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Am. J. Respir. Crit. Care Med., Volume 157, Number 3, March 1998, 998-1002

Exhaled Nitric Oxide in Chronic Obstructive Pulmonary Disease

WASIM MAZIAK, STELIOS LOUKIDES, SARAH CULPITT, PAUL SULLIVAN, SERGEI A. KHARITONOV, and PETER J. BARNES

Department of Thoracic Medicine, National Heart and Lung Institute, London, United Kingdom

    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Chronic obstructive pulmonary disease (COPD) is characterized by progressive airflow obstruction and a neutrophilic inflammation. Exhaled nitric oxide (NO) may be a marker of disease activity in a variety of lung diseases. We measured exhaled NO in patients with documented COPD and investigated whether the concentration of exhaled NO is related to the severity of disease as defined by lung function. We also investigated whether concentration of exhaled NO was different in COPD patients who received inhaled steroids compared with steroid-naïve patients. We studied 13 current smokers with COPD, eight exsmokers with COPD, 12 patients with unstable COPD (exacerbation or severe disease), and 10 smokers with chronic bronchitis without airflow limitation. Exhaled NO levels were significantly higher in patients with unstable COPD (12.7 ± 1.5 ppb) than in other groups (p < 0.01). Exhaled NO levels were significantly higher in smokers with COPD than in smokers with chronic bronchitis (4.3 ± 0.5 versus 2.5 ± 0.5 ppb, p < 0.05), and were even higher in patients with COPD who had stopped smoking (6.3 ± 0.6 ppb, p < 0.01). Exhaled NO levels showed a significant negative correlation with their lung function assessed by % predicted FEV1 values (r = -0.6, p < 0.001). Exhaled NO levels in patients treated with inhaled steroids were significantly higher compared with steroid-naïve patients (8.2 ± 1.2 ppb versus 5 ± 0.4 ppb, p < 0.05), but the first group included more severe patients as assessed by lung function. We conclude that exhaled NO could serve as a useful, practical marker for monitoring disease activity in COPD.

    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Chronic obstructive pulmonary disease (COPD) is defined as a disease state characterized by the presence of airflow obstruction due to chronic bronchitis or emphysema; the airflow obstruction is generally progressive, may be accompanied by airflow hyperreactivity, and may be partially reversible (1). The main risk factor is smoking. Smokers have higher death rates for chronic bronchitis and emphysema and they also have a higher prevalence of lung function abnormalities, respiratory symptoms, and all forms of chronic obstructive airway disease (2).

There is increasing evidence that endogenous nitric oxide (NO) plays a key role in the physiological regulation of airways and is implicated in the pathophysiology of airway disease (3). NO is derived endogenously from the amino acid L-arginine by three isoforms of the enzyme NO synthase (NOS); two constitutive NO synthase (cNOS) are involved in physiological regulation of airways function and an inducible form of the enzyme (iNOS) is involved in inflammatory diseases of the airways and in host defence against infections (4, 5). Tumor necrosis factor-alpha (TNF-alpha ), a proinflammatory cytokine that is known to increase the expression of iNOS in airway epithelial cells (6), is increased in patients with COPD compared with normal smokers suggesting that iNOS may be contributing to disease progression (7).

Since COPD involves chronic inflammation in the airways with the presumed release of proinflammatory cytokines, we investigated whether exhaled NO might be elevated in these patients and whether any elevation in NO might be related to the extent of the disease as measured by lung function. We also investigated whether levels of exhaled NO were different in patients who received inhaled steroids compared with steroid-naïve patients.

