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Am. J. Respir. Crit. Care Med., Volume 158, Number 3, September 1998, 979-984

Pulmonary Infection with Mycobacterium Avium-intracellulare Leads to Air Trapping Distal to the Small Airways

KEISHI KUBO, YOSHITAKA YAMAZAKI, TAKESHI MASUBUCHI, AKEMI TAKAMIZAWA, HIROSHI YAMAMOTO, TOMONOBU KOIZUMI, KEISAKU FUJIMOTO, YUKINORI MATSUZAWA, TAKAYUKI HONDA, MINORU HASEGAWA, and SHUSUKE SONE

Departments of Medicine, Laboratory Medicine and Radiology, Shinshu University School of Medicine, Matsumoto, Japan

    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

To clarify the structure and function of the airways in Mycobacterium avium-intracellulare (MAI) infection, we performed pulmonary function tests and high-resolution computed tomography (HRCT) of the thorax in female patients 61 ± 9 yr of age (n = 12) with pulmonary MAI infection without predisposing lung disease and compared their data with those of normal female volunteers 54 ± 8 yr of age (n = 9). We calculated the E/I ratio, i.e., the average ratio of HRCT number at full expiration to that at full inspiration, as an index for the evaluation of air trapping distal to the small airways. Patients showed significant increases in residual volume and slope of phase III (Delta N2) of the single-breath nitrogen test, and significant decreases in flow at 50 and 25% of FVC, suggesting hyperinflation and obstruction of the small airways. HRCT of patients revealed the small nodules and ectasis of bronchioles and small bronchi located mainly in segments (S) S2, S3, S4, and S5. The E/I ratio was significantly elevated in patients, and especially higher in the upper lung field than in the lower lung field, suggesting air trapping distal to the small airways. The difference of E/I ratio between the upper and lower field is probably related to the segmental distribution of CT abnormalities. These findings suggest that MAI infection can lead to air trapping distal to the small airways.

    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Pulmonary infection with Mycobacterium avium-intracellulare (MAI), a nontuberculous mycobacteria, usually occurs in subjects with damaged lungs such as those afflicted with pulmonary tuberculosis, chronic obstructive pulmonary disease (COPD), bronchiectasis, and the lungs of heavy smokers (1, 2), or in persons with immunodeficiency such as AIDS (3). Recent reports (4) have demonstrated the existence of pulmonary infection of MAI without predisposing lung disease and with no demonstrable immunodeficiency (primary MAI infection; PMAI). PMAI occurs predominantly in middle-aged or elderly women and is increasing in the United States (1) and in Japan (9). Computed tomographic (CT) findings of the lung revealed that multiple small nodules and bronchiectasis are characteristic of PMAI (9).

Because these small nodules are located in centrilobular regions and are usually accompanied by the ectasis of bronchioles and small bronchi when identified by high-resolution CT (HRCT), we have speculated that patients with PMAI have a dysfunction of the small airways. Therefore, in the present study, we evaluated the structure and function of the small airways, using pulmonary function tests and the E/I ratio in patients with PMAI. The E/I ratio, proposed by us in a previous report (14), is the average ratio of HRCT number at full expiration to that at full inspiration; the ratio reflects air trapping distal to the small airways.

    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Subjects

We studied 12 patients with PMAI and nine normal volunteers as controls (Table 1). The patients presented to the Shinshu University Hospital between January 1996 and August 1997 with complaints of cough, sputum, bloody sputum, and chest pain and/or a further examination because of chest radiographic abnormalities. All patients had abnormal findings on chest radiographs and CT scans, and cultured MAI in sputum on at least two separate occasions (one patient) or in samples obtained from the radiographically affected region using a sterilized fiberoptic bronchoscope (11 patients). They had no other distinct lung disease, as judged from past history and previous chest radiographic and/or CT findings. All had no abnormal findings, which suggested immunodeficiency in routine laboratory tests (Table 2), and they were free from HIV infection when judged by the physical diagnosis.

                              
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TABLE 1

CHARACTERISTICS OF PATIENTS WITH PMAI AND THOSE OF NORMAL VOLUNTEERS*

                              
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TABLE 2

ROUNTINE LABORATORY DATA OF PATIENTS WITH PMAI*

All patients and normal volunteers were female nonsmokers. They gave written consent to participate in the study after they had been informed of the nature of all procedures.

