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Am. J. Respir. Crit. Care Med., Volume 158, Number 5, November 1998, 1424-1431

Ventilatory Mechanics and Gas Exchange during Exercise before and after Lung Volume Reduction Surgery

EDDA M. TSCHERNKO, EVA M. GRUBER, PETER JAKSCH, OLIVER JANDRASITS, URSULA JANTSCH, THOMAS BRACK, HEINZ LAHRMANN, WALTER KLEPETKO, and THEODOR WANKE

Departments of Clinical Pharmacology, Cardiothoracic Anesthesia and Critical Care Medicine, and Cardiothoracic Surgery, University of Vienna, General Hospital; and Department of Pulmonology, Lainz Hospital, Vienna, Austria; and Division of Pulmonology and Critical Care Medicine, Edward Hines, Jr. Veterans Administration Hospital and Loyola University of Chicago Stritch School of Medicine, Hines, Illinois

    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Many patients with emphysema are able to meet ventilatory demands during resting conditions, but they show severe limitations during exercise. To examine the effect of lung volume reduction (LVR) surgery on exercise performance and the mechanism of possible improvement, we measured ventilatory mechanics (pulmonary resistance [RL], work of breathing [WOB], dynamic intrinsic positive end-expiratory pressure [PEEPi,dyn], peak expiratory flow rate [PEFR]), breathing pattern, oxygen uptake (V O2), and carbon dioxide removal (V CO2) at rest and during cycle ergometry in eight patients before and 3 mo after LVR surgery. Ventilatory mechanics were evaluated assessing esophageal pressure and air flow. Three months after LVR surgery, the tolerated workload was doubled when compared with the preoperative value (p < 0.0005), associated with a reduction of RL (p < 0.05), PEEPi,dyn (p < 0.005), and WOB (p < 0.005) at comparable workloads. Maximal ventilatory capacity and maximal tidal volume (VT) increased significantly (p < 0.01). Maximal V O2 increased from 474 ± 23 to 601 ± 16 ml/min (p < 0.005) and maximal V CO2 from 401 ± 13 to 558 ± 21 ml/min (p < 0.005), though no significant difference at comparable workloads could be observed. In conclusion, emphysema surgery leads to an improvement of ventilatory mechanics at rest and during exercise. Higher maximal VT and minute ventilation were observed, resulting in improvement of maximal V O2 and V CO2 and exercise capacity.

    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Many patients suffering from emphysema are able to meet ventilatory demands adequately during resting conditions, but they exhibit severe limitations during exercise (1). A major factor responsible for the exercise limitation in this situation is the development of dynamic pulmonary hyperinflation (DPH), which accompanies the increased ventilatory demands (2).

An improvement in elastic recoil (5, 6) and ventilatory mechanics (7) during resting conditions has been recently demonstrated after lung volume reduction (LVR) surgery, a surgical procedure for the treatment of severe emphysema (8, 9). Since exercise limitation is one of the main causes of impaired quality of life in patients suffering from severe emphysema (2), it is important to investigate the effect of LVR surgery on exercise capacity.

The effect of LVR surgery on muscle recruitment was recently published, indicating improved diaphragmatic function after surgery (10). Nevertheless, Benditt and colleagues (10) did not determine parameters closely related to ventilatory mechanics such as total resistive work of breathing (WOB), pulmonary resistance (RL), dynamic intrinsic positive end-expiratory pressure (PEEPi,dyn) (11), peak expiratory flow rate (PEFR), oxygen uptake (VO2), and carbon dioxide removal (VCO2) during exercise. Therefore, we have undertaken a prospective study to determine whether patients with severe emphysema demonstrate significant improvement in exercise capacity following LVR surgery and to determine the mechanisms of any possible improvement. We hypothesized that improvement of ventilatory mechanics following surgery would lead to a reduction in the extent of DPH during exercise, leading to an increase in maximal ventilatory capacity (MVC) and thus an increase in VO2 and VCO2, enabling a significant improvement in exercise capacity. To investigate this potential improvement in ventilatory mechanics, we measured WOB, RL, PEEPi,dyn, PEFR, ventilatory pattern, VO2, and VCO2 in these patients at rest and exercise both before and 3 mo after surgery.

