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Am. J. Respir. Crit. Care Med., Volume 163, Number 4, March 2001, 1018-1020

Effect of Edentulism on Spirometric Tests

CATERINA B. BUCCA, STEFANO CAROSSA, PAOLA COLAGRANDE, LUISA BRUSSINO, GIOVANNI CHIAVASSA, PAOLO PERA, GIOVANNI ROLLA, and GIULIO PRETI

Dipartmento di Scienze Biomediche e Oncologia Umana and Cattedra di Protesi Dentaria, Università di Torino, Turin, Italy; and Cattedra di Protesi Dentaria, Università di Genova, Genoa, Italy




    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The impact of denture wear in edentulous subjects while performing routine spirometric measurements has never been systematically investigated. We compared the values of FVC, FEV1, PEFR, FEF50%, FIV1, and FIF50% recorded with and without dentures in three groups of edentulous subjects: 36 asymptomatic subjects with normal spirometry (N), 22 patients with chronic obstructive pulmonary disease (COPD), and 18 with interstitial lung disease (ILD). In 14 subjects retropharyngeal space with and without dentures was assessed by cephalometry. Subjects with N and ILD had significantly lower airflow rates without dentures, whereas subjects with COPD had no significant difference in spirometric values recorded with or without dentures. The retropharyngeal space was significantly decreased by removing dentures (from 1.52 ± 0.07 to 1.16 ± 0.09 cm, SEM, p < 0.0001). These findings indicate that in edentulous subjects with a normal or restrictive pattern, the recording of flow-volume curves with or without dentures produces small but significant differences. Although such differences do not appear to have clinical significance, the fact that when dentures are used some respiratory flows are higher would favor the use of dentures in edentulous subjects during spirometric evaluation.



    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

It is well known that edentulism produces a decrease in size and tone of the pharyngeal musculature (1). We recently observed that edentulism, by decreasing retropharyngeal space, favors the occurrence of obstructive sleep apneas (2). We wondered whether edentulism may influence spirometric measurements. To our knowledge, this problem has never been systematically investigated and we could not find any advice on this subject in American Thoracic Society (ATS) (3) or European Respiratory Society (ERS) (4) guidelines for spirometry. The subject is mentioned in a few books on pulmonary function testing, some recommending that edentulous subjects should remove dentures during spirometric measurements (5) and others advising that dentures should not be removed unless they are poorly fitting (6, 7). The aim of this study was to determine whether in edentulous subjects performing spirometry without dentures produces significant changes in lung volumes and airflow rates and whether such an effect, if any, is conditioned by preexistent lung function abnormalities.


    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Spirometry was recorded with and without dentures in 36 asymptomatic healthy subjects (N) with spirometric values within the normal range (4), 22 patients with airway obstruction (FEV1/vital capacity [VC] ranging from 32% to 63%) due to chronic obstructive pulmonary disease (COPD), and 18 patients with restrictive pattern (total lung capacity [TLC] ranging from 58% to 80% of predicted, and FEV1/VC over 70%) due to interstitial lung disease (ILD). Subjects with a combined obstructive and restrictive pattern, with recent exacerbation of bronchopulmonary disease, with poor retention and stability of dentures (diagnosed by expert dentists), and who were not able to perform repeated respiratory efforts were excluded from the study. The study was approved by a local ethical committee and subjects gave their informed consent.

The subjects performed two consecutive sets of spirometric tests 15 min apart, one wearing dentures and the other without dentures, in randomized sequence. The measurements were performed following the ATS guidelines on spirometry (3). The subjects were in the seated posture, wearing nose clips, and were connected to a computerized water-sealed spirometer (BAIRES system, Biomedin, Padua, Italy), through a rubber mouthpiece with a gum shield that ensured an airtight fit. Cardboard tubes could not be used because most of the subjects had difficulty in sealing their lips around the mouthpiece without dentures. At the first set of measurements (with or without dentures, depending on randomization), not less than five maximal flow-volume loops were recorded, until three acceptable curves with FVC and FEV1 reproducible to within 0.2 L were obtained. From the three acceptable curves selected with and without dentures, the largest FVC, FEV1, and peak expiratory flow rate (PEFR) were calculated and used in the analysis. Forced expiratory flow (FEF50%), forced inspiratory volume (FIV1), and forced inspiratory flow (FIF50%) were calculated from the "best test curve," that is the one with the highest sum of FVC and FEV1 (3), obtained with and without dentures. A subgroup of subjects (five N, four ILD, and five COPD) underwent cephalometric assessment of retropharyngeal space with and without dentures (8).