Pulmonary Function Tests

Spirometry was performed in triplicate using a rolling-seal-type pulmonary function testing system (Chestac-65V; Chest Co. Ltd., Tokyo, Japan). VC, FEV1, and FEF25-75 were calculated from the spirogram. FRC was measured by the He dilution method, after which the subjects immediately inspired to TLC and maximally expired to RV, permitting calculation of subdivisions of the lung volumes. RV/TLC was calculated. These values were also expressed as a percent of the predicted values, which were determined for VC, FEV1, and RV by the methods of Baldwin and colleagues (15), Berglund and colleagues (16), and Grimby and Soderholm (17), respectively. The peak expiratory flow rate (PEF) and flow at 50 and 25% of forced vital capacity (V50 and V25, respectively) were calculated from the maximal expiratory flow-volume curve (MEFV). The nitrogen slope of phase III (Delta N2) was measured from the single-breath nitrogen washout curve. To avoid increased variability in the measurement of the phase III slope derived from the rate of inspiration or expiration (18, 19), all subjects were instructed to exhale slowly (0.5 L/s) to RV and then to inhale 100% oxygen at 0.5 L/s to TLC and without breathholding to slowly exhale at 0.2 to 0.3 L/s back to RV. The ratio of closing volume (CV) to VC (CV/VC) was calculated. In this system a flow meter that can detect the exhalation and inhalation rates was attached in front of the subjects, which enabled them to control their airflow during the maneuver. DLCO was measured by the single-breath method (Pulmocorder model R1551S; Anima Co., Tokyo, Japan). The ratio of DLCO to alveolar volume (DLCO/VA) was calculated. We determined the predicted values for DLCO by the method of Nishida and colleagues (20). An arterial blood sample was drawn from the brachial artery while the subject breathed room air to measure PaO2, PaCO2, and pH, using a blood gas analyzer (ABL-3; Radiometer, Copenhagen, Denmark). All measurements were performed with subjects in the seated position.

High-Resolution Computed Tomographic Scans

We used a helical (spiral) CT scanner (Hi Speed Advantage; GE Medical Systems, Milwaukee, WI). After conventional 10-mm-thick contiguous scanning for screening of chest abnormalities, HRCT scanning with 1-mm collimation was performed for the affected regions and was reviewed by two chest radiologists who had no knowledge of the patients' clinical data. The presence of small nodules (=< 5 mm) and ectasis of bronchioles and small bronchi, which are features considered characteristic of PMAI (9), were evaluated in each of the 18 segments of the lung fields depicted in Table 4.

                              
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TABLE 4

SEGMENTAL DISTRIBUTION OF SMALL NODULES AND ECTASIS OF BRONCHIOLES AND SMALL BRONCHI  IN 12 PATIENTS WITH PMAI

For the E/I ratio (14), scanning with 3-mm collimation was performed and HRCT images were reconstructed with bone algorithm. Scanning was done at both full inspiration and full expiration at the two anatomic levels, e.g., at the level of the right upper lobe bronchus (the level of the upper lung field) and at the level of the right inferior pulmonary vein (the level of the lower lung field). HRCT images were photographed using a window setting appropriate for the lungs (window level, -700 Hounsfield units [HU]; window width, 1,000 HU). The average HRCT numbers in each lung field were calculated at full inspiratory (TLC level) and expiratory positions (RV level). The E/I ratio was obtained by dividing CT number at RV level by that at TLC level.

Statistics

The values presented in the text and tables are mean ± standard deviation (SD). One-way analysis of variance and Student's t test were used for comparisons between groups; p < 0.05 was considered significant.

    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Subjects' Characteristics

As shown in Table 1, the ages of 12 patients with PMAI (61 ± 9 yr of age) and those of nine normal volunteers (54 ± 8 yr of age) were not significantly different. The patients had significantly lower body weights (46.5 ± 5.3 kg) and body mass index values (19.4 ± 1.9 kg/m2) compared with those of 52.2 ± 6.3 kg and 21.8 ± 2.5 kg/m2, respectively, of the normal volunteers. The body height values were not significantly different between the two groups.

Six (50%) of 12 patients had no symptoms, and they were identified by public health screening chest radiographs. Cough, sputum, bloody sputum, and chest pain were observed but were mild. No patients had night sweats, low grade fever, or dyspnea. No rales were audible in any patient. The results of routine laboratory tests (Table 2) were all within normal range.

