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ABSTRACT |
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To investigate the progressive nature of mechanical ventilatory constraints with aging, we studied 20 young (age 39 ± 3 yr), 14 senior (70 ± 2 yr), and 11 elderly (88 ± 2 yr) men and women during exercise. All subjects had normal pulmonary function and performed graded cycle ergometry to exhaustion. Minute ventilation (
E), lung volume, and expiratory airflow limitation (EAFL) were measured
during each 1-min increment in work rate. Data were analyzed by two-way analysis of variance
(ANOVA; age × gender) at rest, ventilatory threshold (VTh), and peak exercise. If an interaction was
present, each gender was analyzed with a one-way ANOVA. Aging resulted in an increased
E for a
given submaximal work rate, although
E during peak exercise was lowest in the elderly group (p < 0.01). End-expiratory lung volume (EELV, % of TLC) in men increased progressively with age and all
groups were different at VTh (p < 0.01) and peak exercise (p < 0.01). In women, EELV (% of TLC)
also increased with aging, the senior and elderly subjects had a greater EELV at VTh (p < 0.01) and peak exercise (p < 0.01) than the young group. Additionally, the normal decrease in EELV during the
early stages of exercise was not observed in elderly subjects. End-inspiratory lung volume (EILV) also
progressively increased with aging; senior and elderly subjects had a higher EILV at rest (p < 0.05),
VTh (p < 0.01), and peak exercise (p < 0.01) than young subjects. EAFL (% of VT) increased with aging; elderly subjects experienced greater EAFL at rest (p < 0.05), VTh (p < 0.01), and peak exercise (p
< 0.01) than both young and senior subjects. We conclude that mechanical ventilatory constraints
are progressive with aging, elderly subjects demonstrating marked mechanical ventilatory constraints during exercise. The impact of these constraints on exercise tolerance cannot be determined
from this investigation and remains unclear. DeLorey DS, Babb TG. Progressive mechanical ventilatory constraints with aging.
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INTRODUCTION |
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Aging is associated with a progressive decline in lung function,
mainly because of a loss of elastic recoil (1, 2). The loss of elastic recoil of the lung with aging results in reduced maximal
expiratory flow rates, and an increase in resting functional residual capacity (FRC). Recently, studies have reported that older subjects approach mechanical ventilatory limitations
during exercise more so than younger subjects (3). Johnson
and Dempsey (3) have shown that when relatively fit, healthy
older subjects experience mechanical ventilatory constraints
they alter their tidal volume (VT) and breathing frequency (fb)
during exercise to achieve an appropriate ventilatory response
for the metabolic demand. Additionally, previous work in our
laboratory on 65- to 75-yr-old subjects (4) indicated that older
sedentary subjects have little reserve for accommodating an
increase in ventilatory demand. These studies (3, 4) suggest
that the presence of mechanical constraints to minute ventilation (
E) during exercise affects not only the mechanical limits to ventilatory output, but also the regulation of ventilation
during heavy-to-maximal exercise.
What remains unknown is the extent of ventilatory constraints beyond the age of 75 yr. To our knowledge a systematic study of mechanical ventilatory constraints during exercise in individuals in the ninth and tenth decades of life has never been conducted. McClaran and coworkers (5) who conducted a longitudinal study on aging and lung function only examined subjects with a mean age of 67 for a 6-yr period. Furthermore, it has been suggested that the decline in pulmonary function may be greater in older subjects, thus making them more susceptible to mechanical ventilatory constraints. For example, Ware and coworkers (6) recently reported that the rate of decline in pulmonary function is greater than would be predicted by cross-sectional studies and that there is a nonlinear decrease in pulmonary function beyond the age of 50. Additionally, McClaran and coworkers (5) demonstrated that the decline in pulmonary function with aging is not modified by habitual physical activity nor high aerobic capacity.
The findings of Ware and coworkers (6) and McClaran and coworkers (5) indicate that individuals in the ninth and tenth decades of life may be predisposed to marked mechanical ventilatory constraints during exercise simply as a result of living to that age. This is not to imply that these mechanical ventilatory constraints limit exercise (i.e., ventilatory limitation to exercise). However, if the decline in normal lung function exceeded that of the cardiovascular system then ventilatory function could be a limiting factor to exercise. This, however, would require extensive cardiovascular and respiratory measurements to prove and is by no means within the scope of the present study. Nevertheless, we do agree with Ware and coworkers (6) and McClaran and coworkers (5) and would predict mechanical ventilatory constraints to be greater with advancing age, however, this has not been tested. In fact, there are limited studies on pulmonary function beyond the age of 65 to determine the extent of mechanical ventilatory constraints during exercise. Considering the possibility of an increased decline in pulmonary function beyond age 50, the extrapolation of available findings to subjects 85 to 95 yr of age is extremely difficult and questionable at best.
