) and R16(SD) was significantly more marked in children with a significant increase in FEV1, so that the difference in postbronchodilator R0(SD) and R16(SD) values between the two groups disappeared (Table 3). Delta Rint(SD) was also significantly more marked in children with a significant increase in FEV1. There was a strong correlation, both for FOT and Rint measurements, between baseline values and changes with bronchodilator [r = 0.77, p < 0.0001; r = 0.62, p < 0.0001; and r = 0.60, p < 0.0001 for R0(SD), R16(SD), and Rint(SD), respectively], showing that high baseline resistance values are associated with significant reversibility toward lower values after salbutamol inhalation in this population.


                              
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TABLE 3

 BASELINE AND POSTBRONCHODILATOR MEASUREMENTS IN CHILDREN ABLE TO PERFORM FORCED EXPIRATORY MANEUVERS


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Figure 5.   Examples of changes induced by bronchodilator inhalation in FOT measurements. Slopes calculated on the 4 to 16 Hz range and extrapolated to 0 Hz (R0) are represented. Four children with significant reversibility (A) and four children without significant reversibility (B) are presented before (left) and after (right) bronchodilator inhalation. Each child is represented either by a circle, a triangle, a square, or a diamond.

Figure 6 shows the ROC curves corresponding to the sensitivity and specificity of possible cutoff points for Delta R0(SD), Delta R16(SD) and Delta Rint(SD), to discriminate between children with significant reversibility (defined by Delta FEV1 >=  10%) and those with no significant reversibility. At a given specificity, changes in R0(SD) always identified responder children with the highest sensitivity. A decrease in R0(SD) of one or more [Delta R0(SD) =< -1] yielded 79% sensitivity and 71% specificity. Delta Rint(SD) was less useful for discriminating between the two subgroups: a decrease of one or more [Delta Rint(SD) =< -1] had 58% sensitivity and 79% specificity. As regards Delta R16(SD), the point of the curve closest to the upper left-hand corner corresponded to Delta R16(SD) =< -0.75 and yielded 63% sensitivity and 77% specificity.


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Figure 6.   ROC curve corresponding to the sensitivity and specificity of possible cutoff points for Delta R0(SD), Delta Rint(SD), and Delta R16(SD) for discriminating between children with significant reversibility (defined by an improvement of 10% or more in Delta FEV1) and those with no significant reversibility. SquaresDelta R0(SD); diamondsDelta Rint(SD); circlesDelta R16(SD).

Comparison of FOT and Rint Measurements in the Youngest Children (Group 2)

Twenty-five children were unable to perform forced expiratory maneuvers. All but one were preschool children under 6 yr of age. As in Group 1, higher baseline FOT and Rint values were significantly associated with larger decreases after bronchodilation, suggesting basal airway obstruction. However, the best correlation between baseline values and changes after salbutamol inhalation (n = 23) was clearly obtained for R0 measurements (Figure 7).


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Figure 7.   Correlations between baseline R0(SD), Rint(SD), and R16(SD) values and changes after bronchodilator inhalation [Delta R0(SD), Delta Rint(SD), and Delta R16(SD), respectively] in children unable to perform forced expiratory maneuvers (Group 2).

Significant reversibility in Group 1 children was best reflected by Delta R0(SD) =< -1. We thus tested the relevance of this R0 cutoff to Group 2 children. When comparing Group 2 with Group 1 children according to their response to the bronchodilator, mean Delta R0(SD), Delta R16(SD), and Delta Rint(SD) values were similar in the two groups (Table 4). No significant difference in Delta Rint(SD) between children with and without significant reversibility was found in Group 2. Group 2 children with Delta R0(SD) =< -1 had significantly higher baseline R0(SD), and R16(SD) values than Group 2 children with Delta R0(SD) > -1, but, after salbutamol inhalation, R0(SD) and R16(SD) returned to values similar to postsalbutamol values in Group 2 children without significant reversibility (Figure 8). Baseline Rint(SD) values were not significantly different between the two subgroups.


                              
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TABLE 4

 BRONCHODILATOR-INDUCED CHANGES IN FOT AND RINT PARAMETERS IN PRESCHOOL CHILDREN UNABLE TO PERFORM FORCED EXPIRATORY MANEUVERS*


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Figure 8.   Individual R0(SD), Rint(SD), and R16(SD) values in children unable to perform forced expiratory maneuvers (Group 2), at baseline and after bronchodilator inhalation. The children were divided into two subgroups according to the Delta R0(SD) cutoff defined in Group 1: open circles, Delta R0(SD) =< -1; closed circles, Delta R0(SD) > -1. Asterisks indicate significant differences (p < 0.05) between the two subgroups.