    METHODS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Subjects

Four groups of subjects were studied (Table 1). Patients were recruited from clinics at the Royal Brompton Hospital. Group 1 consisted of 13 current smokers with COPD (10 males, mean age 54 ± 2 yr, FEV1 70 ± 4% predicted). Two of them were not receiving any treatment. Three of them were on inhaled steroids (beclomethasone 500 µg/d) and the other eight were using beta 2 agonists as a relief medication. Group 2 consisted of eight exsmokers (i.e., discontinuation of smoking for at least 6 mo) with COPD (three males, age 64 ± 3 yr, and FEV1 48 ± 5% pred). One of them was on inhaled steroids (fluticasone propionate 500 µg/d). The other seven were on anticholinergics (n = 3) and beta 2 agonists (n = 4). Group 3 consisted of 12 patients (9 males, age 63 ± 2 yr, FEV1 25 ± 3% pred) with "unstable" COPD, in which patients either had exacerbation (n = 6, FEV1 27 ± 4% pred, PaO2 59 ± 2 mm Hg), as defined as the American Thoracic Society (ATS) criteria (8), or severe disease (n = 6, FEV1 23 ± 3% pred) judged by FEV1 of less than 35% predicted (9). Patients with exacerbation were studied at the onset of the exacerbation. All were on oral steroids (prednisolone 25 ± 5 mg/d), two were on theophylline (250 mg bid), and all were using beta 2 agonists as a regular treatment. Five patients with severe disease were on inhaled steroids (fluticasone propionate 500 µg/d) and all of them were using beta 2 agonists as a regular treatment. All patients were diagnosed as COPD using the ATS criteria (1) for the diagnosis and management of COPD. Group 4 consisted of 10 normal smokers (five males, age 48 ± 1 yr, FEV1 94 ± 3% predicted) who had chronic bronchitis with absence of airflow limitation. None of them received any regular medication. All groups were matched according to smoking history (36 of 43 studied subjects, had a smoking history of > 30 pack-yr). None of the subjects had pulmonary hypertension or echocardiography. The person measured exhaled NO was not aware of the patient's clinical and functional status.

                              
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TABLE 1

SUBJECT CHARACTERISTICS AND NO LEVELS

NO Measurements

Exhaled NO was measured using a chemiluminescence analyzer (Model LR2000; Logan Research, Rochester, UK), with sensitivity from 1 ppb to 500 ppb (by volume) of NO, accuracy ± 0.5 ppb and response time of < 2 s to 90% of full scale. In addition, the analyzer also measured CO2 (range 0-10% CO2, accuracy ± 0.1%, response time 200 ms to 90% of full scale), expiratory flow and pressure, and exhaled volume in real-time. The analyzer was fitted with a biofeedback display unit to provide visual guidance for the subject to maintain the pressure and expiratory flow within a certain range (3 ± 0.4 mm Hg and 5-6 L/min for end-exhaled NO measurements), hence, improving test repeatability, and enhancing patients cooperation. Sampling rate through the reaction chamber of the analyzer was 250 ml/min for all measurements. The analyzer was calibrated daily using NO-free certified compressed air to set absolute zero and then a certified concentration of NO in nitrogen of 90 ppb and 500 ppb (BOC Special Gases; Surrey Research Park, Guilford, UK), and certified 5% CO2 (BOC). Ambient air NO level was recorded and the absolute zero was adjusted prior to all measurements. For the end-exhaled NO measurements subjects were exhaling slowly from TLC over 30-35 s with exhalation flow of 5-6 L/min by-passing the analyzer. The subjects exhaled against a mild resistance, thereby creating the positive pressure 3 ± 0.4 mm Hg, which was necessary to close the soft palate (10, 11). Expiratory flow rate and positive pressure created during exhalation were similar to those recommended by the European guidelines on exhaled NO measurements (12). There is no apparent influence of exhaled volume on NO levels, provided that dead space volume is discarded. In a single exhalation exhaled NO almost reaches a plateau after 5-10 s of exhalation, while the CO2 and exhaled volume continue to increase (13). There is no difference in NO concentration between mixed expired air collected into a reservoir after a full VC exhalation and an exhalation form one tidal breath above FRC to RV either in normal or asthmatic subjects (14, 15).