To investigate the progressive nature of mechanical ventilatory constraints with aging, we chose to study 20 young (age
35 to 45 yr), 14 senior (65 to 75 yr), and 11 elderly (85 to 95 yr) subjects with normal pulmonary function. It was hypothesized
that lung function would progressively decrease with aging,
and that senior and elderly subjects would experience greater
mechanical ventilatory constraints during exercise evidenced
by reduced
max rates and increased lung volumes, which in
combination with expiratory airflow limitation (EAFL) would
reduce VT reserve in the elderly and leave them with increases
in f as their only avenue to increase
E.
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METHODS |
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Subjects
Three groups of subjects were recruited through local advertisements. Twenty young (35 to 45 yr), 14 senior (65 to 75 yr), and 11 elderly (85 to 95 yr) subjects were included for study. In accordance with the institutional review board, all details of the study were discussed with the volunteers and informed consent was obtained. All qualified participants were familiarized to exercise on the cycle ergometer and instructed to avoid exercise, food, and caffeine for at least 2 h prior to exercise testing.
No subject had a history of asthma, cardiovascular disease, or musculoskeletal abnormalities that would preclude maximal exercise, or had participated in regular vigorous exercise for the last 6 mo. Subjects not meeting these guidelines were excluded as well as individuals with respiratory symptoms.
Pulmonary Function
All subjects had standard spirometry, lung volume, and diffusing capacity determinations (model 6200 body plethysmograph, SensorMedics, Yorba Linda, CA). Pulmonary function was performed according to guidelines of the American Thoracic Society (7). Predicted values for flow rates were based on norms by Knudson and others (8). Normative data for FVC, and FEV1/FVC in elderly subjects were from Enright and colleagues (9).
Maximal flow-volume loops were measured in a pressure-corrected volume-displacement body plethysmograph to eliminate the gas compression artifact (SensorMedics 6200). Exercise tidal flow- volume loops were compared with this maximal flow-volume loop.
Study Protocol
Pulmonary function tests and a resting electrocardiogram (ECG) were performed as an initial screening. If subjects met inclusion criteria for the study, they returned to the laboratory on a separate day for maximal exercise testing. Some of the subjects in the young and senior groups were part of smaller studies and completed additional exercise tests (4, 10, 11). The elderly subjects were only involved in this study, therefore, their data were collected after completion of data collection for the young and senior subjects.
Gas Exchange Measurements
Measurements of oxygen uptake (
O2) and carbon dioxide production (
CO2) were made with the use of a computerized custom gas exchange system (NEC 486DX). Gas samples were drawn continuously at 60 ml/min from the mouthport and were analyzed with a mass spectrometer (model 1100; Marquette Electronics). Expired volume was
measured at the mouth with a turbine flow device (Interface Associates, Aliso Veijo, CA). Subjects breathed through a mouthpiece attached to the flow device via a saliva trap (Interface Associates), which was attached to a two-way nonrebreathing valve (Model 2700; Hans Rudolph, Kansas City, MO). Elderly subjects had a Hans Rudolph four-way directional valve (model 2540) placed in line. Total system dead space was 175 ml for the breathing apparatus used by the
elderly subjects and 120 ml for the breathing apparatus used by the
young and senior groups. System resistance was < 2 cm H2O per L/s
through 6 L/s for expiration regardless of setup. A noseclip was worn
during rest and exercise data collections.
Ventilatory threshold (VTh) was determined from a combination
of gas exchange methods (12, 13). With these methods VTh was defined as the point at which
E rises in proportion to
CO2 and disproportionally to
O2. We used VTh to differentiate between light-to-moderate and heavy-to-maximal exercise. VTh was designated as the
work rate that was most congruent among the different threshold determination methods. However, the determination of VTh in elderly subjects was problematic because a break point in
E was less apparent in that group, thus more emphasis was placed on the modified V-slope method of Sue and colleagues (14) to determine VTh in these
subjects. This method has been shown to be effective in determining
VTh in subjects who display a blunted ventilatory response to metabolic acidosis (14). Determinations of VTh were made independently
by two investigators.