Pulmonary Function Tests

The results of PFT in patients with PMAI and in normal volunteers are summarized in Table 3. Although within normal range, VC (% predicted) was significantly lower in the patients than in the normal volunteers, FEF25-75 was significantly lower in the patients with PMAI than in the normal volunteers. The patients with PMAI showed significant increases in RV (%) (% predicted) and RV/TLC (%), suggesting hyperinflation of the lung. Although FEV1 (% predicted) was not different between the two groups, significantly lower V50 and V25 and higher Delta N2 values were observed in the patients with PMAI. DLCO (% predicted), DLCO/VA (ml/min/mm Hg/L) PaO2, and PaCO2 were within normal range in both groups.

                              
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TABLE 3

PULMONARY FUNCTION TEST RESULTS OF PATIENTS WITH PMAI AND NORMAL VOLUNTEERS*

HRCT Appearance

The segmental distribution of small nodules and ectasis of bronchioles and small bronchi in 12 patients with PMAI are summarized in Table 4. These findings were predominant in segments (S) S2, S3, S4, and S5, but they were not frequent in the lower lobes. S1, which is usually affected by pulmonary tuberculosis, was completely free from these opacities. None of the patients had changes suggesting emphysematous destruction of the lung parenchyma.

E/I Ratio

HRCT scans at full inspiration and expiration at the upper and lower field of a patient with PMAI and a normal volunteer are shown in Figures 1 and 2. In the patient with PMAI, multiple small nodules, partially fused, and ectasis of small bronchi were found mainly in right S2, S3, and S4. The density of the lung field at full expiration was not increased as much in the patient with PMAI as in the normal volunteer, suggesting the existence of air trapping.


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Figure 1.   Chest HRCT scans at full inspiration (top panels) and full expiration (bottom panels) at the upper lung field (left panels) and lower lung field (right panels) of a patient with PMAI (primary Mycobacterium avium-intracellulare infection of the lungs), i.e., pulmonary infection caused by MAI without predisposing lung disease and with no demonstrable immunodeficiency.


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Figure 2.   Chest HRCT scans at full inspiration (top panels) and full expiration (bottom panels) at the upper lung field (left panels) and lower lung field (right panels) of a normal volunteer.

As shown in Table 5, the E/I ratio of the total lung field was significantly higher in the 12 patients with PMAI than in the nine normal volunteers. The ratio in the upper lung field was significantly higher than that in the lower lung field in the patients with PMAI. There was no significant difference in the lower lung field between the two groups.

                              
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TABLE 5

E/I RATIO IN FOUR LUNG FIELDS IN PATIENTS WITH PMAI AND IN NORMAL VOLUNTEERS*

    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

In the present study, patients with PMAI had significantly lower V50 and V25, higher Delta N2, and similar FEV1 values compared with those of normal volunteers. These results indicate that the patients with PMAI had an obstruction in the small airways (21) that was not detected with the spirometric method. The lowered FEF25-75 also suggested small airways lesions (24) in the patients with PMAI. Because all of the patients were nonsmokers, had chest CT abnormalities (including multiple nodules and bronchiectasis characteristic of MAI infection) (9), and had no distinct predisposing lung disease, the structural abnormalities caused by MAI infection might be responsible for the pulmonary dysfunction.

An examination of closing volume can also detect a dysfunction in the small airways (25), but the present patients with PMAI had normal CV/VC value. Although the reason for the different results between Delta N2 and CV/VC is not known, there are two possible explanations. One possibility is that the sensitivity and specificity might be different between two indices. Using abnormal FEV1/FVC as a reference diagnosis, Dosman and Cotton (25) determined that CV/VC had a high degree of specificity, but low sensitivity, whereas Delta N2 was reasonably specific and sensitive. The other possible reason could be due to the localization of the MAI infected region. Milic-Emili and colleagues (26) have noted that airway closure occurs more easily in the lower lungs than in the upper lungs during expiration near to RV because of a gravitational difference between the apex and the base of the lungs. This phenomenon and an increased collapsibility of peripheral airways lead to an increased CV/VC when the small airways obstruction occurs. However, because it seems that the upper lung field is predominantly affected by MAI infection, CV/VC remains normal.