    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

We compared the interrupter technique and the FOT method for detecting airway obstruction and its reversibility in the pediatric setting. We showed that the FOT permits a reliable evaluation of bronchial obstruction and its reversibility in children as young as 3 yr (2). In particular, it was possible to define useful criteria for FOT measurements. The interrupter technique is another simple method for evaluating respiratory system resistance in children. However, the sensitivity and specificity of this method for assessing airway obstruction and its reversibility have rarely been investigated. The aims of our study were therefore to compare FOT results with resistance measurements obtained by the interrupter technique.

Our results confirm our previous results with the FOT in a new pediatric population, and demonstrate that the interrupter method underestimates resistance in children relative to R0 obtained with the FOT, especially in the youngest children. Furthermore, we show that, at a given specificity, R0 yields the highest sensitivity for identifying children with low lung function parameters or with a significant improvement after bronchodilator inhalation.

Differences in Resistance Measurements between FOT and Rint

R0 was higher than R16 and Rint in almost all the children. The difference between R0 and R16 or Rint gradually increased with increasing baseline values. Underestimation of resistance by Rint has previously been reported in children, in comparison with plethysmographic methods (20). This latter work suggested that the criteria used to estimate alveolar pressure from mouth pressure during occlusion could influence this underestimation. In particular, the underestimation could be increased by taking into account only the first part of the alveolar pressure plateau during occlusion, because of insufficient time for equilibration between alveolar pressure and mouth pressure. However, this possibility does not seem to be relevant to the present study as our results were not modified when we used the pressure value at the end of the occlusion time (RintE). Furthermore, the similar underestimation observed with Rint obtained by the interrupter technique, and R16 obtained by the FOT, argue for a common explanation, which could be the low capacity of R16 and Rint to reflect peripheral resistance. The difference between R0 and R16 reflects the frequency dependence of resistance in children. We estimated the frequency dependence of resistance by the slope of the 4- to 16-Hz regression equation and by its intercept at zero frequency. R0 is a purely empirical intercept and is not an estimate of respiratory resistance measured at frequencies approaching 0 Hz. Younger children had higher R0 values at baseline and a larger difference between R0 and R16, reflecting a more pronounced frequency dependence of resistance. This pattern has already been described in children (21) and may be related to differences in tissue viscoelastic properties or greater ventilation inhomogeneity, but has been explained mainly on the basis of increased peripheral resistance, which produces an asynchronous distribution of tidal volume between the airways and lung parenchyma (26). Indeed, young children have high peripheral resistance, which represents a higher fraction of total resistance than in adults (27), and total respiratory resistance becomes more frequency dependent as peripheral resistance increases (28). Thus, the higher peripheral resistance in younger children in comparison with older children and adolescents would directly explain the more pronounced frequency dependence of their total resistance (26). We have previously shown that R0 measurement is strongly influenced by the peripheral airway resistance level in children (2). The present study confirms the significant contribution of the peripheral airways to R0 but not to R16 or Rint. Indeed, multiple regression analysis showed that MEF50 was a highly significant determinant of the correlation between spirometric and resistance parameters at baseline for R0 but not for R16 or Rint. Furthermore, the difference between R0 and Rint correlated with MEF50 but not with FEV1. Assuming that MEF50 reflects small-airway caliber, it appears from our results that R0, but not R16 or Rint, might be a sensitive parameter for early identification of small-airway abnormalities in children. This is in agreement with previous physiological interpretations of these different parameters. R0 was shown to reflect instantaneous airway and tissue Newtonian resistance plus the delayed airway resistance resulting from gas redistribution (12). This latter resistance characterizes the frequency dependence of resistive impedance. In contrast, R16 and Rint would reflect only airway and tissue Newtonian resistance, without taking into account the delayed airway resistance resulting from gas redistribution (12, 13).

Identification of Baseline Airway Obstruction

Both FOT and interrupter measurements correlated with spirometric indices of bronchial obstruction such as FEV1 and MEF50. Children with FEV1 or MEF50 < 80% of predicted had higher mean R0, R16, and Rint values than children with spirometric parameters >=  80% of predicted. This increase was related to the degree of lung function abnormalities, the largest increase being observed in children with both low FEV1 and MEF50 values, and intermediate values being obtained in children with only a low MEF50 value. This good correlation between resistance and spirometric parameters in children has previously been reported with FOT by ourselves (2) and others (24, 29). Data on the interrupter method are more controversial. Carter and coworkers demonstrated a good correlation between conductance and FEV1 (5), whereas Oswald-Mammosser and coworkers found no difference in Rint between obstructed and nonobstructed children (20). Our data support R0 as a more reliable indicator of baseline lung function than Rint. We tested R0(SD) and Rint(SD) cutoffs to identify children with low lung function parameters. However, at a given specificity, R0(SD) cutoff values always yielded higher sensitivity. For example, to discriminate between children with FEV1 < 80 or >=  80% of predicted values with a chosen specificity of 80%, R0(SD) yielded 66% sensitivity whereas Rint(SD) yielded only 33% sensitivity. Similarly, to discriminate between children with MEF50 < 80 and >=  80% of predicted values with a chosen specificity of 80%, R0(SD) yielded 64% sensitivity, whereas Rint(SD) yielded only 46% sensitivity.