Expiratory and Inspiratory Flow Measurements
To measure both expiratory and inspiratory flow continuously during the maximal exercise test, the Hans Rudolph valve (model 2700) was connected to separate inspiratory and expiratory pneumotachographs via large-bore breathing tubes (model 4813, Hans Rudolph; Validyne pressure transducers, model MP45, ± 2 cm H2O; and model CD19A amplifiers, Northridge, CA). The expired pneumotachograph was heated (Hans Rudolph, model 3850A). The separate expiratory and inspiratory flow signals were joined to give one bi directional flow signal (Validyne Buffer Amplifier, model BA112, Northridge, CA) and volume was determined from the digital integration of the single flow signal. The pneumotachographs were checked for linearity before the study using known flow rates. Calibration of volume was checked before each test using a calibrated syringe. Flow and volume were displayed on a strip chart recorder (model MT 95000; AstroMed, West Warwick, RI) and sampled realtime (100 Hz) on a computer (486Dx).
Breathing Mechanics
Inspiratory capacity (IC) was measured at rest and during the exercise to determine placement of tidal flow-volume loops within the maximal flow-volume loop. Measurement of IC was performed by having the subjects, on cue from the investigator, inhale maximally to TLC. It was assumed that TLC does not change significantly during exercise (15, 16). The subjects in this study were able to perform the procedure without difficulty.
End-expiratory lung volume (EELV) was estimated from measurement of IC (EELV = TLC
IC) and reported as a percentage of
TLC [(EELV/TLC)*100]. End-inspiratory lung volume was calculated (EILV = EELV + VT) and expressed as a percentage of TLC
[(EILV/TLC)*100].
Exercise Protocol
Testing began with the subjects seated on the cycle ergometer while baseline measurements were made. After 3 min of baseline measurements, the subjects performed graded cycle ergometry on an electronically braked cycle ergometer (model CPE 2000; MedGraphics, St. Paul, MN). Initial workloads and increments in work were selected for each group and gender. Young men began exercising at 30 W and the work rate was increased by 30 W each minute, whereas young females began exercising at 20 W and the work rate was increased by 20 W each minute. The initial work rate for senior males was 20 W with 20-W increments every minute, and senior females had an initial work rate of 10 W which was incremented by 10 W each minute. Elderly males began exercise at 10 W and the work rate was incremented by 10 W each minute, whereas elderly females began at 5 W and the work rate was incremented by 5 W every minute. Test termination criteria included volitional exhaustion, pedal rate not maintained at > 50 rpm, or observation of ECG changes. Gas exchange measurements were made during each increment in work rate. IC was measured during the last 20 s of each exercise increment and tidal flow-volume loops were measured continuously. At each work rate the ECG was monitored continuously through the use of a 12-lead ECG (Model CS 100; Schiller, Baar, Switzerland) and blood pressure was monitored with the use of an automated system (Suntech 4240; Raleigh, NC).
Maximal flow-volume loops were determined at rest, while the subjects were seated on the cycle ergometer just before the baseline measurements, and within 2 min after terminating exercise to determine if exercise had induced bronchodilation.
Data Analysis
VT, f, and
E were calculated from the dual pneumotachograph volume signal by an interactive computer program developed in this laboratory. The interactive computer program was also used to generate
exercise tidal flow-volume loops, which were then placed within the
maximal flow-volume loop. A typical tidal flow-volume loop was
chosen from the breaths preceding the maximal inspiration and were
positioned within the maximal flow-volume loop according to the
measured IC. A breath was considered typical if it had similar volume
and flow characteristics as the other breaths before the IC. Also calculated was EAFL, defined as the percentage of VT (%VT) where tidal
expiratory flow impinged on maximal expiratory flow in the elderly
subjects. Because most subjects in the young and senior groups were
participants in separate concurrent studies (4, 10, 11), it was possible
to confirm EAFL in these subjects with transpulmonary pressure
(Ptp) measurements. In these subjects, EAFL was defined as the
%VT where tidal expiratory flow impinged on maximal expiratory
flow and where Ptp simultaneously exceeded the minimal critical
pressure necessary to obtain maximal flow (Pcrit). Data were analyzed at rest, at VTh, and during peak exercise.
The ventilatory response to exercise was determined below and
above VTh by least-squares regression. The slope of
E versus work
rate was calculated individually on all the points between rest and
VTh (3.8 ± 0.7, 3.9 ± 0.6, 4.0 ± 1.6 points for young, senior, and elderly groups, respectively) and between VTh and peak exercise (4.9 ± 0.8, 5.7 ± 0.9, 5.7 ± 1.3 points for young, senior, and elderly groups,
respectively). The fit of these data was considered good based upon
the average coefficient of determination (R2), which below VTh was
0.98 ± 0.02, 0.97 ± 0.03, and 0.98 ± 0.02, and above VTh, the average
was 0.96 ± 0.03, 0.96 ± 0.02, and 0.95 ± 0.03 for young, senior, and
elderly groups, respectively. The individual slopes were then averaged
and used as indicators of ventilatory response below and above VTh.