Statistical Analysis

The comparisons of spirometric values with and without dentures within each group and the comparisons among groups were performed with repeated measures and ordinary ANOVA, using the Bonferroni multiple comparisons test for selected pairs of columns. Chi-square test was used for comparing prevalences among groups. For each test a p value below 0.05 was considered significant.


    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

As shown in Table 1, the three groups differed in age (lowest in the ILD group), men prevalence (greatest in the COPD group), and spirometric values. In Table 2 are reported the mean values of the tests obtained with and without dentures in each group. Removing dentures produced a decrease in lung volumes and airflow rates both in the N and in the ILD groups, which was significant for PEFR, FEF50%, and FIF50% in the N group, and for PEFR and FEF50% in the ILD group. By contrast, in the COPD group the values of spirometric tests with or without dentures were similar. The PEFR showed the greatest decrease, particularly in the N group. Although in all the groups FEV1 was only slightly and not significantly lower without dentures, its decrease exceeded the reproducibility criterion of 5% in 18 normal subjects (50%), 6 ILD patients (33%), and only 1 COPD patient (comparison among the three groups chi 2 = 12.8, p = 0.0017).


                              
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TABLE 1

 CHARACTERISTICS OF THE THREE GROUPS*


                              
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TABLE 2

 MEAN VALUES ± SEM OF SPIROMETRIC VARIABLES WITH AND WITHOUT DENTURES IN THE THREE GROUPS

In Figure 1 are given three representative examples of the changes in the shape of the flow-volume loop induced by removing dentures in each group. In normal subjects without dentures there was a marked decrease in both inspiratory and expiratory airflow rates, in the patients with ILD the decrease in airflow rates was milder, whereas in the patient with COPD the loop was even better without dentures. Cephalometric data, available in only 14 subjects, showed that removing dentures produced a significant decrease in retropharyngeal space, either in the overall subjects (from 1.52 ± 0.07 to 1.16 ± 0.09 cm, SEM, p < 0.0001) or within each group (N: from 1.47 ± 0.18 to 1.14 ± 0.24 cm, SEM, p = 0.032; COPD: from 1.64 ± 0.08 to 1.2 ± 0.08 cm, SEM, p = 0.0124; ILD: from 1.44 ± 0.05 to 1.12 ± 0.10 cm, SEM, p = 0.045). The mean values of the retropharyngeal spaces of the three groups were similar, either with or without dentures.



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Figure 1.   Flow-volume loops with (dotted line) and without dentures, superimposed, representative of the group of normal subjects, of patients with ILD, and of patients with COPD.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

The results of this study show that in edentulous subjects the use of dentures while performing spirometry produced a small but significant improvement in some airflow rates in both normal subjects and patients with ILD, whereas it caused no change in patients with COPD. The main effect of dentures use was manifested by improvement in PEFR, FEF50%, and FIF50% in normal subjects, and in PEFR and FEF50% in patients with ILD. FVC and FEV1 showed no significant change in any group. However, looking at individual values, the decrease in FEV1 by removing dentures exceeded its reproducibility criterion of 5% in half of the normal subjects and in one-third of the patients with ILD.

Although the mechanism by which edentulism affects spirometry has to be investigated, we may suppose that it favors pharyngeal collapse (9) through a decrease in size and tone of the pharyngeal musculature (1). This hypothesis is sustained by the significant decrease in retropharyngeal space after removing dentures observed by cephalometry. The examples given in Figure 1 were obtained by superimposing the flow-volume loops with and without dentures in a representative case of each group. In normal subjects, removing dentures produced a marked decrease in PEFR and inspiratory airflow rates, consistent with a decrease in extrathoracic airway caliber (10, 11), whereas in patients with ILD all airflow rates were proportionally reduced. By contrast, in patients with COPD airflow rates were even better without dentures. Actually, patients with COPD as a group, despite a decrease in retropharyngeal space similar to that of N subjects and subjects with ILD, had no significant worsening of spirometric values after removing dentures. We may suppose that pharyngeal obstruction attenuated the dynamic compression of the airway wall due to increased intrathoracic airway resistance, in the same way as pursed-lip breathing. This explanation is in agreement with the observation of Higenbottam and Payne (12) that in patients with COPD the glottic width narrows with the progression of airflow obstruction, analogous to expiration through pursed lips.