Fractional analysis of expired gas collected during exhalation against a low resistance, also has shown no significant difference in exhaled NO between the first 40-45% (6.9 ± 1.9 ng L-1) and the remaining part (5.1 ± 1.0 ng L-1) of an exhalation (16). However, the first exhalation fraction is usually associated with a transient NO peak, which represents the portion of exhaled air contaminated mostly with the nasal (17, 18), oropharyngeal, and ambient NO in the dead space. The detection of this peak depends on the response time of the analyzer and should be discarded from the analysis, unless there is a particular need to analyze NO in this part of exhalation. The phenomena of "sequential" lung emptying cannot be overestimated in interpretation of the conventional forced exhalation maneuvers, as forceful exhalation leads to dynamic narrowing of the intrathoracic airways. In patients with COPD reduction in lung recoil pressure and peripheral airway narrowing both enhance dynamic narrowing of the large intrathoracic airways on expiration. However, during slow expiration airway pressures fall progressively from alveoli to the mouth, so that the pressure distending the airway is less than during forceful expiration. As exhaled NO has been measured during gentle (5-6 L/min) and slow (over 20 s) exhalation against mild resistance (3 ± 0.4 mm Hg of positive pressure), the dynamic narrowing of the large intrathoracic airways and consequent gas trapping have been avoided. The mean value of the last 100 measurements, acquired with 0.04 s interval, was taken from the point corresponding to the plateau of end- exhaled CO2 reading (5-6% CO2) and represents the lower respiratory tract sample (13). Results of the analyses were computed and graphically displayed on a plot of NO and CO2 concentration pressure and flow against time.

Statistical Analysis

The data are expressed as mean ± SEM. The significance of difference between groups was assessed by two-way analysis of variance (ANOVA). Regression analysis was performed by Pearson's rank correlation coefficients. A p value < 0.05 was considered to be significant.

    RESULTS
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Exhaled NO was highest in the "unstable" COPD group (12 ± 1.5 ppb) (Table ). NO levels in this group were significantly higher than in smokers with COPD (p < 0.001), the exsmokers with COPD group (p < 0.01) and in normal smokers group (p < 0.0001). Also, exhaled NO was significantly higher in the exsmoker group with COPD (6 ± 0.6 ppb) than in the smokers with COPD group (4 ± 0.4 ppb) and the normal smokers group (3 ± 0.5) (p < 0.02, p < 0.01, respectively). Exhaled NO was higher in the smoking COPD (4 ± 0.4 ppb) than in normal smokers (3 ± 0.5 ppb, p < 0.05) (Figure 1). Separating the subgroup of unstable COPD patients we found that NO levels in patients with exacerbation were higher than levels in patients with severe disease, but this difference was not statistically significant (14.5 ± 2 ppb versus 11 ± 1.5 ppb, p > 0.05).


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Figure 1.   The difference in exhaled NO levels in the various studied groups.

There was significant negative correlation (r = -0.6, p < 0.001) between FEV1 and exhaled NO levels (Figure 2). No correlation was found between arterial oxygen tension and exhaled NO in patients with exacerbation (r = -0.3, p > 0.05).


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Figure 2.   The correlation between exhaled NO and FEV1 (% pred) in patients with COPD.

NO levels were significantly higher in COPD patients treated with inhaled steroids (8.2 ± 1.2 ppb) than in patients not treated with inhaled steroids (5 ± 0.4 ppb, p < 0.05) (Figure 3), but the first group included more severe patients as assessed by FEV1 (37% pred versus 67% pred).


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Figure 3.   The difference in exhaled NO between inhaled steroid-treated versus untreated COPD patients.

    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

Our results show a significant increase in the concentration of exhaled NO in patients with severe or exacerbated COPD. Levels of exhaled NO were significantly correlated with lung function as assessed by FEV1.