    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Patients

Eight consecutive patients with nonbullous emphysema undergoing bilateral LVR surgery were included in this study (Table 1). The study was approved by the local institutional review board, and all patients gave written informed consent before the operation. Hyperinflation accompanied by functional limitation despite optimal pharmacotherapy was the primary indication for LVR surgery. Baseline patient data, which were determined after a standardized pulmonary rehabilitation and exercise program for at least 4 wk, are shown in Table 1.

                              
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TABLE 1

PATIENT BASELINE DATA

General Patient Assessment

Preoperative assessment included patient history, physical examination, standard pulmonary function testing, whole body plethysmography, arterial blood gas values, quantitative ventilation/perfusion scan, and catheterization of the right side of the heart. Ischemia of the brain, psychological disorders, myocardial infarction, or severe general disease, ventilation/perfusion mismatch, and a mean pulmonary artery pressure exceeding 40 mm Hg at rest were regarded as exclusion criteria for LVR. Morphologic assessment of the lungs was based on high-resolution computed tomography scan (HRCT) with 1-mm slice thickness at intervals of 15 mm. Patients with bullous emphysema, defined as air spaces of greater than one-third of a hemithorax, were excluded from the study.

Operative Technique

All patients were operated on bilaterally using a videoendoscopic approach. Surgery was first performed on the side that showed more severe abnormality in lung morphology. The goal was to remove 20% to 30% of the volume of each lung, concentrating on the regions showing greatest destruction. When the emphysematous process was homogeneously distributed, portions of all lobes were excised.

Assessment of Ventilatory Mechanics

Ventilatory mechanics were assessed 5-10 d before surgery and 3 mo after the procedure. Ventilatory mechanics were assessed during rest and cycle ergometer testing. Air flow (V) was measured by a flow sensor (Varflex, Bicore CP-100 monitor; Bicore Monitoring Systems, Inc., Irvine, CA), connected to a tightly adjusted face mask (12). The fit of the face mask was evaluated by comparing inspiratory and expiratory volumes. A difference of less than 5% was regarded as sufficiently tight. Tidal volume was obtained by integration of the flow signal. Airway pressure (Paw) was measured through a catheter attached to the flow sensor and the esophageal pressure (Pes) by a nasogastric tube incorporating an esophageal balloon. The correct position of the balloon catheter was verified using the occlusion test (13). The esophageal balloon and the flow sensor were connected to a portable monitor (CP-100 cardiopulmonary monitor) that provided a real-time display of V, volume (V), Paw, and Pes tracings. Loops of Pes versus V and Paw versus V relationships were derived from this device. The accuracy of the measurements provided by this monitoring system has recently been found satisfactory (14). In addition, we performed an evaluation of the Bicore CP-100 measurements and the calculations performed by the software of the device. The results of this evaluation are given in the Appendix .

Minute ventilation (VE) and breathing pattern, i.e., tidal volume (VT), respiratory frequency (f), the duration of inspiration (TI) and expiration (TE), and the duty cycle (TI/Ttot) were analyzed from the flow signal. Total resistive work of breathing (WOB) values were provided directly by the monitor, which calculated the area under the Pes versus lung volume curve (15). The monitoring system provides WOB for each breath. WOB is obtained by integrating the area subtended by Pes and lung volume during a complete respiratory cycle. RL was determined by the device during inspiration and expiration, and the presented values represent mean pulmonary resistance. The following formulas were used for calculation of RL and WOB:
Rl=<FR><NU>(Paw−Pes)</NU><DE><A><AC>V</AC><AC>˙</AC></A>i−<A><AC>V</AC><AC>˙</AC></A>e</DE></FR>=<FR><NU>Ptp</NU><DE><A><AC>V</AC><AC>˙</AC></A>i−e</DE></FR>in cm H<SUB>2</SUB>O/L/s (1)

where RL = pulmonary resistance in cm H2O/L/s, Paw = airway pressure in cm H2O, Pes = esophageal pressure in cm H2O, PTP = transpulmonary pressure in cm H2O, VI = inspiratory airflow at the mouth in L/s, and VE = expiratory airflow at the mouth in L/s.