According to the ATS guidelines for spirometry interpretation (13) the only measurements that should be used for interpretation of ventilatory defects are FVC, FEV1, and FEV1/VC. Because these variables did not change with or without the use of dentures, the classification of the ventilatory defect and the degree of severity of the ventilatory defect did not change. Therefore the use or nonuse of dentures in edentulous subjects during spirometric measurements does not have clinical relevance and will not likely impact patient management. However, because small albeit significant increases in some respiratory flows (PEFR, FEF50%, and FIF50%) in normal subjects and patients with ILD were observed with dentures on, the use of dentures, when properly fitted, should be recommended for the measurement of spirometry. This recommendation seems particularly relevant in the elderly, considering that edentulism troubles 18% of the subjects over 60 yr of age and that its prevalence will remain constant over the next 30 yr (14).


    Footnotes

Correspondence and requests for reprints should be addressed to Caterina B. Bucca, Dipartimento di Scienze Biomediche e Oncologia Umana, via Genova 3, 10126 Torino, Italy. E-mail: caterina.bucca{at}unito.it

(Received in original form May 5, 2000 and in revised form December 16, 2000).

Acknowledgments: This work is funded by the Italian Ministry of University and Scientific Technologic Research.
    References
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

1. Budtz-Jorgensen E. The edentulous patient. In: Öwall B, Käyser AE, Carlsson GE, editors. Prosthodontics: principles and management strategies. London: Mosby-Wolfe; 1995.

2. Bucca C, Carossa S, Pivetti S, Gai V, Rolla G, Preti G. Edentulism and worsening of obstructive sleep apnoea. Lancet 1999; 353: 121-122 [Medline].

3. American Thoracic Society. Standardization of spirometry. Am J Respir Crit Care Med 1995;152:1107-1136.

4. Quanjer PH, Tammeling GJ, Cotes JE, Pedersen R, Peslin R, Yernault JC. Lung volume and forced ventilatory flows: report of working party, standardization of lung function tests, European Community for Steel and Coal---official statement of the European Respiratory Society. Eur Respir J 1993;6(Suppl 16):5-40.

5. Morris AH. Clinical pulmonary function testing: a manual of uniform laboratory procedures, 2nd ed. Salt Lake City, UT: Intermountain Thoracic Society; 1984.

6. Wanger J. Pulmonary function testing: a practical approach, 1st ed. Baltimore: Williams & Wilkins; 1992.

7. Cotes JE. Assessment of bellows and mechanical attributes of the lung. In: Cotes JE, editor. Lung function, 5th ed. Oxford: Blackwell Scientific Publications; 1993.

8. Athanasiou AE, Papadopoulos MA, Mazaheri M, Lagoudakis M. Cephalometric evaluation of pharynx, soft palate, adenoid tissue, tongue, and hyoid bone following the use of mandibular repositioning appliance in obstructive sleep apnea patients. Int J Adult Orthod Orthognat Surg 1994; 9: 273-283 .

9. Schwartz AR, O'Donnel CP, Baron J, Schubert N, Alam D, Samadi SD, Smith PL. The hypotonic upper airway in obstructive sleep apnea. Am J Respir Crit Care Med 1998; 157: 1051-1057 [Abstract/Free Full Text].

10. Miller RD, Hyatt RE. Evaluation of obstructing lesions of the trachea and larynx by flow-volume loops. Am Rev Respir Dis 1973; 108: 475-481 [Medline].

11. Bucca C, Rolla G, Brussino L, De Rose V, Bugiani M. Are asthma-like symptoms due to bronchial or extrathoracic airway dysfunction? Lancet 1995; 346: 791-795 [Medline].

12. Higenbottam T, Payne J. Glottis narrowing in lung disease. Am Rev Respir Dis 1982; 125: 746-750 [Medline].

13. American Thoracic Society. Lung function testing: selection of reference values and interpretative strategies. Am Rev Respir Dis 1991;144: 1202-1218.

14. Douglass CW. Prosthodontics 21. Clinical practice: delivery of services. J Prosthet Dent 1990; 64: 275-283 [Medline].





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