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Published ahead of print on July 11, 2003, doi:10.1164/rccm.200301-092OC
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American Journal of Respiratory and Critical Care Medicine Vol 168. pp. 664-670, (2003)
© 2003 American Thoracic Society


Original Article

Genioglossus Activity in Children with Obstructive Sleep Apnea during Wakefulness and Sleep Onset

Eliot S. Katz and David P. White

Division of Respiratory Diseases, Department of Medicine, Children's Hospital Boston; and Division of Sleep Medicine, Department of Medicine, Brigham and Women's Hospital, Harvard Medical School, Boston, Massachusetts

Correspondence and requests for reprints should be addressed to Eliot S. Katz, M.D., Division of Respiratory Diseases, Mailstop 208, Children's Hospital, Boston 300 Longwood Avenue, Boston, MA 02115. E-mail: eliot.katz{at}tch.harvard.edu

A prominent role for upper airway neuromuscular control mechanisms in the pathophysiology of pediatric obstructive sleep apnea syndrome (OSAS) is suggested by the observation that obstruction does not occur during wakefulness and is infrequently seen during non-REM sleep. Using a custom intraoral surface electrode to record genioglossal activity (genioglossal electromyography [EMGgg]), normalized with a maximal maneuver, we studied 10 children with OSAS and 6 normal control subjects to determine EMGgg activity during (1) wakefulness, (2) the sleep onset period, and (3) stable non-REM sleep. We observed that the EMGgg activity in patients with OSAS compared with control subjects was significantly greater during wakefulness (3.6 ± 1.8 vs. 1.6 ± 1.8% maximum, p < 0.05) and had a greater decline during the early and late sleep onset period (p < 0.05). During stable non-REM sleep, EMGgg remained below the wakeful baseline in all normal control subjects but increased above the baseline in four of the patients with OSAS. We speculate that the increased EMGgg activity during wakefulness represents a reflex-driven neuromuscular compensation for an anatomically compromised airway. Furthermore, the larger decline in EMGgg at sleep onset observed in patients with OSAS is consistent with the relative loss of this reflex. Finally, the return of EMGgg activity above baseline in patients with severe OSAS suggests that some chemical or mechanical compensatory mechanisms remain active during stable non-REM sleep in children.

Key Words: intraoral surface electrode • sleep apnea • genioglossus EMG




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