Chest wall compliance was not included in our WOB calculations because the subjects were breathing spontaneously during the entire measuring period. Therefore, the formula used for calculation of WOB was WOB = (Pee - Pes) · Vdt, where Pes = esophageal pressure at the end of inspiration; Pee = end-expiratory esophageal pressure immediately before the onset of inspiratory flow; Vdt = volume, calculated from the time-integrated flow signal, determined by the flow transducer.

PEEPi,dyn was measured, whereby PEEPi,dyn is equal to the absolute change in Pes from the onset of inspiratory effort to the onset of inspiratory V (16). All resting measurements were performed in patients breathing room air quietly in an upright sitting position on the bicycle ergometer. During resting conditions WOB, PEEPi,dyn, and RL were calculated from 39 breaths, after excluding values that differed from the mean by more than two standard deviations. These extreme values are most likely artifacts due to coughing or swallowing. During exercise, values of the above-mentioned variables were calculated from the last 10 breaths at a given workload. Maximal peak expiratory flow rates (PEFRmax) were calculated by determining the mean value of PEFR from the last 10 breaths at maximal workload (Wmax).

Exercise Test Procedure

Resting measurements were made with the patient seated on a bicycle ergometer with electrical brakes (Jaeger, Wuerzburg, Germany), breathing room air through a one-way non-rebreathing circuit. The flow transducer (Varflex) from the Bicore CP-100 monitor was connected tightly to the face mask and the circuit. The patient then began pedaling at 60 revolutions per minute at an initial work load of 10 watts (W), which was incremented by 10 W every 2 min until the test was terminated due to patient exhaustion or decision of the supervising physician. The following data were collected continuously at rest and throughout exercise: heart rate, blood pressure, and carbon dioxide (CO2) and oxygen (O2) gas concentrations (EOS Sprint; Jaeger, Wuerzburg, Germany) for calculation of VO2 and VCO2. Arterial blood samples were drawn at the end of each work rate for subsequent analysis.

Spirometry and Plethysmography and Maximum Voluntary Ventilation

Spirometry and whole body plethysmography were performed in all patients before and at 3 mo following surgery. Spirometry was performed using an open system with integration of the flow system; whole-body plethysmography was carried out by the constant volume method (Jaeger). The patients' lung function parameters were compared with the reference value given by the European Community for Steel and Coal (17). Maximum voluntary ventilation (MVV) was determined by means of the generally used method (18).

Statistical Analysis

Statistical analysis was performed with the Wilcoxon matched-pairs signed-ranks t test for determining differences in WOB, PEEPi,dyn, RL, PEFRmax, f, VE, VT, TI/Ttot, VO2, VCO2, PaO2, and PaCO2, as well as spirometric parameters caused by surgery (19). Normalized PEFRmax after surgery was correlated with the increase in exercise capacity after surgery by means of linear regression. Values are expressed as mean ± standard error of the mean (SEM). Value p < 0.05 was considered as the level of significance.

    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Exercise Test Results

Preoperatively, all but one patient (7/8) could perform 4 min of exercise testing (20-W workload). Exercise testing had to be interrupted at 10 W in one patient before surgery, and only one out of eight patients was able to finish 6 min exercise testing (30 W) preoperatively. The cause for stopping exercise was shortness of breath in all patients. In contrast, all patients were able to perform 8 min (40 W) of ergometer testing 3 mo after surgery (p < 0.0005), and one patient could reach up to 70 W postoperatively. In all of the pre- and postoperative tests exercise was terminated by the patient.