To compare the
O2 and work rate relationship across groups that used
different increments in work rate, we utilized the above method to calculate the slope of
O2 versus work rate between the initial work rate
and VTh. The average R2 below VTh was 0.98 ± 0.03, 0.98 ± 0.02, 0.98 ± 0.03, and above VTh, the average was 0.98 ± 0.02, 0.98 ± 0.02, and 0.97 ± 0.02 for young, senior, and elderly groups, respectively.
Differences between groups were determined with a two way analysis of variance (ANOVA; age × gender). If an interaction was present, each gender was analyzed with a one-way ANOVA. Multiple contrasts were performed between groups when a significant F ratio was detected. Relationships among variables were determined by Pearson correlation coefficients. When the difference between only two means was to be tested (i.e., slopes below and above VTh), paired t tests were used. A p value < 0.05 was considered significant.
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RESULTS |
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Subjects
Subject characteristics are shown in Table 1. In the young group there were 12 women (40 ± 1 yr, 164 ± 2 cm, 64 ± 3 kg, mean ± SD) and eight men (38 ± 1 yr, 178 ± 3 cm, 79 ± 4 kg). The senior group was made up of six women (70 ± 1 yr, 162 ± 3 cm, 61 ± 4 kg) and eight men (69 ± 1 yr, 178 ± 2 cm, 79 ± 2 kg). There were six women (88 ± 1 yr, 159 ± 3 cm, 59 ± 3 kg) and five men (87 ± 1 yr, 173 ± 5 cm, 67 ± 6 kg) in the elderly group. Four members of the young group had smoked 11 ± 4 pack-years and had quit 12 ± 8 yr ago. Seven senior subjects smoked for 26 ± 17 pack-years and had quit for 15 ± 2 yr. Six elderly subjects had a 20 ± 24 pack-year smoking history and had quit 31 ± 12 yr ago.
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Pulmonary Function
Pulmonary function data are presented in Table 2. Based on predicted values (8, 9) all subjects had normal pulmonary function. However, in absolute terms, and in agreement with other studies (1, 2), aging resulted in a progressive decrease in expiratory flow rates and vital capacity (VC), as well as an increase in residual volume. Additionally, the FEV1/FVC ratio and peak expiratory flow (PEF) as a percent of predicted appeared to be decreasing with aging. However, as Enright (9) points out the FEV1/FVC ratio declines with aging and values below 70% do not necessarily indicate obstruction in older individuals. Furthermore, the apparent decrease in PEF (%pred) was most likely related to the use of a prediction equation that was not generated for the elderly population. The American Thoracic Society (17) has recommended that "reference equations should, in general, not be extrapolated for ages or heights beyond those covered by the data that generated them." Although every attempt was made to avoid this situation, prediction equations developed for individuals in the ninth and tenth decades of life are not readily available, thus the interpretation of some pulmonary function variables must be made with caution. Despite a modest smoking history in the senior and elderly subjects, their pulmonary function did not appear to be reduced beyond what would be expected with normal aging.
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Exercise Capacity
Table 3 lists the peak exercise values obtained during testing.
Comparison with predicted values for
O2 (18), heart rate (HR)
(19), and the respiratory exchange ratio (RER) demonstrated maximal effort during testing and normal cardiorespiratory
fitness for all three groups. However, the use of prediction
equations and the determination of relative cardiorespiratory
fitness with the elderly subjects was problematic because prediction equations for this age group are not available in the literature, and because elderly subjects may not be accustomed
to maximal exercise, and the criteria for assessing a maximal
effort during an exercise test in young subjects may not be applicable to this population. With these limitations in mind, we
closely watched for subjective signs of a maximal effort (e.g.,
fatigue) and were satisfied that all subjects had given a maximal effort. Two elderly subjects had ECG abnormalities at
peak exercise and testing was discontinued concurrent with
volitional exhaustion. Although these ECG changes are not
uncommon at peak exercise in individuals of this age, these
findings were reported to the subject's primary care physicians for further evaluation; and because the changes occurred simultaneously with exhaustion, we accepted these tests as representative of maximal exercise capacity in these elderly subjects. These subjects were asymptomatic and had achieved
90% of predicted maximal
O2 and HR when the ECG abnormalities occurred, thus their data were included for analyses. Furthermore, we felt that exercise capacity was not limited by cardiac dysfunction in these subjects, although the
potential exists to underestimate exercise capacity and the extent of mechanical constraints to
E in these two subjects. The
rating of perceived exertion (RPE) and rating of perceived breathlessness (RPB) values were lower in the elderly than in the senior subjects, although they were not significantly different from the young subjects, suggesting that the elderly subjects' effort was at least as great as that of the young subjects.
