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Published ahead of print on October 15, 2009, doi:10.1164/rccm.200812-1807OC

Am. J. Respir. Crit. Care Med., Volume 181, Number 2, January 2010, 181-188

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Submitted on December 2, 2008
Accepted on October 13, 2009

Gene Profiling of Clinical Routine Biopsies and Prediction of Survival in Non-Small Cell Lung Cancer

Florent Baty1, Michaël Facompré2, Sergio Kaiser3, Martin Schumacher3, Miklos Pless4, Lukas Bubendorf5, Spasenija Savic5, Estelle Marrer3, Wolfgang Budach3, Martin Buess6, Jeanne Kehren3, Michael Tamm7, and Martin H Brutsche1*

1 Department of Pneumology, Kantonsspital St. Gallen, St. Gallen, Switzerland, 2 Department of Biomedicine, University Hospital Basel, Basel, Switzerland, 3 Biomarker Development, Novartis AG, Basel, Switzerland, 4 Medical Oncology, Kantonsspital Winterthur, Winterthur, Switzerland, 5 Institute for Pathology, University Hospital Basel, Basel, Switzerland, 6 Department of Oncology, Claraspital Basel, Basel, Switzerland, 7 Department of Pneumology, University Hospital Basel, Basel, Switzerland

* To whom correspondence should be addressed. E-mail: martin.brutsche{at}kssg.ch.

RATIONALE Global gene expression analysis provides a comprehensive molecular characterization of non-small cell lung cancer (NSCLC). OBJECTIVES To evaluate the feasibility of integrating expression profiling into routine clinical work-up by including both surgical as well as minute bronchoscopic biopsies and to develop a robust prognostic gene expression signature. METHODS Tissue samples from 41 chemotherapy-naïve non-small cell lung cancer patients and 15 control patients with inflammatory lung diseases were obtained during routine clinical work-up and gene expression profiles were gained using a oligonucleotide array platform (NovaChip; 34'207 transcripts). Gene expression signatures were analyzed for correlation with histological and clinical parameters and validated on independent published datasets and immunohistochemistry. MEASUREMENTS AND RESULTS Diagnostic signatures for adenocarcinoma and squamous-cell carcinoma reached a sensitivity of 80%/80% and a specificity of 83%/94%, respectively, dependent on the proportion of tumor cells. Sixty-seven of the 100 most discriminating genes were validated with independent observations from the literature. A 13-gene metagene refined on 4 external datasets was built and validated on an independent dataset. The metagene was a strong predictor of survival in our dataset (HR=7.7, 95% CI [2.8-21.2]) and in the independent dataset (HR=1.6, 95% CI [1.2-2.2]) and in both cases independent of the UICC-staging. Vascular endothelial growth factor-beta, one of the key prognostic genes, was further validated by immunohistochemistry on 508 independent tumor samples. CONCLUSIONS Integration of functional genomics from small bronchoscopic biopsies allows molecular tumor classification and prediction of survival in NSCLC and might become a powerful adjunct for the daily clinical practice.


Key words: Non-small cell lung cancer • Functional genomics • Prognostic biomarkers • Bronchoscopic biopsies • Metagene







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