Am. J. Respir. Crit. Care Med., Volume 159, Number 1, January 1999, 112-118

Breathing during Sleep in Patients with Nocturnal Desaturation

HEINRICH F. BECKER, AMANDA J. PIPER, WENDY E. FLYNN, STEPHEN G. MCNAMARA, RON R. GRUNSTEIN, J. HERMANN PETER, and COLIN E. SULLIVAN

Department of Medicine, David Read Laboratory, University of Sydney, Sydney; Centre for Respiratory Failure and Sleep Disorders, Royal Prince Alfred Hospital, Camperdown, Australia; and Department of Medicine, University of Marburg, Marburg, Germany

The mechanisms leading to hypoxemia during sleep in patients with respiratory failure remain poorly understood, with few studies providing a measure of minute ventilation ( I) during sleep. The aim of this study was to measure ventilation during sleep in patients with nocturnal desaturation secondary to different respiratory diseases. The 26 patients studied had diagnoses of chronic obstructive pulmonary disease (COPD) (n = 9), cystic fibrosis (CF) (n = 2), neuromusculoskeletal disease (n = 4), and obesity hypoventilation syndrome (OHS) (n = 11). Also reported are the results for seven normal subjects and seven patients with effectively treated obstructive sleep apnea (OSA) without desaturation during sleep. Ventilation was measured with a pneumotachograph attached to a nasal mask. In the treated patients with OSA and in the normal subjects, only minor alterations in I were observed during sleep. In contrast, mean I for the group with nocturnal desaturation decreased by 21% during non-rapid-eye-movement (NREM) sleep and by 39% during rapid-eye-movement (REM) sleep as compared with wakefulness. This reduction was due mainly to a decrease in tidal volume ( T). Hypoventilation was most pronounced during REM sleep, irrespective of the underlying disease. These data indicate that hypoventilation may be the major factor leading to hypoxia during sleep, and that reversal of hypoventilation during sleep should be a major therapeutic strategy for these patients.

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