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Ventilation and Ventilatory Response to Exercise
E is plotted against work rate in Figure 1, panel A. No significant differences were observed in
E between groups at rest or VTh. At peak exercise, elderly subjects had a lower
E (p < 0.01) than both young and senior subjects, whereas
E was not different between young and senior subjects. Ratio of minute
ventilation to maximal voluntary ventilation (
E/MVV [%])
(Table 3) was also significantly lower (p < 0.01) in the elderly
subjects than in the young and senior groups at peak exercise.
E/MVV was not significantly different between young and
senior subjects at peak exercise. To determine if the decrease
in
E at maximal exercise (
Emax) was related to the decline
observed in baseline pulmonary function, a correlation matrix
was completed. Among all subjects a significant correlation
(r = 0.88, p < 0.001) was observed between FEV1 and peak
E. To account for the effect of body size on this correlation,
the relationship between
E/predicted forced vital capacity
(PFVC) and FEV1 was examined.
E/PFVC was significantly correlated (r = 0.47, p < 0.01) with FEV1.
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As indicated in Figure 1, aging resulted in a progressive increase in
E for a given submaximal work rate. To more appropriately examine this apparent increase in submaximal
E,
we analyzed the ventilatory response to exercise (i.e., the
slope of
E versus work rate). The ventilatory response below
VTh was significantly greater (p < 0.01) in elderly (0.82 ± 0.40 L/min/W) subjects than in young (0.28 ± 0.05 L/min/W) and
senior (0.41 ± 0.12 L/min/W) subjects. The ventilatory response
to exercise below VTh was not significantly different between
the young and senior subjects. The ventilatory response to exercise above VTh (i.e., between VTh and maximal exercise
[max]) was not significantly different between groups (slopes:
0.62 ± 0.13 L/min/W, 0.74 ± 0.22 L/min/W, 0.64 ± 0.22 L/min/W,
for young, senior, and elderly groups, respectively).
To examine the ventilatory response relative to body size
and exercise capacity,
E/PFVC was plotted against work rate
as a percentage of maximum (Figure 1, panel B).
E/PFVC
was also elevated in elderly subjects below VTh, indicating
that the increase in submaximal
E was not simply the result
of body size or differences in incremental work rate. Above
VTh, the ventilatory response was "flattened" in the elderly
subjects suggesting that the elderly subjects had utilized a
larger percentage (58 ± 9%) of their peak
E relative to the
young (33 ± 8%) and senior (37 ± 9%) subjects in response to
exercise below the VTh. Thus, they were unable to further increase the rate of
E above VTh in contrast to the young and
senior subjects.
Because the increase in submaximal
E could not be explained by differences in body size or exercise capacity, we
wondered if the increase in
E below VTh could be the result
of an increased metabolic demand in the elderly. To examine
the relationship between
O2 and work rate, we calculated the
slope of
O2 versus work rate between the initial work rate
and VTh. The slope of
O2 versus work rate below VTh was
significantly higher in elderly subjects than young (p < 0.01)
subjects (slopes: 10.8 ± 2.3 ml/min/W, 14.2 ± 3.7 ml/min/W,
17.2 ± 7.8 ml/min/W for young, senior, and elderly groups, respectively). The difference between the young and senior
groups was not significantly different, suggesting that an increased metabolic demand was at least in part responsible for
the increase in submaximal
E observed in the elderly group.
To further investigate the increase in
E during submaximal exercise relative to oxygen demand, we examined the ventilatory equivalents for O2 and CO2 (Table 4). We also examined end-tidal carbon dioxide pressure (PETCO2) (Table 4) for
evidence of hyperventilation.
E/
O2 and
E/
CO2 were significantly higher (p < 0.001) at rest in the elderly group than
in the young and senior groups. At VTh,
E/
O2 and
E/
CO2
were significantly different (p < 0.001) across all three groups.