Comroe and Fowler (27) commented that the identification of Delta N2 could detect an uneven distribution of inspired gas in the lungs, though it could not enable the diagnosis of specific types of pulmonary disease. Some studies have mentioned that Delta N2 is useful for interpretation of early lung dysfunction, especially peripheral airway obstruction (22, 25, 28). In the single-breath nitrogen test, the positive phase III slope depends partially on the apex-to-base difference in the preexpiratory N2 concentration and on the degree of interregional asynchronous lung emptying (29). Peripheral airflow obstruction increases the time constant for the emptying of intraregional lung units distal to the obstruction, and results in a higher regional RV for these units (30). Thus, the alveolar units with narrowed peripheral airways have a high N2 concentration after the inhalation of 100% oxygen to TLC. Because MAI infection was found to affect predominantly the upper lung field, a much larger interregional RV and higher N2 concentration might occur in the infected region. This phenomenon is probably the reason for the increased Delta N2 in patients with PMAI.

The interpretation of the increased RV in the patients with PMAI is difficult because HRCT scanning showed no apparent emphysematous changes. One possible explanation is the overestimation of the predicted value of RV. We used the equation of Grimby and Soderholm (17). Our subjects were all Japanese women and their body height were short. The normal volunteers exhibited slightly high RV compared with the 100% baseline. The patients with PMAI, even if we take into account an overestimation of the percent predicted RV, showed significantly higher RV values than did the normal volunteers; thus, the patients with PMAI had hyperinflation of the lungs.

The tests mentioned above to detect the earliest functional abnormalities of the small airways can neither express the potential regional heterogeneity of airway dysfunction nor localize the distribution of the airways involved. Recent CT and/or HRCT scans obtained at full expiration (31), including the E/I ratio (14), have provided insights into the relations between the structure and function of the small airways. These methods are useful to detect earlier changes of emphysematous destruction of the lung parenchyma and air trapping distal to the small airways in COPD and emphysema, and they can demonstrate the distribution of the abnormalities in the lung fields involved. We (14) calculated the E/I ratio in patients with emphysema, and examined the relations among the PFT, the E/I ratio, and the visual scoring (VS) for emphysematous changes, and found that the VS showed a much higher correlation with DLCO/VA, whereas the E/I ratio showed a much stronger correlation with RV/TLC. These finding suggest that the E/I ratio reflects air trapping distal to the small airways (14). In the present study, the higher E/I ratio values in the patients with PMAI has demonstrated that this disorder includes air trapping distal to the small airways. The reason for the difference of distribution in the E/I ratio, i.e., why the ratio was higher in the upper lung field than in the lower field, is probably due to the segmental distribution of small nodules and ectasis of bronchioles and small bronchi.

The small nodules seem to be closely related to the formation of epithelioid granuloma caused by MAI infection (9). However, the genesis of bronchiectasis remains unresolved; it may be a result of the chronic inflammation caused by MAI or caused by the existence of preceding bronchiectasis. Because we (36) recently observed increases in neutrophil and lymphocyte accounts and an elevated level of neutrophil elastase in the BAL fluid obtained from the affected region in the patients with PMAI, we suspect that the ectasis of bronchioles and small bronchi is related to the chronic inflammation caused by MAI. However, as shown in Figure 1, the bronchiectasis of MAI infection was not so distinct when compared with the bronchiectasis caused usually by chronic airway infection, and the results of PFT and E/I ratio in the present study showed the diffuse distribution of small airways dysfunction predominantly in the upper lung fields. Therefore, it is impossible to deny that the dysfunction is due to the constitutional abnormality, though we need further studies to elucidate it.

In summary, we performed pulmonary function testing and examined the E/I ratio using helical CT scanning in pulmonary MAI infection of patients without distinct predisposing lung disease and with no demonstrable immunodeficiency, and we compared their data with those of normal volunteers. Patients showed significant increases in RV and the E/I ratio, suggesting air trapping distal to their small airways. In addition, the E/I ratio was higher in the patients' upper lung fields, a finding that is probably related to the segmental distribution of the ectatic changes caused by MAI infection. The present findings suggest that a MAI infection leads to air trapping distal to the small airways. It also seems that the parameter Delta N2 is useful for the detection of early lung dysfunction in patients infected with MAI.

    Footnotes

Correspondence and requests for reprints should be addressed to Keishi Kubo, M.D., First Department of Internal Medicine, Shinshu University School of Medicine, 3-1-1 Asahi, Matsumoto, 390-8621, Japan. E-mail: keishik{at}gipac.shinshu-u.ac.jp

(Received in original form February 11, 1998 and in revised form May 12, 1998).

Acknowledgments: Supported in part by Grant-in-Aid for Scientific Research (B) No. 08457179 from the Ministry of Education, Science and Culture of Japan.
    References
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

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