Chronic cigarette smoking itself decreases exhaled NO, and the decrease correlates with the amount smoked (19, 20). This effect could result from downregulation of nitric oxide synthase (NOS) by the high NO concentration in cigarette smoke (21), from inactivation of NO by oxidants in cigarette smoke like superoxide anions (O2-·) (22), or finally from tobacco-induced toxic damage to NO-producing epithelial cells (20). A decrease in NO formation might be relevant in COPD. First, inhibition of endogenous NO production may contribute to reduced mucociliary clearance and bactericidal activity of phagocytes (23, 24), thus increasing susceptibility to recurrent respiratory infections, a pattern seen in smokers as well as COPD patients. Second, reduced NO may increase bronchial tone, since NO acts as an endogenous neurotransmitter of bronchodilator nerves in human airways (25), although clinical trials using NO as a bronchodilator in COPD demonstrated little efficacy (26, 27). Finally reduced synthesis of NO by the endothelial cells of pulmonary arteries may contribute to pulmonary hypertension in COPD patients (28).

Exhaled NO measurement may offer a simple and noninvasive mean of monitoring disease activity in the respiratory tract and its place in various diseases affecting the lungs is now under intensive evaluation by many research groups (6). In contrast to asthma, we found that exhaled NO was not elevated compared to normal values, in patients with stable COPD, in either current or exsmokers. However, exhaled NO levels in both smoker and exsmoker COPD groups were higher than those of smoking controls. The finding that NO levels in exsmokers with stable COPD were relatively normal, is in agreement with previous observations made by Robbins and coworkers (29).

In patients with greater disease severity (FEV1 < 35% pred), and during acute exacerbations, NO levels showed a significant increase in comparison to the other groups. This suggests that exhaled NO may be a method of assessing disease activity in COPD and could also be used to monitor response to treatment in these patients.

The significant inverse correlation between % predicted FEV1 and NO levels, regardless of smoking status, could also support the use of exhaled NO as a mean of monitoring disease activity. In patients with severe disease the increase in exhaled NO outweighs the decrease in NO levels due to cigarette smoking.

Studying similar populations of stable and unstable COPD patients and healthy controls, Dekhuijzen and coworkers found a significant increase in the concentration of hydrogen peroxide (H2O2) in the expired breath condensate of patients with COPD compared with controls, with significantly greater increase in the unstable patients compared with the stable patients with COPD (30). This supports the hypothesis of an increase in airway inflammation as the severity of airway obstruction increases in patients with COPD. However, our findings contradict the conclusions of Kanazawa and coworkers, who studied exhaled NO in smokers with mild obstruction (mean FEV1 82% predicted) and compared it to NO levels in a healthy non-smoking group. They suggest that the reduced NO in the smoking obstructed group could be the important factor leading to airway obstruction (31).

Keatings and Stanescu and associates (7, 32), finding that neutrophil counts in induced sputum are increased as obstruction progresses (percent-predicted FEV1 declines), favor the hypothesis of neutrophilic inflammation as an important factor in the development of airway obstruction. The activated state that characterizes these intraluminal neutrophils may account for the increase in NO production that were are detecting in severe COPD patients.

The finding that NO levels in patients with inhaled steroids were not significantly higher than those in steroid naïve COPD patients was not surprising, since the steroid-treated group included most of the unstable patients. This also supports earlier observations made by Robbins and coworkers, who found no difference in relation to treatment with corticosteroids in COPD patients (25). The theoretically plausible explanation for this phenomenon could lie within the known lack of effect of steroids on neutrophils, as was recently demonstrated using induced sputum (33).

In conclusion, exhaled NO could serve as a useful, practical surrogate marker for monitoring disease activity in COPD patients. Future work should concentrate on the relation between exhaled NO and other direct inflammatory markers in sputum, BAL and biopsies. It would be interesting also to look at NO response to different treatment regimens used in COPD, including theophylline and antioxidants, which may interfere with the neutrophil inflammatory response.