Ventilatory Mechanics and Breathing Pattern

Dynamic intrinsic positive end-expiratory pressure (PEEPi,dyn) (Figure 1) and RL (Figure 2) were significantly lower during cycle ergometer testing at comparable workloads after LVR surgery (Table 2). Total resistive work of breathing (Figure 3) decreased at rest and comparable workloads 3 mo after surgery (Table 2). Maximal peak expiratory flow rate increased in all patients after surgery as shown in Figure 4. Mean PEFRmax increased from 0.89 ± 0.04 L/s before surgery to 1.27 ± 0.09 L/s (p < 0.005) after surgery. Normalized PEFRmax was correlated with the increase in Wmax: r = 0.84; p < 0.01 (Figure 5).


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Figure 1.   The workload in watts is displayed on the x-axis, and dynamic intrinsic positive end-expiratory pressure (PEEPi,dyn) in cm H2O is shown on the y-axis. Squares represent patients before and circles after emphysema surgery. Significant differences between the pre- and postoperative values at a given workload are as follows: *p < 0.05, and **p < 0.005.


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Figure 2.   The workload in watts is displayed on the x-axis, and pulmonary resistance (RL) in cm H2O · L-1 · s-1 is shown on the y-axis. Squares represent patients before and circles after LVR surgery. A significant difference between the pre- and postoperative values at a given workload is *p < 0.05.

                              
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TABLE 2

CHANGES IN WOB, PEEPi,dyn, AND RL


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Figure 3.   The x-axis displays the workload in watts, and the y-axis displays absolute values of work of breathing (WOB) in Joules/L. Squares represent patients before and circles after LVR surgery. *p < 0.05, and **p < 0.005.


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Figure 4.   Preoperative and postoperative mean values for maximal peak expiratory flow rate (PEFRmax) during exercise are shown as circles, and the error bars represent SEM. Single patient data of PEFRmax before surgery (pre) and after surgery (post) are displayed as symbols connected with a line. A significant difference between the pre- and postoperative values is indicated by **p < 0.005.


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Figure 5.   Individual postoperative maximal peak expiratory flow rates (PEFRmax) are displayed on the x-axis as percentage of the preoperative value (= 100%). The corresponding increase in workload (watts) is displayed on the y-axis for the PEFRmax of each patient. Linear correlation resulted in r = 0.84 (p < 0.01).

No significant difference in TI/Ttot was observed when preoperative values were compared with postoperative values. Duty cycle was 0.41 ± 0.02 versus 0.44 ± 0.02 at rest (preoperative value versus postoperative value), 0.41 ± 0.02 versus 0.44 ± 0.02 at 10-W workload, and 0.42 ± 0.03 versus 0.43 ± 0.01 at 20-W workload. Preoperatively, respiratory frequency during rest was 18.5 ± 0.7 breaths/min versus 18.5 ± 1.1 breaths/min postoperatively, and increased at 10 W to 23.9 ± 1.4 preoperatively versus 20.3 ± 0.4 breaths/min (p < 0.025) postoperatively. At 20-W workload respiratory frequency was 25.7 ± 1.7 before versus 21.9 ± 0.4 breaths/min (p < 0.01) after LVR surgery. Maximal VT observed during exercise increased significantly (p < 0.01) 3 mo after LVR surgery (0.89 ± 0.04 L preoperatively versus 1.11 ± 0.04 L postoperatively), and was significantly (p < 0.05) higher at 20 W (Figure 6).


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Figure 6.   The workload in watts is displayed on the x-axis, and the tidal volume (VT) in L/breath at a given workload is shown on the y-axis. Squares represent patients before and circles after emphysema surgery. *p < 0.05, a significant difference at a given workload.

Oxygen Uptake, Carbon Dioxide Removal, and Arterial Blood Gases

Maximal oxygen uptake and maximal carbon dioxide removal were significantly (p < 0.005) higher after surgery, as shown in Table 3. Nevertheless, at comparable workloads there was no significant difference in VO2 (Figure 7) or VCO2 (Figure 8). Minimal PaO2 during exercise showed great interindividual differences pre- and postoperatively and was not significantly improved after surgery, whereas maximal PaCO2 during exercise was significantly (p < 0.005) reduced after surgery (Table 3).