Postbronchodilator Changes in FOT and Rint Measurements

Salbutamol inhalation induced a decrease in FOT and Rint values that correlated strongly with the degree of basal airway obstruction. In routine procedures, the aim of testing a bronchodilator response is to identify subjects with significant reversibility of an airway obstruction attributable to asthma. A significant improvement in FEV1 was defined in our study by Delta FEV1 >=  10%. This index is more suitable than the percentage change in FEV1 in showing the reversibility of airway obstruction due to asthma, both in adults (17, 18) and in children (19). We found that children with a significant improvement in FEV1 after salbutamol inhalation were better identified by changes in R0 values than by changes in R16 or Rint. The Delta R0(SD) cutoff value defined by ROC curve analysis for the identification of children with a significant FEV1 improvement after bronchodilator inhalation was close to our previous results (2). At a specificity of 80%, the Delta R0(SD) cutoff yielded 69% sensitivity in our first study and 67% in this study. The best compromise between sensitivity and specificity corresponded to a decrease in R0 of 2.3 hPa · s · L-1 or more in our previous study and 2.5 hPa · s · L-1 or more (i.e., the standard deviation of the residual) in the present study. Results with Delta Rint(SD) were less favorable. Delta Rint(SD) =< -1, corresponding to a decrease in Rint of 1.4 hPa · s · L-1 or more, had 79% specificity and 58% sensitivity. As in our study, it has been reported that bronchodilator inhalation induces a significant decrease in Rint values in children with asthma (4, 6, 7). In particular, McKenzie and coworkers showed that preschool children with wheezing could be usefully identified by changes in Rint induced by a bronchodilator, but not by basal Rint values (6). However, none of these previous studies evaluating changes in Rint induced by bronchodilator inhalation have specifically defined criteria for the identification of children with significant reversibility. The lower performance we observed in our study with Rint measurements than with the FOT could first be explained by the low capacity of Rint to identify basal obstruction. Underestimation of high basal resistance values with Rint will limit the decrease after bronchodilator inhalation. The absence of a significant difference in basal Rint values between children with and without significant reversibility strongly supports this explanation. Furthermore, the relatively high coefficient of variation of Rint measurements, and the low-decrease cutoff value defining significant reversibility (1.4 hPa · s · L-1 or more), would favor greater overlap between changes in Rint values in children with and without significant reversibility.

FOT and Rint Measurements in Preschool Children

Because the FOT and interrupter technique are easily performed during normal, quiet breathing, they appeared ideally suited to young children. Although many studies have evaluated these two techniques in preschool children (3, 4, 6, 7, 29- 31), few have compared their respective usefulness in this age range. Bisgaard and Klug found that the oscillation technique was significantly more sensitive than the interrupter technique to assess methacholine-induced changes in lung function (3). The few data available about the reversibility of bronchial obstruction suggest a greater sensitivity of the oscillation technique (3, 30). Our data highlight the limitations of Rint measurements in preschool children. In this age range, baseline resistance values are higher, and the underestimation of these values by Rint is larger. After bronchodilator inhalation, the correlation between baseline values and bronchodilator-induced changes was clearly better for R0 than for Rint. Furthermore, the use of cutoffs defined with reference to spirometric parameters in older children allowed us to clearly identify subgroups of young children according to their variations in R0 after bronchodilator inhalation. Children with large changes in R0 values after bronchodilation [Delta R0(SD) =< -1] had high R0 values at baseline that returned to normal after bronchodilation. Such results were not obtained for Rint values. Our results therefore suggest that, in preschool children, R0 is more useful than Rint for detecting reversible basal airway obstruction. This is probably because R0 can reflect changes in the frequency dependence of resistance, whereas R16 and Rint are only a single measurement of resistance.

In conclusion, we demonstrate, in children as young as 3 yr, that FOT provides a more reliable evaluation of bronchial obstruction and its reversibility than does the interrupter technique. The usefulness of Rint measurements may be limited by the underestimation of resistance and by their poor assessment of peripheral airway resistance.


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FIgure 4. ROC curve corresponding to the sensitivity and specificity of possible cutoff points for R0(SD), Rint(SD), and R16(SD), for discriminating between children with baseline lung function parameters < 80 and >=  80% of the predicted value. (A) Baseline FEV1 as reference; (B) baseline MEF50 as reference. Squares, R0(SD); diamonds, Rint(SD); circles, R16(SD).
    Footnotes

Correspondence and requests for reprints should be addressed to Christophe Delacourt, Service de Pédiatrie (Pr Reinert), Centre Hospitalier Intercommunal de Créteil, 40 avenue de Verdun, 94000 Créteil, France. E-mail: christophe.delacourt{at}chicreteil.fr.

(Received in original form October 27, 2000 and in revised form April 16, 2001).

    References
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
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