At peak exercise,
E/
CO2 was significantly higher (p < 0.01)
in the elderly subjects than the young and senior groups. Thus,
it appears that the elderly subjects had an increased ventilatory demand for a given
O2 and
CO2 level. Before analysis
of PETCO2, PETCO2 in the young subjects was corrected with
the regression equation of Jones and coworkers (20) because
PETCO2 tends to overestimate PaCO2 during exercise in young
subjects (10, 20). In contrast, PETCO2 was not corrected in the
senior and elderly subjects because PETCO2 appears to be a
good estimate of PaCO2 in older subjects (10). PETCO2 was not
significantly different between groups at rest, VTh, and peak
exercise. These data suggest that
E/
O2 and
E/
CO2 were
elevated as a result of increased dead space
E, and not hyperventilation. In an attempt to confirm an increase in dead space ventilation with aging, ratio of dead space volume to
tidal volume (VD/VT) was estimated using PETCO2 and mean
expired PCO2 (Table 4). At rest, there was a trend for VD/VT to
increase with aging, although no statistical differences were
observed between groups. VD/VT was significantly higher (p < 0.01) in the elderly subjects than in the young subjects at VTh.
No differences in VD/VT were observed between groups at
maximal exercise.
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Breathing Mechanics
Analysis of EELV data revealed an interaction between gender and age. Thus, each gender was analyzed separately.
EELV for men (Figure 2, panel A) and women (Figure 2,
panel B) are plotted against
E at rest, VTh, and peak exercise. At rest, senior and elderly men had a greater (p < 0.01)
EELV than young men, whereas all groups were different at
VTh (p < 0.01) and peak exercise (p < 0.01), indicating that
EELV in men increased progressively with age. In women,
EELV also increased with aging; the senior and elderly
women had a greater EELV at VTh (p < 0.01) and peak exercise (p < 0.01) than the young women. Additionally, the normal decrease in EELV during the early stages of exercise was
not observed in elderly men and women. EILV also progressively increased with aging (Figure 3). Resting EILV in the
elderly subjects was greater (p < 0.05) than in the young subjects; both senior and elderly subjects had a higher EILV at
VTh (p < 0.01) and peak exercise (p < 0.01) than young subjects.
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In Figure 4, VT and f are plotted against
E at rest, VTh,
and peak exercise. No differences in VT were observed between groups at rest. Elderly subjects had a lower VT than
young and senior subjects at VTh (p < 0.01) and peak exercise (p < 0.01). Breathing frequency was significantly increased by aging. Elderly subjects had a greater f relative to
young and senior subjects at rest (p < 0.05) and VTh (p < 0.01). At peak exercise, f was significantly lower (p < 0.01) in
the elderly group than in the young group. Although not statistically significant, there was a tendency for VT as a percentage of predicted FVC to be higher in the senior and elderly
subjects relative to the young group at any given
E. It is
likely that increases in EELV and EILV approaching the ceiling of TLC resulted in a decreased VT reserve, which caused
the elderly subjects to use a reduced VT and increased f to
generate the necessary
E.
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EAFL progressively increased with aging. In Figure 5, tidal flow-volume loops measured at rest and during peak exercise are shown relative to the maximal flow-volume loop for a typical subject from each group. Elderly subjects (Figure 6) experienced greater EAFL at rest (9.9%VT, p < 0.05), VTh (22.0%VT, p < 0.01), and peak exercise (29.7%VT, p < 0.01) than both young and senior subjects. In Figure 5, inspection of the exercise tidal flow-volume loops relative to the maximal flow-volume loops indicated that the elderly subjects had little ventilatory reserve in which to accommodate the increased ventilatory demand of heavy to maximal exercise and experienced marked airflow limitation. The greater levels of EAFL experienced by the elderly subjects also occurred at lower absolute ventilatory demands (Figure 6).
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DISCUSSION |
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The findings of this study indicate that mechanical constraints
to
E during exercise are progressive with aging, elderly subjects demonstrating marked mechanical ventilatory constraints and an increased ventilatory requirement during exercise. These ventilatory constraints were evidenced by increases in EELV
and EILV, which limited VT reserve, and by increases in
EAFL. To our knowledge this is the first study to examine the
extent of ventilatory constraints in the ninth and tenth decades of life, and to determine how these constraints affect the
ventilatory response to exercise. Elderly subjects also exhibited
an increased ventilatory demand during light-to-moderate
exercise and experienced mechanical ventilatory constraints
at higher ventilatory demands, which resulted in a relatively
"flattened" ventilatory response to exercise above VTh.
Ventilatory Response to Exercise
Elderly subjects in this study had an elevated
E for a given
submaximal work rate below VTh. Others (21, 22) have attributed this to increased dead space ventilation in the elderly and
suggested that the increase in
E actually gives the older subject an alveolar ventilation similar to that of a younger person.