                              
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TABLE 3

GAS EXCHANGE AND ARTERIAL GAS CONCENTRATIONS


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Figure 7.   The workload in watts is displayed on the x-axis, and oxygen uptake (V O2) in ml/min at a given workload is shown on the y-axis. Squares represent patients before and circles after emphysema surgery.


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Figure 8.   The workload in watts is displayed on the x-axis, and carbon dioxide removal (V CO2) in ml/min at a given workload is shown on the y-axis. Squares represent patients before and circles after emphysema surgery.

Spirometric Findings and MVV

As displayed in Table 4, FEV1 was significantly (p < 0.01) improved in our patient population 3 mo after surgery. Residual volume (RV) decreased significantly (p < 0.01), similar to total lung capacity (p < 0.01). Maximum voluntary ventilation improved significantly (p < 0.01) after LVR. The ratio of MVC to MVV was significantly lower after surgery (p < 0.01).

                              
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TABLE 4

SPIROMETRIC VALUES, MVV, AND MVC

    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Higher workloads were tolerated by patients after emphysema surgery. Changes in ventilatory mechanics involved significantly reduced PEEPi,dyn, RL, and WOB at comparable workloads as well as higher maximal PEFR during exercise.

Ventilatory Mechanics

Preoperatively, our patients showed significant airflow obstruction at rest and during exercise, which improved after surgery (Figure 4, Table 4). Chronic airflow obstruction is known to lead to reduced MVC, which in turn leads to reduced exercise capacity (20). Maximal ventilatory capacity improved significantly after surgery, probably leading to improved exercise capacity. These findings are comparable with the findings of O'Donnell and coworkers (21) in patients undergoing bullectomy and ipsilateral lung volume reduction surgery.

PEEPi,dyn, an indirect sign for the amount of air trapping and closely related to the amount of DPH (16), was present even during resting conditions in our patients before surgery (Figure 1). The presence of PEEPi,dyn during rest is an indirect sign of DPH caused by expiratory flow limitation at rest, which is frequently present in patients suffering from severe chronic obstructive pulmonary disease (COPD) (22). If expiratory flow limitation is present during resting breathing, any further increase in ventilation should result in enhanced DPH, and thus increased PEEPi,dyn (23). We observed steadily increasing PEEPi,dyn with increasing workloads before and after surgery, but the increase in PEEPi,dyn was lower after the surgical procedure (Figure 1). This finding indicates that DPH is decreased by means of the surgical procedure. Dynamic pulmonary hyperinflation, and thus PEEPi,dyn, during rest and exercise is mainly caused by expiratory flow limitation in patients suffering from severe COPD (23). Since we could demonstrate improved PEFRmax (Figure 4) and a good correlation between the increase in PEFRmax and the increase in Wmax (Figure 5), improved expiratory air flow is very likely a major factor causing reduced PEEPi,dyn at comparable workloads after surgery. Hoppin predicted on a theoretical basis that LVR surgery can lower the lung volume at which a given expiratory flow can be achieved (24). This theoretical prediction seems to be confirmed by our findings of postoperatively increased PEFRmax accompanied by a reduction in PEEPi,dyn, at isowatt, indicating a reduced DPH at comparable VE.

Our patients showed reduced WOB at comparable workloads after surgery (Figure 3), probably due to decreased PEEPi,dyn (Figure 1) and decreased RL (Figure 2), since PEEPi,dyn and RL influence WOB (25). Severely increased WOB has been observed in COPD patients with acute respiratory insufficiency (26). In these patients acute respiratory insufficiency has been attributed to respiratory muscle fatigue (26), because DPH leads to elevated inspiratory WOB and impaired inspiratory muscle function, since the inspiratory muscles are forced to operate at an unfavorable length for pressure generation (27). Exercise termination occurred in our patients at comparable maximal values of WOB (Figure 3) before and after surgery, but these maximal values were reached at higher workloads postoperatively. Although we have no direct evidence for respiratory muscle fatigue due to high WOB in our patients, the above-mentioned findings indicate that decreased WOB at isowatt exercise contributed to increased exercise tolerance. In addition, increased maximal transdiaphragmatic pressure has been observed in patients with COPD after LVR surgery (28). This is not surprising since maximal transdiaphragmatic pressure is dependent on lung volume (29), which is reduced after LVR surgery. Therefore, improved diaphragmatic function due to a reduction in lung volume could probably also contribute to improved exercise capacity.