    Footnotes

Correspondence and requests for reprints should be addressed to Professor P. J. Barnes, Department of Thoracic Medicine, National Heart and Lung Institute, Dovehouse St., London SW3 6LY, UK. E-mail: p.j.barnes{at}ic.ac.uk

(Received in original form May 5, 1997 and in revised form September 5, 1997).

Acknowledgments: Supported by Karim Rida Said Foundation and British Lung Foundation.
    References
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ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
REFERENCES

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6. Robbins, R. A., P. J. Barnes, and D. L. Springall. 1994. Expression of inducible nitric oxide synthase in human bronchial epithelial cells. Biochem. Biophys. Res. Commun. 203: 209-218 [Medline].

7. Keating, V. M., P. D. Collins, D. M. Scott, and P. J. Barnes. 1996. Differences in interleukin-8 and tumor necrosis factor-alpha in induced sputum from patients with chronic obstructive pulmonary disease or asthma. Am. J. Respir. Crit. Care Med 153: 530-534 [Abstract].

8. American Thoracic Society. 1987. Standards for the diagnosis and care of patients with chronic obstructive pulmonary disease and asthma. Am. Rev. Respir. Dis. 134: 225-243 .

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10. Kharitonov, S. A., and P. J. Barnes. 1997. Nasal contribution to exhaled NO during exhalation against resistance or during breathholding. Thorax 52: 540-544 [Abstract].

11. Hogman, M., S. Stromberg, U. Schodin, C. Frostell, G. Hedenstierna, and L. E. Gustafsson. 1997. Nitric oxide from the human respiratory tract effectively quantified by standardized single-breath measurements. Acta Physiol. Scand. 159: 345-346 [Medline].

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16. Prolin, G., T. Anden, and G. Hedenstierna. 1994. Nitric oxide in expired air and during exercise. Acta Physiol. Scand. 151: 159-163 [Medline].

17. Imada, M., J. Iwamoto, S. Nonaka, Y. Kobayashi, and T. Unno. 1996. Measurement of nitric oxide in human nasal airway. Eur. Respir. J. 9: 556-559 [Abstract].

18. Schedin, U., C. Frostell, M. G. Persson, J. Jacobsson, G. Andersson, and L. E. Gustafsson. 1995. Contribution from upper and lower airways to exhaled endogenous nitric oxide in humans. Acta Anaesthesiol. Scand 39: 327-332 [Medline].

19. Kharitonov, S. A., R. A. Robbins, D. Yates, V. Keating, and P. J. Barnes. 1995. Acute and chronic effects of cigarette smoking on exhaled nitric oxide. Am. J. Respir. Crit. Care Med 152: 609-612 [Abstract].

20. Persson, M. G., O. Zetterstrom, V. Argrenius, E. Ihre, and L. E. Gustafsson. 1994. Single-breath nitric oxide measurements in asthmatic patients and smokers. Lancet 343: 146-147 [Medline].

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23. Jain, B., I. Lubenstein, R. A. Robbins, K. L. Leise, and J. H. Sisson. 1993. Modulation of airway epithelial cell ciliary beat frequency by nitric oxide. Biochem. Biophys. Res. Commun. 191: 83-88 [Medline].

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30. Dekhuijzen, P. N. R., K. K. H. Aben, I. Dekker, L. P. H. J. Aarts, P. L. M. L. Wielders, C. L. A. van Herwaarden, and A. Bast. 1996. Increased exhalation of hydrogen peroxide in patients with stable and unstable chronic obstructive pulmonary disease. Am. J. Respir. Crit. Care Med. 154: 813-816 [Abstract].

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33. Keatings, V. M., and P. J. Barnes. 1997. Granulocyte activation markers in induced sputum: comparison between chronic obstructive pulmonary disease, asthma and normal subjects. Am. J. Respir. Crit. Care Med. 155: 449-453 [Abstract].





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