The increased
E/
O2 and
E/
CO2 at rest and VTh in the
elderly supports an increase in dead space ventilation. Estimates of VD/VT also revealed a tendency for dead space to increase with aging. However, if mechanical constraints limit an
increase in VT in the elderly, VD/VT would be higher in these
subjects relative to the other two groups even without an increase in VD. The larger valve dead space utilized by the elderly subjects would also contribute to a higher VD/VT. However, based on the work of Barlett and colleagues (23), we do
not believe that a difference in valve dead space of 55 ml
would significantly affect
E.
Additionally, the increase in
E during submaximal exercise could be the result of an increased metabolic demand in
the elderly. Several investigators (24, 25) have reported an increased
O2 and
E in elderly subjects during submaximal exercise. The observed increase in the slope of
O2 versus work
rate below VTh in our elderly subjects suggests that they had
an increased metabolic demand. According to Hansen and coworkers (26) the slope for 1-min incremental cycle ergometer
work is 10.2 ± 1.0 ml O2/min/W for normal subjects. Our elderly subjects had a mean slope of 17.2 ml O2/min/W, almost
twice the value reported by Hansen and coworkers (26). This
suggests that mechanical inefficiency, increased dead space,
and the possibility of an increased work of breathing (WOB)
are potential factors which could contribute to this increased
metabolic demand. We believe the increased mechanical constraints of EAFL and elevations in EELV and EILV at rest
and during submaximal exercise in elderly subjects could increase the WOB, which is reflected in an increased metabolic
demand. This in combination with a decrease in efficiency,
which has been reported in older subjects (25, 27) may help
explain the increased
O2 per watt, and consequently, the increase in
E below VTh.
Normally, for a given increment in work rate,
E increases
at a greater rate above VTh than below VTh. Elderly subjects
in this study did not increase
E at a greater rate above
th
than below VTh, which relative to the young and senior
groups is not a normal response to progressive exercise. Regardless, the ventilatory response to exercise above VTh appears adequate in the elderly subjects because the slope of
E
versus work rate above VTh is not different among groups.
However, if you consider that the ventilatory response to exercise below VTh was elevated in the elderly subjects because
of either increased dead space ventilation and or mechanical
inefficiency, these factors should also be encountered above
VTh. Thus, the ventilatory response of the elderly subjects should be proportionally increased above VTh. We propose
that as a result of an increased ventilatory demand during submaximal exercise the elderly subjects approached mechanical
ventilatory constraints relatively early during exercise. Thus, it
appears that these elderly subjects had used a large portion of
their ventilatory capacity by VTh and could not further increase
E because they were mechanically constrained. Previously, Babb (4) demonstrated that some of these same senior
subjects, unlike younger subjects, have little reserve for accommodating an increase in ventilatory demand while breathing 3% CO2. Based on the progressive nature of mechanical
ventilatory constraints with aging, we would predict that the
elderly subjects would have an even smaller ventilatory reserve in which to accommodate an increased ventilatory demand. Were we to give these elderly subjects inspired CO2,
they could potentially have an even lower ventilatory response
to inspired CO2.
In agreement with several other investigations (28) we
observed a decline in
E and
E/MVV at peak exercise with
aging (Table 3). Although
E/MVV is commonly used as an
indicator of ventilatory constraint, it has been shown to be a
poor indicator of mechanical ventilatory constraints (31) and
is misleading in mild chronic obstructive pulmonary disease
(COPD) (32), which is probably true for the elderly as well. In
1991, Blackie and coworkers (28) in a cross-sectional study of
231 men and women established normal values and ranges for
E at maximal exercise and demonstrated a progressive decrease in maximal ventilatory variables with aging. Our data
for
E and
E/MVV at maximal exercise show a similar rate
of decline, and mean data at comparable ages are almost identical to that reported by Blackie and coworkers (28). Some
would suggest that the observed decreases in
E and
E/
MVV are simply the result of a decrease in maximal oxygen consumption (
O2max). Yerg and associates (29) and others
(28, 30) have reported that the decline in maximal
E is
closely linked to the decline in
O2max with aging. Furthermore, studies (29, 30) have shown that
E/MVV is also closely
related to
O2max and that
E/MVV can be increased by
physical training which increases
O2max, whereas MVV is
unchanged. These investigators (29, 30) have suggested that
ventilatory capacity is not a determinant of
O2max in normal
individuals. However, these investigations examined individuals in the sixth and seventh decades of life, and we believe that
given the limited ventilatory reserve in subjects 85 to 95 yr of
age, ventilatory constraints could potentially have an influence on
O2max in the elderly subject who may have mechanical ventilatory constraints. However, a similar rate of decline
for
E and
O2 does not indicate cause and effect, only association. Nevertheless, it is our belief that physical training of
elderly subjects may increase
O2max by lessening their ventilatory demand during submaximal exercise. By decreasing
E
during submaximal exercise elderly subjects could accomplish
more work before they encounter mechanical ventilatory constraints, resulting in an increased maximal work rate and
O2max. Thus, for the same peak
E these subjects could accomplish more work and have a higher
O2max.