Respiratory Pattern

The decrease in PEEPi,dyn we observed in our patients (Figure 1) could also be caused by changes in respiratory pattern, such as a reduction of VE, VT, and/or increase in TE (30). However, VE and TI/Ttot were not significantly different at comparable workloads after surgery, VT was increased at 20-W workload (Figure 6), even though PEEPi,dyn was decreased (Figure 1), and TI/Ttot was not changed at comparable workloads after surgery. Therefore, changes in breathing pattern were not responsible for reduced PEEPi,dyn during rest and exercise in our patients.

After surgery patients were able to reach significantly higher VE by generating higher VT (Figure 6), whereas TI/Ttot was unchanged and respiratory frequency decreased at comparable workloads. In healthy subjects a rise in VE is mainly achieved by increasing VT (31) by means of a reduction in FRC and an increase in inspiratory capacity (23). Patients suffering from severe COPD, like our patients undergoing LVR surgery, exhibit low expiratory flow rates and breathe at elevated FRC to improve maximal expiratory flow during exercise (22). This reduces the ability of these patients to increase VT and thus limits maximal exercise ventilation (23). An increase in VE is achieved by an increase in respiratory frequency, leading to the unfavorable rapid shallow breathing pattern (32), which we observed in our patients preoperatively. After LVR surgery our patients could generate significantly higher maximal VT (Figure 6) and VE, probably due to improved expiratory flow rates (Figure 4).

Changes in VO2 and VCO2

At comparable workloads and VE, no significant changes in VO2 (Figure 7) and VCO2 (Figure 8) were observed. In addition, we observed significantly higher maximal VO2 after surgery (Figure 7) and VCO2 (Figure 8), which can be explained by improved VE after surgery, and is the precondition for sufficient oxygen supply at higher workloads. Recently, Koulouris and colleagues (22) reported good correlation between the degree of flow limitation and VO2max as well as the reduction in VTmax. These findings correspond with our findings of improved PEFRmax accompanied by increased VO2max (Figure 7) and increased VTmax (Figure 6), enabling improved exercise performance after LVR surgery.

In summary, our results show that maximal exercise capacity is doubled after LVR surgery, probably owing to improved expiratory flow, which leads to a reduction of PEEPi,dyn and WOB, while enabling an increase in VT at comparable VE. As exercise limitation is known to be a major cause of decreased quality of life (1), LVR surgery seems, at least by short-term results, a proper therapeutic approach for patients suffering from emphysema, especially because conventional therapy cannot provide improvement of similar magnitude (33).

    Footnotes

Correspondence and requests for reprints should be addressed to Edda M. Tschernko, M.D., Department of Clinical Pharmacology, Vienna General Hospital, Waehringer Guertel 18-20 A-1090, Vienna, Austria. E-mail: Edda.Tschernko{at}univie.ac.at

(Received in original form February 20, 1997 and in revised form June 5, 1998).

Edda M. Tschernko holds a scholarship from the Erwin Schroedinger Research Foundation, Austria.

Acknowledgments: The authors thank Martin J. Tobin, M.D., for carefully reading the manuscript.
    References
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

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    APPENDIX

To compare conventional measuring techniques with the measurements of the Bicore CP-100 monitor and the breath-by-breath calculations of the device, the following experiments were performed.

Evaluation of the Accuracy of the Bicore Pneumotachograph

Six patients with COPD were studied during rest and maximal exercise. Measurements of V and V were performed simultaneously by the Bicore CP-100 pneumotachograph and the pneumotachograph of the bicycle ergometer (EOS Sprint; Jaeger). Measurements were performed at rest and during exercise. In three patients the conventional pneumotachograph was connected with the face mask and the Bicore pneumotachograph connected to the conventional pneumotachograph. In the remaining three patients the position of the pneumotachographs was exchanged. Values for f and VT were compared during 1 min of rest and during the last minute before exercise was terminated. Single patient data are given in Table 5. The mean deviation in 12 measurements was 2.0% for f and 5.0% for VT (Table 5).

                              
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TABLE 5

BICORE PNEUMOTACHOGRAPH/PRESSURE TRANSDUCER VERSUS THE CONVENTIONAL PNEUMOTACHOGRAPH*

Evaluation of PEEPi,dyn Measurements

PEEPi,dyn measurements were performed in 17 patients with COPD by means of the Bicore CP-100 monitor and the conventional technique during rest. The sequence of the measurements was chosen in a random fashion. In all patients conventional and Bicore measurements of PEEPi,dyn were performed on the same day. Data analysis was done by two physicians. The investigator performing Bicore calculations was not aware of the conventional results, and the investigator performing conventional calculations was unaware of the Bicore results.

Bicore measurements were performed as described in METHODS. The mean value of PEEPi,dyn (given by the Bicore software) of eight consecutive breaths was calculated after excluding values that differed from the mean more than two standard deviations (likely artifacts due to coughing or swallowing) and referred to as PEEPi,dyn Bicore. Conventional measurements were undertaken while the patient was breathing through a mouthpiece. Air flow was measured with a conventional pneumotachograph (Jaeger). Both conventional and Bicore pneumotachographs were linear over the experimental range of flows. Pes was measured with a balloon-tipped catheter system: a balloon 10 cm in length connected to a polyethylene catheter with an internal diameter of 1.5 mm and a length of 120 cm. This catheter was connected to a differential pressure transducer (Jaeger). Pes, Paw, V, and its integrated volume signal (V) were continuously recorded at 100 Hz using an analog-to-digital converter (DATAQ Instruments, Akron, OH). In eight consecutive breaths PEEPi,dyn was evaluated as the negative deflection in Pes from the onset of inspiratory effort to the point of zero flow during unoccluded breathing as described by Ninane and coworkers (16). This approach assumes that the change in pleural pressure required to initiate inspiratory air flow approximates the opposing level of elastic recoil pressure present at end expiration, i.e., PEEPi,dyn. The mean value of PEEPi,dyn of eight consecutive breaths was then referred to as the PEEPi,dyn Conventional of the patient. Thereafter, PEEPi,dyn Bicore and PEEPi,dyn Conventional were compared (Table 6). Conventional PEEPi,dyn was 3.5 ± 2.7 cm H2O, and PEEPi,dyn Bicore was 3.2 ± 2.9 cm H2O. Mean PEEPi,dyn of the evaluated COPD patients at rest was considerably lower compared with the patients undergoing exercise testing (3.2 ± 2.9 cm H2O versus 5.0 ± 0.9 cm H2O) in the presented study. This is due to the fact that patients displaying a high PEEPi,dyn at rest are preferably selected for LVR surgery at our institution.

                              
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TABLE 6

BICORE VERSUS CONVENTIONAL MEASUREMENTS

Evaluation of WOB Measurements

Total resistive WOB was measured in our patients by integrating the area subtended by Pes and lung volume during a complete respiratory cycle. WOB done on the lungs was calculated in eight consecutive breaths and mean WOB of those eight breaths was thereafter compared with the mean WOB of eight consecutive breaths determined by the software of the device. WOB per breath was obtained by integration of the area subtended by the dynamic change in Pes and lung volume during the breathing cycle for conventional measurements (26). WOB per liter of ventilation was calculated by dividing WOB per minute by VE. These calculations were performed in six patients with COPD (FEV1% predicted 28.3 ± 8.2%) during rest. The maximum time that elapsed between breaths used for conventional calculations and breaths used for Bicore calculations was 2 min. Mean WOB computed by the software of the device was 1.52 ± 0.34 joules (J)/L versus 1.60 ± 0.29 J/L when conventional calculations were performed. Thus, the values derived from the automated computations underestimated WOB by 5%.





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