Additionally, Ware and coworkers (6) have reported that
the loss of FEV1 with aging proceeds in a nonlinear fashion
beyond age 50. Thus, it is conceivable that with advancing age,
the nonlinear decreases in pulmonary function could eventually produce a respiratory system that could constrain exercise
capacity. In this study, there was a nonlinear decrease in
E at
peak exercise with aging (Figure 7). The nonlinear decrease in
peak
E observed in this study would suggest that ventilatory
capacity mimics the nonlinear decrease in FEV1 reported by
Ware and coworkers (6). The significant correlation between
FEV1 and maximal
E observed in this study would further
support this conclusion. However, this study cannot refute or
establish
E as a limiting factor to exercise at the age of 85 to
95 yr, only that ventilatory capacity is limited in these subjects
and that the potential for
E to play a role in limiting exercise
capacity is much greater in the elderly than the young subject.
|
Breathing Mechanics
The most distinguishing mechanical effect of aging is the increase in EELV at rest and the subsequent increase with exercise. The increase in EELV at rest with aging is reportedly
from a loss of elastic recoil of the lung (33, 34) and a stiffening
of the chest wall (35). When increases in EELV are coupled
with EILV approaching the ceiling of TLC, VT reserve is reduced, thus limiting VT. EILV averaged 90% of TLC in the senior and elderly groups and reached 95 to 97% of TLC in
some senior and elderly subjects. Johnson and colleagues (36)
in a study of men and women with a mean age of 70 yr reported that at an EILV > 90% of TLC subjects will keep a
constant VT and endure further EAFL rather than increase
lung volume at the expense of more elastic work. A reduced
VT reserve in combination with decreased maximal expiratory
flow can result in limitations to f. Furthermore, many elderly
subjects experience EAFL, which can result in further increases in EELV (37, 38). Elderly subjects in this study experienced EAFL at rest and throughout exercise. Consequently, EELV did not decrease during exercise in these subjects (16, 39) and EELV exceeded resting FRC during peak exercise.
Thus, we believe the strategy used to accomplish an increase
in
E is mechanically constrained with aging, elderly subjects
showing marked limitations. Young healthy subjects encroach
on both the expiratory and inspiratory reserve volume to increase VT over most of the exercise range. Relative to young
subjects, elderly subjects' smaller VC, reduced maximal flow
rates, and inability to decrease EELV impose substantial limits on their ability to increase VT. This leaves the elderly subject with increases in f as their only strategy to increase
E.
Elderly subjects in this study had a reduced VT reserve and
used increases in f early in exercise to increase
E. This strategy was effective until they began to experience marked
EAFL. It is also possible that f was mechanically constrained
in the elderly. The expiratory flow rates available to the elderly subjects may increase the time in which these subjects can
expire a given volume, thus placing constraints on f. In conclusion, the results of this investigation suggest that mechanical
ventilatory constraints are progressive with aging. Furthermore,
while we believe that exercise is not ventilatory limited during
peak exercise, individuals in the ninth and tenth decades of
life demonstrate marked ventilatory constraints which limit
their ventilatory reserve and potentially increase the respiratory work necessary to further augment
E. The impact of
these constraints on exercise tolerance cannot be determined from this investigation and remains unclear. This situation is similar to that observed in younger patients with mild COPD.
| |
Footnotes |
|---|
Correspondence and requests for reprints should be addressed to T. G. Babb, Ph.D., Institute for Exercise and Environmental Medicine, 7232 Greenville Ave., Dallas, TX 75231. E-mail: babbt{at}phscare.org
(Received in original form July 9, 1998 and in revised form December 15, 1998).
Acknowledgments: The authors thank Joseph O'Kroy, Brenda Birkley, Rebecca Morrow, and Robyn Etzel for technical assistance throughout this project. The authors also acknowledge the assistance of Penny Palumbo with data reduction and graphics. The authors wish to express their appreciation to Dr. Benjamin Levine of the medical staff for his support of this project.
Supported by NIH Grant NIA-AG11805.
| |
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